Form N-PX ETF Series Solutions For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22668
ETF Series Solutions
________________________
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
________________________
(Address of principal executive offices) (Zip code)
Paul Fearday
ETF Series Solutions
615 E. Michigan Street
Milwaukee, WI 53202
________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-5346
Fund
1. AlphaClone Alternative Alpha ETF
2. Loncar Cancer Immunotherapy ETF
3. Deep Value ETF
4. Vident Core US Bond Strategy ETF
5 Vident Core US Equity Fund
6. Vident International Equity Fund
7. Master Income ETF
Date of fiscal year end
1. March 31
2. August 31
3. August 31
4. August 31
5. August 31
6. August 31
7. November 30
Date of reporting period
1. July 1, 2016 to June 30, 2017
2. July 1, 2016 to June 30, 2017
3. July 1, 2016 to June 30, 2017
4. July 1, 2016 to June 30, 2017
5. July 1, 2016 to June 30, 2017
6. July 1, 2016 to June 30, 2017
7. July 1, 2016 to June 30, 2017
Item 1. Proxy Voting Record.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-22668
Reporting Period: 07/01/2016 - 06/30/2017
ETF Series Solutions
======================= AlphaClone Alternative Alpha ETF =======================
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nesli Basgoz For For Management
1b Elect Director Paul M. Bisaro For For Management
1c Elect Director James H. Bloem For For Management
1d Elect Director Christopher W. Bodine For For Management
1e Elect Director Adriane M. Brown For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Catherine M. Klema For For Management
1h Elect Director Peter J. McDonnell For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Brenton L. Saunders For For Management
1k Elect Director Ronald R. Taylor For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Paul S. Otellini For Withhold Management
1.11 Elect Director K. Ram Shriram For Withhold Management
1.12 Elect Director Shirley M. Tilghman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Report on Gender Pay Gap Against For Shareholder
10 Report on Charitable Contributions Against Against Shareholder
11 Adopt Holy Land Principles Against Against Shareholder
12 Report on Fake News Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Daniel P. Huttenlocher For For Management
1f Elect Director Judith A. McGrath For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Omnibus Stock Plan For For Management
6 Report on Use of Criminal Background Against Against Shareholder
Checks in Hiring
7 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
8 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gustavo Lara Cantu For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Craig Macnab For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANGIE'S LIST, INC.
Ticker: ANGI Security ID: 034754101
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Britto For For Management
1.2 Elect Director Michael S. Maurer For For Management
1.3 Elect Director H. Eric Semler For For Management
1.4 Elect Director Susan E. Thronson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: SEP 28, 2016 Meeting Type: Special
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Approve Matters Relating to the For For Management
Acquisition of SABMiller plc by
Anheuser-Busch InBev SA
B.2 Receive Special Board Report and None None Management
Special Auditor Report Re: Item 1
B.3 Receive Information on Modifications None None Management
to the Assets and Liabilities of the
Merging Companies
B.4 Approve Transfer of Assets and For For Management
Liabilities Re: SABMILLER plc and
Anheuser-Busch Inbev SA Transaction
B.5 Approve Delisting Re: SABMILLER plc For For Management
and Anheuser-Busch Inbev SA Transaction
C.6 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 26, 2017 Meeting Type: Annual/Special
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A1.a Receive Special Board Report None None Management
A1.b Renew Authorization to Increase Share For For Management
Capital up to 3 Percent of Issued
Share Capital
B1 Management Report Regarding the Old None None Management
Anheuser-Busch InBev SA/NV
B2 Report by the Statutory Auditor None None Management
Regarding the Old AB InBev
B3 Approval of the Accounts of the Old AB For For Management
InBev
B4 Approve Discharge to the Directors of For For Management
the Old AB InBev
B5 Approve Discharge of Auditors of the For For Management
Old AB InBev
B6 Receive Directors' Reports None None Management
B7 Receive Auditors' Reports None None Management
B8 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B9 Adopt Financial Statements For For Management
B10 Approve Discharge to the Directors For For Management
B11 Approve Discharge of Auditors For For Management
B12.a Elect M.J. Barrington as Director For Against Management
B12.b Elect W.F. Gifford Jr. as Director For Against Management
B12.c Elect A. Santo Domingo Davila as For Against Management
Director
B13.a Approve Remuneration Report For Against Management
B13.b Approve Remuneration of Directors For For Management
B13.c Approve Non-Executive Director Stock For Against Management
Option Grants
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Bell For For Management
1.2 Elect Director Tim Cook For For Management
1.3 Elect Director Al Gore For For Management
1.4 Elect Director Bob Iger For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Art Levinson For For Management
1.7 Elect Director Ron Sugar For For Management
1.8 Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Disclose Charitable Contributions Against Against Shareholder
6 Adopt Policy to Increase Diversity of Against Against Shareholder
Senior Management and Board of
Directors
7 Proxy Access Amendments Against For Shareholder
8 Engage Outside Independent Experts for Against Against Shareholder
Compensation Reforms
9 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Arougheti For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Steven B. McKeever For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Carrel For For Management
1.2 Elect Director Mark A. Collar For For Management
1.3 Elect Director Scott W. Drake For For Management
1.4 Elect Director Regina Groves For For Management
1.5 Elect Director B. Kristine Johnson For For Management
1.6 Elect Director Richard M. Johnston For For Management
1.7 Elect Director Elizabeth D. Krell For For Management
1.8 Elect Director Mark R. Lanning For For Management
1.9 Elect Director Sven A. Wehrwein For For Management
1.10 Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director Jeff Clarke For For Management
1d Elect Director Scott Ferguson For For Management
1e Elect Director Thomas Georgens For For Management
1f Elect Director Richard (Rick) S. Hill For For Management
1g Elect Director Mary T. McDowell For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Betsy Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend the General Clawback Policy Against Against Shareholder
6 Non-core banking operations Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Munib Islam For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Carole J. Shapazian For For Management
1g Elect Director Thomas T. Stallkamp For For Management
1h Elect Director Albert P.L. Stroucken For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 06, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Thomas S. Murphy For For Management
1.10 Elect Director Ronald L. Olson For For Management
1.11 Elect Director Walter Scott, Jr. For For Management
1.12 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Report on Political Contributions Against For Shareholder
5 Assess and Report on Exposure to Against For Shareholder
Climate Change Risks
6 Require Divestment from Fossil Fuels Against Against Shareholder
--------------------------------------------------------------------------------
BLACKHAWK NETWORK HOLDINGS, INC.
Ticker: HAWK Security ID: 09238E104
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anil D. Aggarwal For For Management
1.2 Elect Director Richard H. Bard For For Management
1.3 Elect Director Thomas Barnds For For Management
1.4 Elect Director Steven A. Burd For For Management
1.5 Elect Director Robert L. Edwards For Withhold Management
1.6 Elect Director Jeffrey H. Fox For For Management
1.7 Elect Director Mohan Gyani For For Management
1.8 Elect Director Paul Hazen For For Management
1.9 Elect Director Robert B. Henske For For Management
1.10 Elect Director Talbott Roche For For Management
1.11 Elect Director Arun Sarin For For Management
1.12 Elect Director William Y. Tauscher For For Management
1.13 Elect Director Jane J. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Bullock For For Management
1b Elect Director David L. Keltner For For Management
1c Elect Director Jeffrey G. Rea For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director James V. Diller For For Management
1c Elect Director Lewis C. Eggebrecht For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director Eddy W. Hartenstein For For Management
1f Elect Director Check Kian Low For For Management
1g Elect Director Donald Macleod For For Management
1h Elect Director Peter J. Marks For For Management
1i Elect Director Henry Samueli For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares with or For For Management
without Preemptive Rights
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC.
Ticker: BWLD Security ID: 119848109
Meeting Date: JUN 02, 2017 Meeting Type: Proxy Contest
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Yellow Proxy Card) None
1.1 Elect Director Cynthia L. Davis For Did Not Vote Management
1.2 Elect Director Andre J. Fernandez For Did Not Vote Management
1.3 Elect Director Janice L. Fields For Did Not Vote Management
1.4 Elect Director Harry A. Lawton For Did Not Vote Management
1.5 Elect Director J. Oliver Maggard For Did Not Vote Management
1.6 Elect Director Jerry R. Rose For Did Not Vote Management
1.7 Elect Director Sam B. Rovit For Did Not Vote Management
1.8 Elect Director Harmit J. Singh For Did Not Vote Management
1.9 Elect Director Sally J. Smith For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Ratify KPMG LLP as Auditors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Scott O. Bergren For For Shareholder
1.2 Elect Director Richard T. McGuire, III For For Shareholder
1.3 Management Nominee Sam B. Rovit For For Shareholder
1.4 Elect Director Emil Lee Sanders For Withhold Shareholder
1.5 Management Nominee Andre J. Fernandez For For Shareholder
1.6 Management Nominee Janice L. Fields For For Shareholder
1.7 Management Nominee Harry A. Lawton For For Shareholder
1.8 Management Nominee Harmit J. Singh For For Shareholder
1.9 Management Nominee Sally J. Smith For For Shareholder
2 Amend Bylaws For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CDK GLOBAL, INC.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 15, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian P. MacDonald For For Management
1e Elect Director Eileen J. Martinson For For Management
1f Elect Director Stephen A. Miles For For Management
1g Elect Director Robert E. Radway For For Management
1h Elect Director Stephen F. Schuckenbrock For For Management
1i Elect Director Frank S. Sowinski For For Management
1j Elect Director Robert M. Tarkoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Michael L. Brosnan For For Management
1c Elect Director Michael A. Carpenter For For Management
1d Elect Director Dorene C. Dominguez For For Management
1e Elect Director Alan Frank For For Management
1f Elect Director William M. Freeman For For Management
1g Elect Director R. Brad Oates For For Management
1h Elect Director Marianne Miller Parrs For For Management
1i Elect Director Gerald Rosenfeld For For Management
1j Elect Director John R. Ryan For For Management
1k Elect Director Sheila A. Stamps For For Management
1l Elect Director Laura S. Unger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Asuka Nakahara For For Management
1.8 Elect Director David C. Novak For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Fowden For For Management
1.2 Elect Director Barry A. Fromberg For For Management
1.3 Elect Director Robert L. Hanson For For Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director James A. Locke, III For Withhold Management
1.6 Elect Director Daniel J. McCarthy For For Management
1.7 Elect Director Richard Sands For For Management
1.8 Elect Director Robert Sands For For Management
1.9 Elect Director Judy A. Schmeling For For Management
1.10 Elect Director Keith E. Wandell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2016 Annual Report None None Management
2 Approve Audited Consolidated Financial For For Management
Statements of Credicorp and its
Subsidiaries for FY 2016, Including
External Auditors' Report
3.1 Elect Dionisio Romero Paoletti as For For Management
Director
3.2 Elect Raimundo Morales Dasso as For For Management
Director
3.3 Elect Juan Carlos Verme Giannoni as For For Management
Director
3.4 Elect Benedicto Ciguenas Guevara as For For Management
Director
3.5 Elect Patricia Lizarraga Guthertz as For For Management
Director
3.6 Elect Fernando Fort Marie as Director For For Management
3.7 Elect Martin Perez Monteverde as For For Management
Director
3.8 Elect Luis Enrique Romero as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC.
Ticker: PLOW Security ID: 25960R105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Janik For For Management
1.2 Elect Director James D. Staley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 22, 2016 Meeting Type: Annual
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eitan Gertel For For Management
1b Elect Director Anders Gustafsson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Martin M. Ellen For For Management
1B Elect Director David B. Powers For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For Against Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director John C. Lechleiter For For Management
1d Elect Director David A. Ricks For For Management
1e Elect Director Marschall S. Runge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Deferred Compensation Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: JUL 19, 2016 Meeting Type: Special
Record Date: MAY 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan C. Athey For For Management
1b Elect Director A. George 'Skip' Battle For For Management
1c Elect Director Pamela L. Coe For Withhold Management
1d Elect Director Barry Diller For Withhold Management
1e Elect Director Jonathan L. Dolgen For Withhold Management
1f Elect Director Craig A. Jacobson For Withhold Management
1g Elect Director Victor A. Kaufman For Withhold Management
1h Elect Director Peter M. Kern For Withhold Management
1i Elect Director Dara Khosrowshahi For Withhold Management
1j Elect Director John C. Malone For Withhold Management
1k Elect Director Scott Rudin For For Management
1l Elect Director Christopher W. Shean For Withhold Management
1m Elect Director Alexander Von For Withhold Management
Furstenberg
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Reed Hastings For For Management
1.5 Elect Director Jan Koum For Withhold Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Public Policy Issues Against Against Shareholder
Associated with Fake News
6 Gender Pay Gap Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Michael J. Anderson For For Management
1.3 Elect Director William T. Cottle For For Management
1.4 Elect Director Steven J. Demetriou For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Charles E. Jones For For Management
1.7 Elect Director Donald T. Misheff For For Management
1.8 Elect Director Thomas N. Mitchell For For Management
1.9 Elect Director James F. O'Neil, III For For Management
1.10 Elect Director Christopher D. Pappas For For Management
1.11 Elect Director Luis A. Reyes For For Management
1.12 Elect Director George M. Smart For For Management
1.13 Elect Director Jerry Sue Thornton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Increase Authorized Common Stock For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
8 Provide Proxy Access Right For For Management
9 Report on Lobbying Payments and Policy Against For Shareholder
10 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
11 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas D. Chabraja For For Management
1b Elect Director James S. Crown For For Management
1c Elect Director Rudy F. deLeon For For Management
1d Elect Director John M. Keane For For Management
1e Elect Director Lester L. Lyles For For Management
1f Elect Director Mark M. Malcolm For For Management
1g Elect Director Phebe N. Novakovic For For Management
1h Elect Director William A. Osborn For For Management
1i Elect Director Catherine B. Reynolds For For Management
1j Elect Director Laura J. Schumacher For For Management
1k Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2017 Meeting Type: Proxy Contest
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Joseph J. Ashton For For Management
1.2 Elect Director Mary T. Barra For For Management
1.3 Elect Director Linda R. Gooden For For Management
1.4 Elect Director Joseph Jimenez For For Management
1.5 Elect Director Jane L. Mendillo For For Management
1.6 Elect Director Michael G. Mullen For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director Thomas M. Schoewe For For Management
1.10 Elect Director Theodore M. Solso For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Creation of Dual-Class Common Stock Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
1.1 Elect Directors Leo Hindery, Jr. For Did Not Vote Shareholder
1.2 Elect Director Vinit Sethi For Did Not Vote Shareholder
1.3 Elect Director William N. Thorndike, For Did Not Vote Shareholder
Jr.
1.4 Management Nominee Joseph J. Ashton For Did Not Vote Shareholder
1.5 Management Nominee Mary T. Barra For Did Not Vote Shareholder
1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder
1.7 Management Nominee Joseph Jimenez For Did Not Vote Shareholder
1.8 Management Nominee James J. Mulva For Did Not Vote Shareholder
1.9 Management Nominee Patricia F. Russo For Did Not Vote Shareholder
1.10 Management Nominee Thomas M. Schoewe For Did Not Vote Shareholder
1.11 Management Nominee Theodore M. Solso For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
6 Require Independent Board Chairman Against Did Not Vote Shareholder
7 Creation of Dual-Class Common Stock For Did Not Vote Shareholder
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary S. Guidry For For Management
1.2 Elect Director Peter J. Dey For For Management
1.3 Elect Director Evan Hazell For For Management
1.4 Elect Director Robert B. Hodgins For For Management
1.5 Elect Director Ronald Royal For For Management
1.6 Elect Director David P. Smith For For Management
1.7 Elect Director Brooke Wade For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: MAR 14, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Geoffrey Guy as Director For For Management
4 Re-elect Thomas Lynch as Director For For Management
5 Re-elect Cabot Brown as Director For For Management
6 Reappoint Deloitte LLP Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Approve Omnibus Stock Plan For Against Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Dowling, III For For Management
1.2 Elect Director David B. Gendell For Withhold Management
1.3 Elect Director Jeffrey L. Gendell For Withhold Management
1.4 Elect Director Joe D. Koshkin For For Management
1.5 Elect Director Robert W. Lewey For Withhold Management
1.6 Elect Director Donald L. Luke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify the NOL Rights Plan (NOL Pill) For Against Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Mark B. McClellan For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director William D. Perez For For Management
1h Elect Director Charles Prince For For Management
1i Elect Director A. Eugene Washington For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Henshall For For Management
1.2 Elect Director Peter J. Sacripanti For For Management
1.3 Elect Director William R. Wagner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Campbell For For Management
1.2 Elect Director Ernst N. Csiszar For For Management
1.3 Elect Director Julia L. Johnson For For Management
1.4 Elect Director Jorge Mas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph W. Brown For For Management
1b Elect Director Maryann Bruce For For Management
1c Elect Director Francis Y. Chin For For Management
1d Elect Director Keith D. Curry For For Management
1e Elect Director William C. Fallon For For Management
1f Elect Director Steven J. Gilbert For For Management
1g Elect Director Charles R. Rinehart For For Management
1h Elect Director Lois A. Scott For For Management
1i Elect Director Theodore Shasta For For Management
1j Elect Director Richard C. Vaughan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 27, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director N. Anthony Coles For For Management
1d Elect Director John H. Hammergren For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Marie L. Knowles For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 30, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, lll For For Management
1.2 Elect Director Teri L. List-Stoll For For Management
1.3 Elect Director G. Mason Morfit For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Charles H. Noski For For Management
1.6 Elect Director Helmut Panke For For Management
1.7 Elect Director Sandra E. Peterson For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bertucci For For Management
1.2 Elect Director Gregory R. Beecher For For Management
1.3 Elect Director Rick D. Hess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. E. Andrews For For Management
1.2 Elect Director Timothy M. Donahue For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Alfred E. Festa For For Management
1.5 Elect Director Ed Grier For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Mel Martinez For For Management
1.8 Elect Director William A. Moran For For Management
1.9 Elect Director David A. Preiser For For Management
1.10 Elect Director W. Grady Rosier For For Management
1.11 Elect Director Susan Williamson Ross For For Management
1.12 Elect Director Dwight C. Schar For For Management
1.13 Elect Director Paul W. Whetsell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Discussion of the Implementation of None None Management
the Remuneration Policy
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Discharge of Board Members For For Management
3.a Reelect Richard L. Clemmer as For For Management
Executive Director
3.b Reelect Peter Bonfield as For For Management
Non-Executive Director
3.c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3.d Reelect Kenneth A. Goldman as For Against Management
Non-Executive Director
3.e Reelect Marion Helmes as Non-Executive For For Management
Director
3.f Reelect Joseph Kaeser as Non-Executive For For Management
Director
3.g Reelect Ian Loring as Non-Executive For For Management
Director
3.h Reelect Eric Meurice as Non-Executive For For Management
Director
3.i Reelect Peter Smitham as Non-Executive For For Management
Director
3.j Reelect Julie Southern as For For Management
Non-Executive Director
3.k Reelect Gregory Summe as Non-Executive For For Management
Director
4.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
4.b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 4.a
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Cancellation of Ordinary Shares For For Management
--------------------------------------------------------------------------------
PAMPA ENERGIA S.A.
Ticker: PAMP Security ID: 697660207
Meeting Date: NOV 17, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Extension of Amount of Global For For Management
Program of Issuance of Negotiable
Non-Convertible Debt Securities up to
$1 Billion
3 Delegate Board to Perform All Required For For Management
Actions in Connection with Global
Program
4 Approve Reinstatement of Legal Reserves For For Management
5 Elect Tomas Arnaude as Alternate For For Management
Internal Statutory Auditor to Replace
Victoria Hitce
6 Approve Granting of Powers to Perform For For Management
any Necessary Actions and Filing
Documents to Obtain any Applicable
Registration
--------------------------------------------------------------------------------
PAMPA ENERGIA S.A.
Ticker: PAMP Security ID: 697660207
Meeting Date: FEB 16, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Shareholders to Sign Minutes For For Management
of Meeting
2 Consider Merger of Company with For For Management
Petrobras Argentina SA, Petrobras
Energia Internacional SA and Albares
Renovables Argentina SA
3 Consider Status of Individual and For For Management
Consolidated Financial Situations of
Merger as of Oct. 31, 2016 Along with
Reports of External Auditor and
Internal Statutory Auditors Committee;
Treatment of Previous Merger Agreement
Signed on Dec. 23, 2016
4 Authorize Increase in Capital via For For Management
Issuance of 101.87 Million Shares
5 Consider Granting Authorization to For For Management
Sign Definitive Merger Agreement
6 Approve Granting Authorization to For For Management
Perform Formalities and Necessary
Presentations to Obtain Corresponding
Inscriptions
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian M. Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Rona A. Fairhead For For Management
1g Elect Director Richard W. Fisher For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Indra K. Nooyi For For Management
1j Elect Director David C. Page For For Management
1k Elect Director Robert C. Pohlad For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Darren Walker For For Management
1n Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Plans to Minimize Against Against Shareholder
Pesticides' Impact on Pollinators
6 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Frances D. Fergusson For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
6 Amend Bylaws - Call Special Meetings Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUL 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
REVLON, INC.
Ticker: REV Security ID: 761525609
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald O. Perelman For Withhold Management
1.2 Elect Director E. Scott Beattie For Withhold Management
1.3 Elect Director Alan Bernikow For Withhold Management
1.4 Elect Director Kristin Dolan For For Management
1.5 Elect Director Fabian Garcia For Withhold Management
1.6 Elect Director Robert Kretzman For Withhold Management
1.7 Elect Director Ceci Kurzman For Withhold Management
1.8 Elect Director Paul Meister For Withhold Management
1.9 Elect Director Tamara Mellon For Withhold Management
1.10 Elect Director Debra Perelman For Withhold Management
1.11 Elect Director Paul Savas For Withhold Management
1.12 Elect Director Barry F. Schwartz For Withhold Management
1.13 Elect Director Jonathan Schwartz For For Management
1.14 Elect Director Cristiana Falcone For For Management
Sorrell
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Daniel C. Smith For For Management
1h Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3a Elect Director Stuart M. Essig For For Management
3b Elect Director Barbara B. Hill For For Management
3c Elect Director Michael A. Rocca For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Provide Proxy Access Right For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: 88031M109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports Re: Consolidated
Financial Statements and Statutory
Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Elect Directors (Bundled) For Against Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
TESARO, INC.
Ticker: TSRO Security ID: 881569107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leon O. Moulder, Jr. For For Management
1b Elect Director Mary Lynne Hedley For For Management
1c Elect Director David M. Mott For For Management
1d Elect Director Lawrence M. Alleva For For Management
1e Elect Director James O. Armitage For For Management
1f Elect Director Earl M. (Duke) Collier, For For Management
Jr.
1g Elect Director Garry A. Nicholson For For Management
1h Elect Director Arnold L. Oronsky For For Management
1i Elect Director Kavita Patel For For Management
1j Elect Director Beth Seidenberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Todd M. Bluedorn For For Management
1d Elect Director Daniel A. Carp For For Management
1e Elect Director Janet F. Clark For For Management
1f Elect Director Carrie S. Cox For For Management
1g Elect Director Jean M. Hobby For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Wayne R. Sanders For For Management
1l Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Linda R. Gooden For For Management
1j Elect Director Wayne M. Hewett For For Management
1k Elect Director Karen L. Katen For For Management
1l Elect Director Craig A. Menear For For Management
1m Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
6 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
7 Amend Articles/Bylaws/Charter - Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 11, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director W. James McNerney, Jr. For For Management
1g Elect Director David S. Taylor For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Patricia A. Woertz For For Management
1j Elect Director Ernesto Zedillo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Activities
5 Report on Application of Company Against Against Shareholder
Non-Discrimination Policies in States
with Pro-Discrimination Laws
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Roberto G. Mendoza For For Management
1g Elect Director Michael A. Miles, Jr. For For Management
1h Elect Director Robert W. Selander For For Management
1i Elect Director Frances Fragos Townsend For For Management
1j Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Political Contributions Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Report on Company Non-Discrimination Against Against Shareholder
Policies in States with
Pro-Discrimination Laws
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Dries For For Management
1.2 Elect Director Mervin Dunn For For Management
1.3 Elect Director Michael Graff For For Management
1.4 Elect Director Sean Hennessy For For Management
1.5 Elect Director W. Nicholas Howley For For Management
1.6 Elect Director Raymond Laubenthal For For Management
1.7 Elect Director Douglas Peacock For For Management
1.8 Elect Director Robert Small For For Management
1.9 Elect Director John Staer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bonvenuto For For Management
1.2 Elect Director James J. Dolan For For Management
1.3 Elect Director Mark L. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Gaurdie E. Banister, Jr. For For Management
1c Elect Director Mike Beebe For For Management
1d Elect Director Mikel A. Durham For For Management
1e Elect Director Tom Hayes For For Management
1f Elect Director Kevin M. McNamara For For Management
1g Elect Director Cheryl S. Miller For For Management
1h Elect Director Brad T. Sauer For For Management
1i Elect Director Jeffrey K. Schomburger For For Management
1j Elect Director Robert Thurber For For Management
1k Elect Director Barbara A. Tyson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Board Diversity Against Against Shareholder
7 Proxy Access Against For Shareholder
8 Implement a Water Quality Stewardship Against For Shareholder
Policy
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Barney Harford For For Management
1.4 Elect Director Walter Isaacson For For Management
1.5 Elect Director James A. C. Kennedy For For Management
1.6 Elect Director Robert A. Milton For For Management
1.7 Elect Director Oscar Munoz For For Management
1.8 Elect Director William R. Nuti For For Management
1.9 Elect Director Edward M. Philip For For Management
1.10 Elect Director Edward L. Shapiro For For Management
1.11 Elect Director Laurence E. Simmons For For Management
1.12 Elect Director David J. Vitale For For Management
1.13 Elect Director James M. Whitehurst For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond Dwek For For Management
1b Elect Director Christopher Patusky For For Management
1c Elect Director Tommy Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
US FOODS HOLDING CORP.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Court D. Carruthers For For Management
1.2 Elect Director Kenneth A. Giuriceo For Withhold Management
1.3 Elect Director David M. Tehle For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director John A.C. Swainson For For Management
1i Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director William C. Foote For For Management
1d Elect Director Ginger L. Graham For For Management
1e Elect Director John A. Lederer For For Management
1f Elect Director Dominic P. Murphy For For Management
1g Elect Director Stefano Pessina For For Management
1h Elect Director Leonard D. Schaeffer For For Management
1i Elect Director Nancy M. Schlichting For For Management
1j Elect Director James A. Skinner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Executive Incentive Bonus Plan For For Management
5 Proxy Access Against For Shareholder
6 Approve Report on Executive Pay & Against For Shareholder
Sustainability Performance
--------------------------------------------------------------------------------
WAVE LIFE SCIENCES LTD.
Ticker: WVE Security ID: Y95308105
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: JUL 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Bolno For Against Management
1.2 Elect Director Gregory L. Verdine For Against Management
1.3 Elect Director Peter Kolchinsky For For Management
1.4 Elect Director Koji Miura For Against Management
1.5 Elect Director Ken Takanashi For Against Management
1.6 Elect Director Masaharu Tanaka For Against Management
1.7 Elect Director Takeshi Wada For Against Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Directors' Fees For For Management
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Yahoo Holdings, Inc., For For Management
a wholly-owned subsidiary of Yahoo!
Inc.
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS, INC.
Ticker: ZAYO Security ID: 98919V105
Meeting Date: NOV 08, 2016 Meeting Type: Annual
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick Connor For Withhold Management
1.2 Elect Director Cathy Morris For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
================================ Deep Value ETF ================================
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: OCT 05, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Alberto Ibarguen For For Management
1g Elect Director Richard C. Kraemer For For Management
1h Elect Director Susan D. Kronick For For Management
1i Elect Director Martin H. Nesbitt For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director W. Douglas Parker For For Management
1l Elect Director Ray M. Robinson For For Management
1m Elect Director Richard P. Schifter For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan Carlson For For Management
1b Elect Director Dennis C. Cuneo For For Management
1c Elect Director Michael S. Hanley For For Management
1d Elect Director Roger A. Krone For For Management
1e Elect Director John R. McKernan, Jr. For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Vicki L. Sato For For Management
1h Elect Director Richard O. Schaum For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director James R. Verrier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Alexander M. Cutler For For Management
1e Elect Director Eleuthere I. du Pont For For Management
1f Elect Director James L. Gallogly For For Management
1g Elect Director Marillyn A. Hewson For For Management
1h Elect Director Lois D. Juliber For For Management
1i Elect Director Lee M. Thomas For For Management
1j Elect Director Patrick J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Pay Disparity Against Against Shareholder
6 Report on Accident Risk Reduction Against For Shareholder
Efforts
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maxine Clark For For Management
1b Elect Director Alan D. Feldman For For Management
1c Elect Director Jarobin Gilbert, Jr. For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Guillermo G. Marmol For For Management
1f Elect Director Matthew M. McKenna For For Management
1g Elect Director Steven Oakland For For Management
1h Elect Director Ulice Payne, Jr. For For Management
1i Elect Director Cheryl Nido Turpin For For Management
1j Elect Director Kimberly Underhill For For Management
1k Elect Director Dona D. Young For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter K. Barker For For Management
1b Elect Director Mariann Byerwalter For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Climate Change Position and Against Against Shareholder
Proxy Voting
6 Report on Executive Pay and Proxy Against Against Shareholder
Voting
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leroy T. Barnes, Jr. For For Management
1b Elect Director Peter C.B. Bynoe For For Management
1c Elect Director Diana S. Ferguson For For Management
1d Elect Director Edward Fraioli For For Management
1e Elect Director Daniel J. McCarthy For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director Virginia P. Ruesterholz For For Management
1h Elect Director Howard L. Schrott For For Management
1i Elect Director Mark Shapiro For For Management
1j Elect Director Myron A. Wick, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Reverse Stock Split For For Management
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAP INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Fisher For For Management
1b Elect Director William S. Fisher For For Management
1c Elect Director Tracy Gardner For For Management
1d Elect Director Brian Goldner For For Management
1e Elect Director Isabella D. Goren For For Management
1f Elect Director Bob L. Martin For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Arthur Peck For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Katherine Tsang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Donald H. Eller For For Management
5.2 Elect Director Joseph J. Hartnett For For Management
5.3 Elect Director Min H. Kao For For Management
5.4 Elect Director Charles W. Peffer For For Management
5.5 Elect Director Clifton A. Pemble For For Management
5.6 Elect Director Rebecca R. Tilden For For Management
6 Elect Min H. Kao as Board Chairman For For Management
7.1 Appoint Donald H. Eller as Member of For For Management
the Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
7.3 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
7.4 Appoint Rebecca R. Tilden as Member of For For Management
the Compensation Committee
8 Designate Reiss + Preuss LLP as For For Management
Independent Proxy
9 Ratify Ernst & Young LLP as Auditors For For Management
10 Approve Fiscal Year 2018 Maximum For For Management
Aggregate Compensation for the
Executive Management
11 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2017 AGM and the
2018 AGM
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Carl Bass For For Management
1d Elect Director Robert R. Bennett For For Management
1e Elect Director Charles V. Bergh For For Management
1f Elect Director Stacy Brown-Philpot For For Management
1g Elect Director Stephanie A. Burns For For Management
1h Elect Director Mary Anne Citrino For For Management
1i Elect Director Stacey Mobley For For Management
1j Elect Director Subra Suresh For For Management
1k Elect Director Dion J. Weisler For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Aneel Bhusri For For Management
1c Elect Director Andy D. Bryant For Against Management
1d Elect Director Reed E. Hundt For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Gregory D. Smith For For Management
1j Elect Director Frank D. Yeary For For Management
1k Elect Director David B. Yoffie For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Political Contributions Disclosure Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Jeffry R. Allen For For Management
1c Elect Director Alan L. Earhart For For Management
1d Elect Director Gerald Held For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director George Kurian For For Management
1g Elect Director George T. Shaheen For For Management
1h Elect Director Stephen M. Smith For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Anne M. Busquet For For Management
1c Elect Director Roger Fradin For For Management
1d Elect Director Anne Sutherland Fuchs For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Eduardo R. Menasce For For Management
1h Elect Director Michael I. Roth For For Management
1i Elect Director Linda S. Sanford For For Management
1j Elect Director David L. Shedlarz For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For Against Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Drew G. Faust For For Management
1b Elect Director Curtis Feeny For For Management
1c Elect Director Paul-Henri Ferrand For For Management
1d Elect Director Shira Goodman For For Management
1e Elect Director Deborah A. Henretta For For Management
1f Elect Director Kunal S. Kamlani For For Management
1g Elect Director John F. Lundgren For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Vijay Vishwanath For For Management
1j Elect Director Paul F. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory S. Clark For For Management
1b Elect Director Frank E. Dangeard For For Management
1c Elect Director Kenneth Y. Hao For For Management
1d Elect Director David W. Humphrey For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Anita M. Sands For For Management
1i Elect Director Daniel H. Schulman For For Management
1j Elect Director V. Paul Unruh For For Management
1k Elect Director Suzanne M. Vautrinot For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Dulski For For Management
1b Elect Director Howard D. Elias For For Management
1c Elect Director Lidia Fonseca For For Management
1d Elect Director Jill Greenthal For For Management
1e Elect Director Marjorie Magner For For Management
1f Elect Director Gracia C. Martore For For Management
1g Elect Director Scott K. McCune For For Management
1h Elect Director Henry W. McGee For For Management
1i Elect Director Susan Ness For For Management
1j Elect Director Bruce P. Nolop For For Management
1k Elect Director Neal Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 10, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Richard J. Kramer For For Management
1g Elect Director W. Alan McCollough For For Management
1h Elect Director John E. McGlade For For Management
1i Elect Director Michael J. Morell For For Management
1j Elect Director Roderick A. Palmore For For Management
1k Elect Director Stephanie A. Streeter For For Management
1l Elect Director Thomas H. Weidemeyer For For Management
1m Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director H. John Greeniaus For For Management
1.3 Elect Director Mary J. Steele Guilfoile For For Management
1.4 Elect Director Dawn Hudson For For Management
1.5 Elect Director William T. Kerr For For Management
1.6 Elect Director Henry S. Miller For For Management
1.7 Elect Director Jonathan F. Miller For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Appropriation of Available Earnings For For Management
for Fiscal Year 2016
4A Elect Director Glyn A. Barker For For Management
4B Elect Director Vanessa C.L. Chang For For Management
4C Elect Director Frederico F. Curado For For Management
4D Elect Director Chadwick C. Deaton For For Management
4E Elect Director Vincent J. Intrieri For For Management
4F Elect Director Martin B. McNamara For For Management
4G Elect Director Samuel J. Merksamer For For Management
4H Elect Director Merrill A. "Pete" For For Management
Miller, Jr.
4I Elect Director Edward R. Muller For For Management
4J Elect Director Tan Ek Kia For For Management
4K Elect Director Jeremy D. Thigpen For For Management
5 Elect Merrill A. "Pete" Miller, Jr. as For For Management
Board Chairman
6A Appoint Frederico F. Curado as Member For For Management
of the Compensation Committee
6B Appoint Vincent J. Intrieri as Member For For Management
of the Compensation Committee
6C Appoint Martin B. McNamara as Member For For Management
of the Compensation Committee
6D Appoint Tan Ek Kia as Member of the For For Management
Compensation Committee
7 Designate Schweiger Advokatur/Notariat For For Management
as Independent Proxy
8 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2017
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10A Approve Maximum Remuneration of Board For For Management
of Directors for the Period Between
the 2017 and 2018 Annual General
Meetings in the Amount of USD 4.12
Million
10B Approve Maximum Remuneration of the For For Management
Executive Management Team for Fiscal
Year 2018 in the Amount of USD 24
Million
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Karl-Ludwig Kley For For Management
1.7 Elect Director Lowell C. McAdam For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
1.12 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Feasibility of Adopting GHG Against Against Shareholder
Emissions Targets
8 Amend Bylaws - Call Special Meetings Against For Shareholder
9 Amend Clawback Policy Against Against Shareholder
10 Stock Retention/Holding Period Against For Shareholder
11 Limit Matching Contributions to Against Against Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
WESTROCK COMPANY
Ticker: WRK Security ID: 96145D105
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy J. Bernlohr For For Management
1b Elect Director J. Powell Brown For For Management
1c Elect Director Michael E. Campbell For For Management
1d Elect Director Terrell K. Crews For For Management
1e Elect Director Russell M. Currey For For Management
1f Elect Director John A. Luke, Jr. For For Management
1g Elect Director Gracia C. Martore For For Management
1h Elect Director James E. Nevels For For Management
1i Elect Director Timothy H. Powers For For Management
1j Elect Director Steven C. Voorhees For For Management
1k Elect Director Bettina M. Whyte For For Management
1l Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 17, 2017 Meeting Type: Annual
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Elstrott For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Shahid (Hass) Hassan For For Management
1d Elect Director Stephanie Kugelman For For Management
1e Elect Director John Mackey For For Management
1f Elect Director Walter Robb For For Management
1g Elect Director Jonathan Seiffer For For Management
1h Elect Director Morris (Mo) Siegel For For Management
1i Elect Director Jonathan Sokoloff For For Management
1j Elect Director Ralph Sorenson For For Management
1k Elect Director Gabrielle Sulzberger For For Management
1l Elect Director William (Kip) Tindell, For Against Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Proxy Access Against Against Shareholder
6 Report on Food Waste Management Against Against Shareholder
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Q. Brown For For Management
1.2 Elect Director Jonathan Christodoro For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Jeffrey Jacobson For For Management
1.6 Elect Director Robert J. Keegan For For Management
1.7 Elect Director Cheryl Gordon Krongard For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Ann N. Reese For Against Management
1.10 Elect Director Stephen H. Rusckowski For For Management
1.11 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
6 Adopt Holy Land Principles Against Against Shareholder
======================= Loncar Cancer Immunotherapy ETF ========================
ADAPTIMMUNE THERAPEUTICS PLC
Ticker: ADAP Security ID: 00653A107
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Barbara Duncan as Director For Against Management
2 Re-elect Giles Kerr as Director For For Management
3 Re-elect Tal Zaks as Director For For Management
4 Re-elect Ali Behbahani as Director For For Management
5 Re-elect Peter Thompson as Director For For Management
6 Re-appoint KPMG LLP as UK Statutory For For Management
Auditors
7 Authorise the Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditors
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Director's Remuneration Report For For Management
10 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
11 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADURO BIOTECH, INC.
Ticker: ADRO Security ID: 00739L101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross Haghighat For Withhold Management
1.2 Elect Director Frank McCormick For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADVAXIS, INC.
Ticker: ADXS Security ID: 007624208
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Sidransky For Withhold Management
1.2 Elect Director James P. Patton For Withhold Management
1.3 Elect Director Daniel J. O'Connor For For Management
1.4 Elect Director Roni A. Appel For For Management
1.5 Elect Director Richard J. Berman For For Management
1.6 Elect Director Samir N. Khleif For Withhold Management
1.7 Elect Director Thomas J. McKearn For Withhold Management
1.8 Elect Director Thomas J. Ridge For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratification of Stock Option Grants For Against Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garo H. Armen For For Management
1.2 Elect Director Ulf Wiinberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect Director David Baltimore For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Francois de Carbonnel For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Charles M. Holley, Jr. For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Ellen J. Kullman For For Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director R. Sanders Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Elect Philip Broadley as Director For For Management
5f Re-elect Bruce Burlington as Director For For Management
5g Re-elect Graham Chipchase as Director For For Management
5h Re-elect Rudy Markham as Director For For Management
5i Re-elect Shriti Vadera as Director For For Management
5j Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For For Management
8 Approve EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isaac E. Ciechanover For Withhold Management
1.2 Elect Director Carol Gallagher For Withhold Management
2 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: BGNE Security ID: 07725L102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Timothy Chen as Director for a For Against Management
three-year term
2 Reelect John V. Oyler as Director for For Against Management
a three-year term
3 Ratify Ernst & Young Hua Ming LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BELLICUM PHARMACEUTICALS, INC.
Ticker: BLCM Security ID: 079481107
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Fair For For Management
1.2 Elect Director Reid M. Huber For Withhold Management
1.3 Elect Director James M. Daly For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nick Leschly For For Management
1b Elect Director Mark Vachon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Laurie H. Glimcher For For Management
1F Elect Director Michael Grobstein For For Management
1G Elect Director Alan J. Lacy For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Theodore R. Samuels For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Vicki L. Sato For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Keith L. Brownlie For For Management
1.4 Elect Director Herbert J. Conrad For For Management
1.5 Elect Director James J. Marino For For Management
1.6 Elect Director Gerald McMahon For For Management
1.7 Elect Director Harry H. Penner, Jr. For For Management
1.8 Elect Director Karen L. Shoos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CELLECTIS
Ticker: ALCLS Security ID: 15117K103
Meeting Date: JUN 26, 2017 Meeting Type: Annual/Special
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Laurent Arthaud as Director For Against Management
6 Reelect Annick Schwebig as Director For Against Management
7 Reelect Pierre Bastid as Director For Against Management
8 Elect Rainer Boehm as Director For Against Management
9 Elect Herve Hoppenot as Director For Against Management
10 Approve Board's Special Report on For For Management
Stock Option Grants
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries up to Aggregate
Nominal Amount of EUR 1,770,773.65
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries in the
Framework of an Equity Line up to
Aggregate Nominal Amount of EUR 885,386
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,770,773.65
16 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,770,773.65
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Qualified Investors and/or Restricted
Number of Investors, up to Aggregate
Nominal Amount of EUR 885,386
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Set Total Limit for Capital Increase For Against Management
to Result from All Issuance Requests
under Items 13-18 at EUR 1,770,773.65
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Million for Bonus Issue
or Increase in Par Value
21 Authorize up to 3,541,547 Shares for For Against Management
Use in Stock Option Plans
22 Authorize up to 3,541,547 Shares for For Against Management
Use in Restricted Stock Plans
23 Authorize Issuance of Warrants (BSA) For Against Management
Reserved for Non-executive Directors,
Censors, Members of Board committees,
Employees of Subsidiaries and
Consultants
24 Approve Issuance of Warrants (BSAAR For Against Management
and/or BSA) Reserved for Employees and
Executives
25 Authorize up to 885,386 Shares for Use For Against Management
in Preference Share Plans
26 Set Limit for Potential Share Grants For Against Management
Pursuant to Items 21-25 Above at
3,541,547 Shares
27 Amend Articles 4,15 and 17 of Bylaws For For Management
to Comply with New Regulations Re:
Headquarters, Related- Party
Transactions and Auditors
28 Amend Article 12 of Bylaws Re: For Against Management
Important Decisions
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
CURIS, INC.
Ticker: CRIS Security ID: 231269101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ali Fattaey For For Management
1.2 Elect Director Martyn D. Greenacre For For Management
1.3 Elect Director Kenneth I. Kaitin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Exter For For Management
1b Elect Director Frederick W. Gluck For For Management
1c Elect Director Matthew P. Young For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kapil Dhingra For For Management
1b Elect Director Mark D. McDade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul A. Brooke For For Management
1.4 Elect Director Paul J. Clancy For For Management
1.5 Elect Director Wendy L. Dixon For For Management
1.6 Elect Director Paul A. Friedman For For Management
1.7 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avtar S. Dhillon For Withhold Management
1.2 Elect Director J. Joseph Kim For For Management
1.3 Elect Director Simon X. Benito For For Management
1.4 Elect Director George W. Bickerstaff For For Management
1.5 Elect Director Morton Collins For For Management
1.6 Elect Director Adel A. F. Mahmoud For For Management
1.7 Elect Director Angel Cabrera For For Management
1.8 Elect Director David B. Weiner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
JUNO THERAPEUTICS, INC.
Ticker: JUNO Security ID: 48205A109
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas O. Daniel For Withhold Management
1.2 Elect Director Rupert Vessey For For Management
1.3 Elect Director Mary Agnes "Maggie" For Withhold Management
Wilderotter
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KITE PHARMA, INC.
Ticker: KITE Security ID: 49803L109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franz B. Humer For For Management
1.2 Elect Director Joshua A. Kazam For For Management
1.3 Elect Director Steven B. Ruchefsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LION BIOTECHNOLOGIES, INC.
Ticker: LBIO Security ID: 53619R102
Meeting Date: AUG 16, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Fardis For For Management
1.2 Elect Director Wayne P. Rothbaum For For Management
1.3 Elect Director Merrill A. McPeak For For Management
1.4 Elect Director Sanford J. Hillsberg For Withhold Management
1.5 Elect Director Jay Venkatesan For For Management
1.6 Elect Director Ryan Maynard For For Management
1.7 Elect Director Iain Dukes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Conversion of Securities For For Management
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
LION BIOTECHNOLOGIES, INC.
Ticker: LBIO Security ID: 53619R102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Sanford J. Hillsberg For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Jay Venkatesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation [Nevada For Against Management
to Delaware]
4 Ratify Marcum LLP as Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Fust For For Management
1.2 Elect Director Scott Koenig For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Paul B. Rothman For For Management
1j Elect Director Patricia F. Russo For For Management
1k Elect Director Craig B. Thompson For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Holy Land Principles Against Against Shareholder
7 Report on Risks of Doing Business in Against For Shareholder
Conflict-Affected Areas
8 Report on Board Oversight of Product Against Against Shareholder
Safety and Quality
--------------------------------------------------------------------------------
NANTKWEST, INC.
Ticker: NK Security ID: 63016Q102
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Barry J. Simon For Withhold Management
1.3 Elect Director Steve Gorlin For Withhold Management
1.4 Elect Director Michael D. Blaszyk For Withhold Management
1.5 Elect Director Richard Kusserow For Withhold Management
1.6 Elect Director John T. Potts, Jr. For Withhold Management
1.7 Elect Director John C. Thomas, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWLINK GENETICS CORPORATION
Ticker: NLNK Security ID: 651511107
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Link, Jr. For For Management
1.2 Elect Director Paolo Pucci For For Management
1.3 Elect Director Thomas A. Raffin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4 Approve CHF 5.14 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.5
Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 99 Million
5.3 Approve Remuneration Report For Against Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
6.2 Reelect Nancy C. Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Pierre Landolt as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles L. Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William T. Winters as Director For For Management
6.13 Elect Frans van Houten as Director For For Management
7.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
7.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
7.4 Appoint William T. Winters as Member For For Management
of the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas Zahn as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Kevin Gorman For For Management
1.3 Elect Director A. Bruce Montgomery For For Management
1.4 Elect Director Kurt Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
2 Ratify RSM US, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC.
Ticker: ZIOP Security ID: 98973P101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Murray Brennan For For Management
1.2 Elect Director James A. Cannon For For Management
1.3 Elect Director Wyche Fowler, Jr. For For Management
1.4 Elect Director Randal J. Kirk For For Management
1.5 Elect Director Scott Tarriff For For Management
1.6 Elect Director Michael Weiser For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
============================== Master Income ETF ===============================
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
Ticker: FAX Security ID: 003009107
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director P. Gerald Malone For For Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald L. Seizert For For Management
1b Elect Director Derek Medina For For Management
1c Elect Director Randall C. Barnes For For Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II
Ticker: AGC Security ID: 007639107
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald L. Seizert For For Management
1b Elect Director Derek Medina For For Management
1c Elect Director Randall C. Barnes For For Management
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Kain For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Larry K. Harvey For For Management
1.4 Elect Director Prue B. Larocca For For Management
1.5 Elect Director Paul E. Mullings For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALCENTRA CAPITAL CORPORATION
Ticker: ABDC Security ID: 01374T102
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Echausse For For Management
1.2 Elect Director Steven H. Reiff For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC.
Ticker: AWF Security ID: 01879R106
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Foulk, Jr. For For Management
1.2 Elect Director Carol C. McMullen For For Management
--------------------------------------------------------------------------------
ALTISOURCE RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 02153W100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Reiner For For Management
1.2 Elect Director Rochelle R. Dobbs For For Management
1.3 Elect Director George G. Ellison For For Management
1.4 Elect Director Michael A. Eruzione For Withhold Management
1.5 Elect Director Wade J. Henderson For For Management
1.6 Elect Director William P. Wall For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director Jonathan D. Green For For Management
1c Elect Director John H. Schaefer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd McAdams For For Management
1b Elect Director Lee A. Ault, III For For Management
1c Elect Director Joe E. Davis For For Management
1d Elect Director Robert C. Davis For For Management
1e Elect Director Mark S. Maron For For Management
1f Elect Director Joseph E. McAdams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Gault For For Management
1.2 Elect Director Mark C. Biderman For For Management
1.3 Elect Director Robert A. Kasdin For Withhold Management
1.4 Elect Director Eric L. Press For For Management
1.5 Elect Director Scott S. Prince For Withhold Management
1.6 Elect Director Stuart A. Rothstein For For Management
1.7 Elect Director Michael E. Salvati For Withhold Management
1.8 Elect Director Cindy Z. Michel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 04, 2016 Meeting Type: Special
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot Stein, Jr. For For Management
1.2 Elect Director Bradley J. Wechsler For For Management
1.3 Elect Director James C. Zelter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO RESIDENTIAL MORTGAGE, INC.
Ticker: AMTG Security ID: 03763V102
Meeting Date: AUG 24, 2016 Meeting Type: Special
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
APOLLO SENIOR FLOATING RATE FUND INC.
Ticker: AFT Security ID: 037636107
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Borden For For Management
1.2 Elect Director Carl J. Rickertsen For For Management
--------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC.
Ticker: AIF Security ID: 037638103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Borden For For Management
1.2 Elect Director Carl J. Rickertsen For For Management
--------------------------------------------------------------------------------
ARCHROCK PARTNERS LP
Ticker: APLP Security ID: 03957U100
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For For Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Arougheti For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Steven B. McKeever For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bruce H. Spector For For Management
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AI Security ID: 041356205
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric F. Billings For For Management
1.2 Elect Director Daniel J. Altobello For For Management
1.3 Elect Director Daniel E. Berce For For Management
1.4 Elect Director David W. Faeder For For Management
1.5 Elect Director Peter A. Gallagher For For Management
1.6 Elect Director Ralph S. Michael, III For For Management
1.7 Elect Director Anthony P. Nader, III For For Management
1.8 Elect Director J. Rock Tonkel, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For Withhold Management
1.2 Elect Director James A. Carroll For Withhold Management
1.3 Elect Director James C. Cherry For Withhold Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For For Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director John W. Snow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315507
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Carolyn Downey For Withhold Management
1.6 Elect Director Thomas K. Guba For Withhold Management
1.7 Elect Director Robert C. Hain For Withhold Management
1.8 Elect Director John P. Hollihan, III For For Management
1.9 Elect Director Stewart J. Paperin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Barger For For Management
1.2 Elect Director Seth W. Brennan For Withhold Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For Withhold Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVENUE INCOME CREDIT STRATEGIES FUND
Ticker: ACP Security ID: 05358E106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Tomas Citron For For Management
1.2 Elect Director Randolph Takian For For Management
--------------------------------------------------------------------------------
BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 05617T100
Meeting Date: JUL 18, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard A. Harris, Jr. For For Management
1.2 Elect Director Thomas M. Finke For For Management
--------------------------------------------------------------------------------
BLACK STONE MINERALS, L.P.
Ticker: BSM Security ID: 09225M101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bardel For For Management
1.2 Elect Director Carin M. Barth For For Management
1.3 Elect Director Thomas L. Carter, Jr. For For Management
1.4 Elect Director D. Mark DeWalch For For Management
1.5 Elect Director Ricky J. Haeflinger For For Management
1.6 Elect Director Jerry V. Kyle, Jr. For For Management
1.7 Elect Director Michael C. Linn For For Management
1.8 Elect Director John H. Longmaid For For Management
1.9 Elect Director William N. Mathis For For Management
1.10 Elect Director William E. Randall For For Management
1.11 Elect Director Alexander D. Stuart For For Management
1.12 Elect Director Allison K. Thacker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST
Ticker: BGT Security ID: 091941104
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Baron For Withhold Management
1.2 Elect Director Jerrold B. Harris For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 05, 2017 Meeting Type: Special
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK CORE BOND TRUST
Ticker: BHK Security ID: 09249E101
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FUND, INC.
Ticker: HYT Security ID: 09255P107
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director W. Carl Kester For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK CREDIT ALLOCATION INCOME TRUST
Ticker: BTZ Security ID: 092508100
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director W. Carl Kester For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Ticker: FRA Security ID: 09255X100
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director W. Carl Kester For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK INCOME TRUST, INC.
Ticker: BKT Security ID: 09247F100
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK LIMITED DURATION INCOME TRUST
Ticker: BLW Security ID: 09249W101
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKROCK TAXABLE MUNICIPAL BOND TRUST
Ticker: BBN Security ID: 09248X100
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO LONG-SHORT CREDIT INCOME FUND
Ticker: BGX Security ID: 09257D102
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward H. D'Alelio For For Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward H. D'Alelio For For Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward H. D'Alelio For For Management
--------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC.
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Nash For For Management
1.2 Elect Director Stephen D. Plavin For For Management
1.3 Elect Director Leonard W. Cotton For For Management
1.4 Elect Director Thomas E. Dobrowski For Withhold Management
1.5 Elect Director Martin L. Edelman For For Management
1.6 Elect Director Henry N. Nassau For Withhold Management
1.7 Elect Director Jonathan L. Pollack For For Management
1.8 Elect Director Lynne B. Sagalyn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC.
Ticker: BOI Security ID: 112792106
Meeting Date: SEP 15, 2016 Meeting Type: Special
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
Between Brookfield Mortgage
Opportunity Income Fund Inc. and
Brookfield Real Assets Income Fund Inc.
2 Approve Subadvisory Agreement among For For Management
Brookfield Investment Management Inc.,
Brookfield Mortgage Opportunity Income
Fund Inc., and Schroder Investment
Management North America Inc.
--------------------------------------------------------------------------------
BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC.
Ticker: BOI Security ID: 112792106
Meeting Date: NOV 18, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
Between Brookfield Mortgage
Opportunity Income Fund Inc. and
Brookfield Real Assets Income Fund Inc.
--------------------------------------------------------------------------------
BROOKFIELD TOTAL RETURN FUND INC.
Ticker: HTR Security ID: 11283U108
Meeting Date: SEP 09, 2016 Meeting Type: Special
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
Between Brookfield Total Return Fund
Inc. and Brookfield Real Assets Income
Fund Inc.
2 Approve Subadvisory Agreement among For For Management
Brookfield Investment Management Inc.,
Brookfield Total Return Fund Inc., and
Schroder Investment Management North
America Inc.
--------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P.
Ticker: BPL Security ID: 118230101
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara J. Duganier For For Management
1.2 Elect Director Joseph A. LaSala, Jr. For For Management
1.3 Elect Director Larry C. Payne For For Management
1.4 Elect Director Martin A. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CALAMOS CONVERTIBLE AND HIGH INCOME FUND
Ticker: CHY Security ID: 12811P108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Calamos, Sr. For For Management
1.2 Elect Director William R. Rybak For For Management
--------------------------------------------------------------------------------
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND
Ticker: CHI Security ID: 128117108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Calamos, Sr. For For Management
1.2 Elect Director William R. Rybak For For Management
--------------------------------------------------------------------------------
CALAMOS GLOBAL DYNAMIC INCOME FUND
Ticker: CHW Security ID: 12811L107
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Calamos, Sr. For For Management
1.2 Elect Director William R. Rybak For For Management
--------------------------------------------------------------------------------
CAPITALA FINANCE CORP.
Ticker: CPTA Security ID: 14054R106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Charles Moyer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION
Ticker: CMO Security ID: 14067E506
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. (Jack) Bernard For For Management
1.2 Elect Director Jack Biegler For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Gary Keiser For For Management
1.5 Elect Director Christopher W. Mahowald For For Management
1.6 Elect Director Michael G. O'Neil For For Management
1.7 Elect Director Phillip A. Reinsch For For Management
1.8 Elect Director Mark S. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC.
Ticker: CBL Security ID: 124830100
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles B. Lebovitz For For Management
1.2 Elect Director Stephen D. Lebovitz For For Management
1.3 Elect Director Gary L. Bryenton For For Management
1.4 Elect Director A. Larry Chapman For For Management
1.5 Elect Director Matthew S. Dominski For For Management
1.6 Elect Director John D. Griffith For For Management
1.7 Elect Director Richard J. Lieb For For Management
1.8 Elect Director Gary J. Nay For For Management
1.9 Elect Director Kathleen M. Nelson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q208
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul Donlin For For Management
1b Elect Director Mark Abrams For For Management
1c Elect Director Gerard Creagh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND
Ticker: GLO Security ID: 18914E106
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect Director Adam D. Crescenzi For For Management
3.2 Elect Director Jerry G. Rutledge For For Management
3.3 Elect Director Vincent W. Versaci For For Management
--------------------------------------------------------------------------------
COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC.
Ticker: LDP Security ID: 19248C105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For For Management
1.3 Elect Director Dean Junkans For For Management
1.4 Elect Director Richard E. Kroon For For Management
--------------------------------------------------------------------------------
COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC.
Ticker: PSF Security ID: 19248Y107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For For Management
1.3 Elect Director Dean Junkans For For Management
1.4 Elect Director Richard E. Kroon For For Management
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin Cohen For For Management
1b Elect Director Robert H. Steers For For Management
1c Elect Director Peter L. Rhein For For Management
1d Elect Director Richard P. Simon For For Management
1e Elect Director Edmond D. Villani For For Management
1f Elect Director Frank T. Connor For For Management
1g Elect Director Reena Aggarwal For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Charter Proposal For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director Charles R. Brown For For Management
1.3 Elect Director Richard W. Carpenter For For Management
1.4 Elect Director John L. Dixon For For Management
1.5 Elect Director David B. Henry For For Management
1.6 Elect Director Murray J. McCabe For For Management
1.7 Elect Director E. Nelson Mills For For Management
1.8 Elect Director Michael S. Robb For For Management
1.9 Elect Director George W. Sands For For Management
1.10 Elect Director Thomas G. Wattles For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Bylaws For For Management
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For Against Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director Stacia A. Hylton For For Management
1f Elect Director Anne L. Mariucci For For Management
1g Elect Director Thurgood Marshall, Jr. For Against Management
1h Elect Director Charles L. Overby For Against Management
1i Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CREDIT SUISSE HIGH YIELD BOND FUND
Ticker: DHY Security ID: 22544F103
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry F. Bovarnick For For Management
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Jonathan Frates For Withhold Management
1.4 Elect Director Carl C. Icahn For Withhold Management
1.5 Elect Director Andrew Langham For Withhold Management
1.6 Elect Director John J. Lipinski For Withhold Management
1.7 Elect Director Stephen Mongillo For For Management
1.8 Elect Director James M. Strock For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CYS INVESTMENTS, INC.
Ticker: CYS Security ID: 12673A108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Tanya S. Beder For Withhold Management
1.3 Elect Director Karen Hammond For For Management
1.4 Elect Director Stephen P. Jonas For For Management
1.5 Elect Director Raymond A. For For Management
Redlingshafer, Jr.
1.6 Elect Director Dale A. Reiss For Withhold Management
1.7 Elect Director James A. Stern For Withhold Management
1.8 Elect Director David A. Tyson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director Jane E. DeFlorio For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Scott D. Roulston For For Management
1.9 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
DOUBLELINE OPPORTUNISTIC CREDIT FUND
Ticker: DBL Security ID: 258623107
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
DREYFUS HIGH YIELD STRATEGIES FUND
Ticker: DHF Security ID: 26200S101
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roslyn M. Watson For For Management
1.2 Elect Director Benaree Pratt Wiley For For Management
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Christopher P. Eldredge For For Management
1.5 Elect Director Frederic V. Malek For For Management
1.6 Elect Director John T. Roberts, Jr. For For Management
1.7 Elect Director Mary M. Styer For For Management
1.8 Elect Director John H. Toole For For Management
2 Provide Shareholders and the Board For For Management
with the Concurrent Power to Amend the
Bylaws
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST
Ticker: EFT Security ID: 278279104
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Cynthia E. Frost For For Management
1c Elect Director Scott E. Wennerholm For For Management
--------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FUND
Ticker: EVV Security ID: 27828H105
Meeting Date: JAN 19, 2017 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST
Ticker: EFR Security ID: 27828Q105
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott E. Eston For For Management
1b Elect Director Cynthia E. Frost For For Management
1c Elect Director Valerie A. Mosley For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: OCT 20, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 16, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For For Management
1b Elect Director Valerie A. Mosley For For Management
1c Elect Director Helen Frame Peters For For Management
1d Elect Director Ralph F. Verni For For Management
--------------------------------------------------------------------------------
ELLINGTON FINANCIAL LLC
Ticker: EFC Security ID: 288522303
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Robards For For Management
1.2 Elect Director Michael W. Vranos For For Management
1.3 Elect Director Laurence Penn For For Management
1.4 Elect Director Ronald I. Simon For For Management
1.5 Elect Director Edward Resendez For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS L.P.
Ticker: ETP Security ID: 29273R109
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Druten For For Management
1.2 Elect Director Gregory K. Silvers For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIDUS INVESTMENT CORPORATION
Ticker: FDUS Security ID: 316500107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond L. Anstiss, Jr. For Withhold Management
1.2 Elect Director Edward H. Ross For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
FIFTH STREET ASSET MANAGEMENT INC.
Ticker: FSAM Security ID: 31679P109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Arthur For Withhold Management
1.2 Elect Director Jodi H. Bond For For Management
1.3 Elect Director Thomas H. Brandt For Withhold Management
1.4 Elect Director Alexander C. Frank For Withhold Management
1.5 Elect Director Thomas L. Harrison For Withhold Management
1.6 Elect Director Leonard M. Tannenbaum For Withhold Management
1.7 Elect Director James F. Velgot For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP.
Ticker: FSC Security ID: 31678A103
Meeting Date: MAR 20, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between Fifth Street Finance Corp. and
Fifth Street Management LLC
--------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP.
Ticker: FSC Security ID: 31678A103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Dalton For For Management
1.2 Elect Director Brian S. Dunn For For Management
1.3 Elect Director Byron J. Haney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIFTH STREET SENIOR FLOATING RATE CORP.
Ticker: FSFR Security ID: 31679F101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander C. Frank For For Management
1.2 Elect Director Jeffrey R. Kay For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST TRUST HIGH INCOME LONG/SHORT FUND
Ticker: FSD Security ID: 33738E109
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: JAN 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Keith For For Management
--------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
Ticker: FPF Security ID: 33718W103
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: JAN 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Keith For For Management
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Ticker: FCT Security ID: 33733U108
Meeting Date: SEP 12, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Robert F. Keith For For Management
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FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED
Ticker: DFP Security ID: 33848W106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Karen H. Hogan For For Management
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FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED
Ticker: PFD Security ID: 338480106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Gale For For Management
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FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED
Ticker: FFC Security ID: 338478100
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Gale For For Management
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FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED
Ticker: FLC Security ID: 338479108
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Gale For For Management
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FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Carter For Withhold Management
1.2 Elect Director Georgia Murray For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FS INVESTMENT CORPORATION
Ticker: FSIC Security ID: 302635107
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory P. Chandler For For Management
1.2 Elect Director Michael C. Forman For For Management
1.3 Elect Director Barry H. Frank For For Management
1.4 Elect Director Michael J. Heller For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Marshall, III For For Management
1.2 Elect Director E. Scott Urdang For For Management
1.3 Elect Director Earl C. Shanks For For Management
1.4 Elect Director James B. Perry For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
GLADSTONE CAPITAL CORPORATION
Ticker: GLAD Security ID: 376535100
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela English For Withhold Management
1.2 Elect Director Anthony W. Parker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela A. English For Withhold Management
1.2 Elect Director Anthony W. Parker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE INVESTMENT CORPORATION
Ticker: GAIN Security ID: 376546107
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul W. Adelgren For For Management
1.2 Elect Director David Gladstone For For Management
1.3 Elect Director John H. Outland For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GLOBAL NET LEASE, INC.
Ticker: GNL Security ID: 379378201
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward M. Weil, Jr. For Against Management
1b Elect Director Lee M. Elman For Against Management
1c Elect Director James L. Nelson For For Management
1d Elect Director P. Sue Perrotty For Against Management
1e Elect Director Edward G. Rendell For Against Management
1f Elect Director Abby M. Wenzel For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP
Ticker: GMLP Security ID: Y2745C102
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alf C. Thorkildsen For For Management
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GOLDMAN SACHS BDC, INC.
Ticker: GSBD Security ID: 38147U107
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ross J. Kari For For Management
1b Elect Director Ann B. Lane For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For For Management
1.2 Elect Director Anita R. Rosenberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST
Ticker: GOV Security ID: 38376A103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Portnoy For Withhold Management
1.2 Elect Director Jeffrey P. Somers For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRAMERCY PROPERTY TRUST
Ticker: GPT Security ID: 385002308
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Black For For Management
1.2 Elect Director Gordon F. DuGan For For Management
1.3 Elect Director Allan J. Baum For For Management
1.4 Elect Director Z. Jamie Behar For For Management
1.5 Elect Director Thomas D. Eckert For For Management
1.6 Elect Director James L. Francis For For Management
1.7 Elect Director Gregory F. Hughes For For Management
1.8 Elect Director Jeffrey E. Kelter For For Management
1.9 Elect Director Louis P. Salvatore For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Ticker: GOF Security ID: 40167F101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry B. Farley For For Management
1b Elect Director Robert B. Karn, III For For Management
1c Elect Director Ronald A. Nyberg For For Management
1d Elect Director Maynard F. Oliverius For For Management
1e Elect Director Ronald E. Toupin, Jr. For For Management
--------------------------------------------------------------------------------
GUGGENHEIM TAXABLE MUNICIPAL MANAGED DURATION TRUST
Ticker: GBAB Security ID: 401664107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randall C. Barnes For For Management
1b Elect Director Donald C. Cacciapaglia For For Management
1c Elect Director Donald A. Chubb, Jr. For For Management
--------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.
Ticker: HASI Security ID: 41068X100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Eckel For For Management
1.2 Elect Director Rebecca A. Blalock For For Management
1.3 Elect Director Teresa M. Brenner For Against Management
1.4 Elect Director Mark J. Cirilli For Against Management
1.5 Elect Director Charles M. O'Neil For For Management
1.6 Elect Director Richard J. Osborne For For Management
1.7 Elect Director Steven G. Osgood For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HERCULES CAPITAL INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel A. Henriquez For For Management
1b Elect Director Joseph F. Hoffman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC.
Ticker: IRT Security ID: 45378A106
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director William C. Dunkelberg For Against Management
1.3 Elect Director Robert F. McCadden For Against Management
1.4 Elect Director Mack D. Pridgen, III For For Management
1.5 Elect Director Richard H. Ross For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSIGHT SELECT INCOME FUND
Ticker: INSI Security ID: 45781W109
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Thacher Brown For For Management
1.2 Elect Director Ellen D. Harvey For For Management
1.3 Elect Director Thomas E. Spock For For Management
1.4 Elect Director Suzanne P. Welsh For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: AUG 26, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Albert R. Dowden For For Management
1a.2 Elect Director Eli Jones For For Management
1a.3 Elect Director Raymond Stickel, Jr. For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Beshar For For Management
1.2 Elect Director Joseph R. Canion For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director C. Robert Henrikson For For Management
1.5 Elect Director Ben F. Johnson, III For For Management
1.6 Elect Director Denis Kessler For For Management
1.7 Elect Director Nigel Sheinwald For For Management
1.8 Elect Director G. Richard Wagoner, Jr. For For Management
1.9 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Provide Proxy Access Right For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John S. Day For For Management
1.3 Elect Director Karen Dunn Kelley For For Management
1.4 Elect Director Carolyn B. Handlon For For Management
1.5 Elect Director Edward J. Hardin For For Management
1.6 Elect Director James R. Lientz, Jr. For For Management
1.7 Elect Director Dennis P. Lockhart For For Management
1.8 Elect Director Gregory G. McGreevey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST
Ticker: VVR Security ID: 46131H107
Meeting Date: AUG 26, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Albert R. Dowden For For Management
1a.2 Elect Director Eli Jones For For Management
1a.3 Elect Director Raymond Stickel, Jr. For For Management
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Caira For For Management
1.2 Elect Director Michael T. Dance For For Management
1.3 Elect Director Linda J. Hall For For Management
1.4 Elect Director Terrance P. Maxwell For For Management
1.5 Elect Director Timothy P. Mihalick For For Management
1.6 Elect Director Jeffrey L. Miller For For Management
1.7 Elect Director John A. Schissel For For Management
1.8 Elect Director John D. Stewart For For Management
1.9 Elect Director Jeffrey K. Woodbury For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Neil Chatfield For For Management
1f Elect Director Kent P. Dauten For For Management
1g Elect Director Paul F. Deninger For For Management
1h Elect Director Per-Kristian Halvorsen For For Management
1i Elect Director William L. Meaney For For Management
1j Elect Director Wendy J. Murdock For For Management
1k Elect Director Walter C. Rakowich For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IVY HIGH INCOME OPPORTUNITIES FUND
Ticker: IVH Security ID: 465893105
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jarold W. Boettcher For For Management
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JOHN HANCOCK PREFERRED INCOME FUND
Ticker: HPI Security ID: 41013W108
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Grace K. Fey For For Management
1.4 Elect Director Hassell H. McClellan For For Management
1.5 Elect Director Gregory A. Russo For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND II
Ticker: HPF Security ID: 41013X106
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Grace K. Fey For For Management
1.4 Elect Director Hassell H. McClellan For For Management
1.5 Elect Director Gregory A. Russo For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND III
Ticker: HPS Security ID: 41021P103
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Grace K. Fey For For Management
1.4 Elect Director Hassell H. McClellan For For Management
1.5 Elect Director Gregory A. Russo For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK PREMIUM DIVIDEND FUND
Ticker: PDT Security ID: 41013T105
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Grace K. Fey For For Management
1.4 Elect Director Hassell H. McClellan For For Management
1.5 Elect Director Gregory A. Russo For For Management
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Kite For For Management
1b Elect Director William E. Bindley For Against Management
1c Elect Director Victor J. Coleman For Against Management
1d Elect Director Lee A. Daniels For Against Management
1e Elect Director Gerald W. Grupe For For Management
1f Elect Director Christie B. Kelly For For Management
1g Elect Director David R. O'Reilly For For Management
1h Elect Director Barton R. Peterson For Against Management
1i Elect Director Charles H. Wurtzebach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: FEB 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Donohoe For For Management
1.2 Elect Director Jeffrey L. Zlot For For Management
--------------------------------------------------------------------------------
LADDER CAPITAL CORP
Ticker: LADR Security ID: 505743104
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Harris For Withhold Management
1.2 Elect Director Mark Alexander For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Maxwell Hamilton For For Management
1.2 Elect Director John E. Koerner, III For For Management
1.3 Elect Director Stephen P. Mumblow For For Management
1.4 Elect Director Thomas V. Reifenheiser For For Management
1.5 Elect Director Anna Reilly For For Management
1.6 Elect Director Kevin P. Reilly, Jr. For For Management
1.7 Elect Director Wendell Reilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FUND INC.
Ticker: BWG Security ID: 52469B100
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For For Management
1.2 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Robert Roskind For For Management
1b Elect Director T. Wilson Eglin For For Management
1c Elect Director Harold First For For Management
1d Elect Director Richard S. Frary For For Management
1e Elect Director Lawrence L. Gray For For Management
1f Elect Director Jamie Handwerker For For Management
1g Elect Director Claire A. Koeneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Attea For For Management
1.2 Elect Director Kenneth F. Myszka For For Management
1.3 Elect Director Charles E. Lannon For For Management
1.4 Elect Director Stephen R. Rusmisel For For Management
1.5 Elect Director Arthur L. Havener, Jr. For For Management
1.6 Elect Director Mark G. Barberio For For Management
2 Amend Bylaws For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LMP CAPITAL AND INCOME FUND INC.
Ticker: SCD Security ID: 50208A102
Meeting Date: APR 07, 2017 Meeting Type: Annual
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Eileen A. Kamerick For For Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
MAIN STREET CAPITAL CORPORATION
Ticker: MAIN Security ID: 56035L104
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Appling, Jr. For For Management
1.2 Elect Director Joseph E. Canon For For Management
1.3 Elect Director Arthur L. French For For Management
1.4 Elect Director J. Kevin Griffin For For Management
1.5 Elect Director John E. Jackson For For Management
1.6 Elect Director Brian E. Lane For For Management
1.7 Elect Director Stephen B. Solcher For For Management
1.8 Elect Director Vincent D. Foster For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Manning For For Management
1.2 Elect Director Richard Goldberg For For Management
1.3 Elect Director Barbara Goodstein For For Management
1.4 Elect Director Edward J. Pettinella For For Management
1.5 Elect Director Kenneth A. Marvald For For Management
1.6 Elect Director Geoffrey Rosenberger For For Management
1.7 Elect Director Edward George For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDLEY CAPITAL CORPORATION
Ticker: MCC Security ID: 58503F106
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Taube For For Management
1.2 Elect Director Karin Hirtler-Garvey For For Management
1.3 Elect Director John E. Mack For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen R. Blank For For Management
1b Elect Director Laurie Goodman For For Management
1c Elect Director William S. Gorin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MFS CHARTER INCOME TRUST
Ticker: MCR Security ID: 552727109
Meeting Date: OCT 06, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a1.1 Elect Director Maureen R. Goldfarb For For Management
1a1.2 Elect Director Robert J. Manning For For Management
1a1.3 Elect Director Maryanne L. Roepke For For Management
1a1.4 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MFS INTERMEDIATE INCOME TRUST
Ticker: MIN Security ID: 55273C107
Meeting Date: OCT 06, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a1.1 Elect Director Maureen R. Goldfarb For For Management
1a1.2 Elect Director Robert J. Manning For For Management
1a1.3 Elect Director Maryanne L. Roepke For For Management
1a1.4 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MFS MULTIMARKET INCOME TRUST
Ticker: MMT Security ID: 552737108
Meeting Date: OCT 06, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a1.1 Elect Director Maureen R. Goldfarb For For Management
1a1.2 Elect Director Robert J. Manning For For Management
1a1.3 Elect Director Maryanne L. Roepke For For Management
1a1.4 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian H. Haimm For For Management
1.2 Elect Director Neal Herstik For Withhold Management
1.3 Elect Director Matthew I. Hirsch For Withhold Management
1.4 Elect Director Stephen B. Wolgin For Withhold Management
2 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MONROE CAPITAL CORPORATION
Ticker: MRCC Security ID: 610335101
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Golman For Withhold Management
1.2 Elect Director Jorde M. Nathan For Withhold Management
1.3 Elect Director Aaron D. Peck For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
MTGE INVESTMENT CORP.
Ticker: MTGE Security ID: 55378A105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Kain For For Management
1.2 Elect Director Steven W. Abrahams For For Management
1.3 Elect Director Julia L. Coronado For For Management
1.4 Elect Director Robert M. Couch For For Management
1.5 Elect Director Randy E. Dobbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.
Ticker: NHS Security ID: 64128C106
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Faith Colish For For Management
1.2 Elect Director Michael J. Cosgrove For For Management
1.3 Elect Director Deborah C. McLean For For Management
1.4 Elect Director Tom D. Seip For For Management
--------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION
Ticker: NMFC Security ID: 647551100
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Klinsky For For Management
1.2 Elect Director Kurt J. Wolfgruber For For Management
1.3 Elect Director Rome G. Arnold, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T201
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Tyson For For Management
1.2 Elect Director David Saltzman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Bock For Withhold Management
1.2 Elect Director Michael B. Clement For For Management
1.3 Elect Director Kevin M. Donlon For For Management
1.4 Elect Director Alan L. Hainey For Withhold Management
1.5 Elect Director Steven R. Mumma For For Management
1.6 Elect Director Steven G. Norcutt For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK REIT, INC.
Ticker: NYRT Security ID: 64976L109
Meeting Date: DEC 30, 2016 Meeting Type: Annual
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig T. Bouchard For For Management
1.2 Elect Director Robert H. Burns For For Management
1.3 Elect Director James P. Hoffmann For For Management
1.4 Elect Director Gregory F. Hughes For For Management
1.5 Elect Director William M. Kahane For For Management
1.6 Elect Director Keith Locker For For Management
1.7 Elect Director James Nelson For For Management
1.8 Elect Director P. Sue Perrotty For For Management
1.9 Elect Director Randolph C. Read For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NEW YORK REIT, INC.
Ticker: NYRT Security ID: 64976L109
Meeting Date: JAN 03, 2017 Meeting Type: Special
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP.
Ticker: NEWT Security ID: 652526203
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Salute For For Management
1.2 Elect Director Salvatore F. Mulia For For Management
2 Ratify RSM US LLP Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHSTAR ASSET MANAGEMENT GROUP INC.
Ticker: NSAM Security ID: 66705Y104
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Charter Proposal For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
NORTHSTAR REALTY FINANCE CORP.
Ticker: NRF Security ID: 66704R803
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Charter Proposal For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
NUSTAR GP HOLDINGS, LLC
Ticker: NSH Security ID: 67059L102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley C. Barron For For Management
1.2 Elect Director William B. Burnett For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NUVEEN BUILD AMERICA BOND FUND
Ticker: NBB Security ID: 67074C103
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William C. Hunter For For Management
1b.2 Elect Director Judith M. Stockdale For For Management
1b.3 Elect Director Carole E. Stone For For Management
1b.4 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND
Ticker: JFR Security ID: 67072T108
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director William Adams, IV For For Management
1a.2 Elect Director David J. Kundert For For Management
1a.3 Elect Director John K. Nelson For For Management
1a.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
Ticker: JRO Security ID: 6706EN100
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director William Adams, IV For For Management
1a.2 Elect Director David J. Kundert For For Management
1a.3 Elect Director John K. Nelson For For Management
1a.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN MORTGAGE OPPORTUNITY TERM FUND
Ticker: JLS Security ID: 670735109
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME TERM FUND
Ticker: JPI Security ID: 67075A106
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED SECURITIES INCOME FUND
Ticker: JPS Security ID: 67072C105
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND
Ticker: NSL Security ID: 67067Y104
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director William Adams, IV For For Management
1a.2 Elect Director David J. Kundert For For Management
1a.3 Elect Director John K. Nelson For For Management
1a.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director William Adams, IV For For Management
1a.2 Elect Director David J. Kundert For For Management
1a.3 Elect Director John K. Nelson For For Management
1a.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC.
Ticker: OLP Security ID: 682406103
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Biederman For For Management
1.2 Elect Director Patrick J. Callan, Jr. For For Management
1.3 Elect Director Louis P. Karol For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEOK PARTNERS, L.P.
Ticker: OKS Security ID: 68268N103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy J. Male For For Management
1.2 Elect Director Joseph H. Wender For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
Ticker: PKY Security ID: 70159Q104
Meeting Date: AUG 23, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Shareholders the Right to Against For Shareholder
Initiate Bylaw Amendments
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur H. Penn For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall Brozost For For Management
1.2 Elect Director Samuel L. Katz For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Alburger, Jr. For For Management
1.2 Elect Director Joseph F. Coradino For For Management
1.3 Elect Director Michael J. DeMarco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Mark E. Pasquerilla For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director John J. Roberts For For Management
1.8 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Preston DuFauchard For For Management
1.2 Elect Director Nancy McAllister For Withhold Management
1.3 Elect Director Stacey D. Stewart For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Ticker: PTY Security ID: 72201B101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradford K. Gallagher For For Management
--------------------------------------------------------------------------------
PIMCO CORPORATE & INCOME STRATEGY FUND
Ticker: PCN Security ID: 72200U100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director William B. Ogden, IV For For Management
1.3 Elect Director Craig A. Dawson For For Management
1.4 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director Alan Rappaport For For Management
1.3 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND
Ticker: PDI Security ID: 72201Y101
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director James A. Jacobson For For Management
1.3 Elect Director Craig A. Dawson For For Management
--------------------------------------------------------------------------------
PIMCO GLOBAL STOCKSPLUS & INCOME FUND
Ticker: PGP Security ID: 722011103
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Rappaport For For Management
1.2 Elect Director John C. Maney For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
--------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND
Ticker: PHK Security ID: 722014107
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director Craig A. Dawson For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Alan Rappaport For For Management
1.3 Elect Director Bradford K. Gallagher For For Management
--------------------------------------------------------------------------------
PIMCO INCOME STRATEGY FUND
Ticker: PFL Security ID: 72201H108
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PIMCO INCOME STRATEGY FUND II
Ticker: PFN Security ID: 72201J104
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director James A. Jacobson For For Management
1.3 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO STRATEGIC INCOME FUND, INC.
Ticker: RCS Security ID: 72200X104
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director Bradford K. Gallagher For For Management
1.3 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST
Ticker: PHD Security ID: 72369J102
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Bock For For Management
1.2 Elect Director Lisa M. Jones For For Management
1.3 Elect Director Lorraine H. Monchak For For Management
--------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST
Ticker: PHD Security ID: 72369J102
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
with Pioneer Investment Management,
Inc.
--------------------------------------------------------------------------------
PIONEER HIGH INCOME TRUST
Ticker: PHT Security ID: 72369H106
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Bock For For Management
1.2 Elect Director Lisa M. Jones For For Management
1.3 Elect Director Lorraine H. Monchak For For Management
--------------------------------------------------------------------------------
PIONEER HIGH INCOME TRUST
Ticker: PHT Security ID: 72369H106
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
with Pioneer Investment Management,
Inc.
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, LP
Ticker: PAGP Security ID: 72651A108
Meeting Date: NOV 15, 2016 Meeting Type: Special
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Simplification Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PREFERRED APARTMENT COMMUNITIES, INC.
Ticker: APTS Security ID: 74039L103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Williams For For Management
1.2 Elect Director Leonard A. Silverstein For For Management
1.3 Elect Director Daniel M. DuPree For For Management
1.4 Elect Director Steve Bartkowski For Withhold Management
1.5 Elect Director Gary B. Coursey For Withhold Management
1.6 Elect Director William J. Gresham For For Management
1.7 Elect Director Howard A. McLure For For Management
1.8 Elect Director Timothy A. Peterson For Withhold Management
1.9 Elect Director John M. Wiens For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: DEC 02, 2016 Meeting Type: Annual
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Barry, III For For Management
1.2 Elect Director Eugene S. Stark For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Bannon For For Management
1.2 Elect Director Keith F. Hartstein For For Management
1.3 Elect Director Stephen G. Stoneburn For For Management
1.4 Elect Director Grace C. Torres For For Management
--------------------------------------------------------------------------------
PRUDENTIAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: ISD Security ID: 74442F107
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Bannon For For Management
1.2 Elect Director Keith F. Hartstein For For Management
1.3 Elect Director Stephen G. Stoneburn For For Management
1.4 Elect Director Grace C. Torres For For Management
--------------------------------------------------------------------------------
PUTNAM PREMIER INCOME TRUST
Ticker: PPT Security ID: 746853100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Fix Number of Directors at Twelve For For Management
1B.1 Elect Director Liaquat Ahamed For For Management
1B.2 Elect Director Ravi Akhoury For For Management
1B.3 Elect Director Barbara M. Baumann For For Management
1B.4 Elect Director Jameson A. Baxter For For Management
1B.5 Elect Director Katinka Domotorffy For For Management
1B.6 Elect Director Catharine Bond Hill For For Management
1B.7 Elect Director Paul L. Joskow For For Management
1B.8 Elect Director Kenneth R. Leibler For For Management
1B.9 Elect Director Robert E. Patterson For For Management
1B.10 Elect Director George Putnam, III For For Management
1B.11 Elect Director Robert L. Reynolds For For Management
1B.12 Elect Director Manoj P. Singh For For Management
2 Approve Conversion to Open-End Against Against Management
Investment Company
--------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
Ticker: RAS Security ID: 749227609
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Malter For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Scott L.N. Davidson For For Management
1.4 Elect Director Frank A. Farnesi For Withhold Management
1.5 Elect Director S. Kristin Kim For Withhold Management
1.6 Elect Director Jon C. Sarkisian For For Management
1.7 Elect Director Andrew M. Silberstein For For Management
1.8 Elect Director Murray Stempel, III For Withhold Management
1.9 Elect Director Thomas D. Wren For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAMCO-GERSHENSON PROPERTIES TRUST
Ticker: RPT Security ID: 751452202
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Dennis Gershenson For For Management
1.3 Elect Director Arthur Goldberg For For Management
1.4 Elect Director David J. Nettina For For Management
1.5 Elect Director Joel M. Pashcow For For Management
1.6 Elect Director Mark K. Rosenfeld For For Management
1.7 Elect Director Laurie M. Shahon For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Douglas B. Hansen For For Management
1.3 Elect Director Mariann Byerwalter For For Management
1.4 Elect Director Debora D. Horvath For For Management
1.5 Elect Director Marty Hughes For For Management
1.6 Elect Director Greg H. Kubicek For For Management
1.7 Elect Director Karen R. Pallotta For For Management
1.8 Elect Director Jeffrey T. Pero For For Management
1.9 Elect Director Georganne C. Proctor For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie S. Biumi For For Management
1.2 Elect Director Frank A. Catalano, Jr. For For Management
1.3 Elect Director Paul R. Gauvreau For For Management
1.4 Elect Director Robert G. Gifford For For Management
1.5 Elect Director Gerald M. Gorski For For Management
1.6 Elect Director Steven P. Grimes For For Management
1.7 Elect Director Richard P. Imperiale For For Management
1.8 Elect Director Peter L. Lynch For For Management
1.9 Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Bylaws For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROSE ROCK MIDSTREAM LP
Ticker: RRMS Security ID: 777149105
Meeting Date: SEP 29, 2016 Meeting Type: Written Consent
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
SEADRILL PARTNERS LLC
Ticker: SDLP Security ID: Y7545W109
Meeting Date: SEP 27, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew Cumming For For Management
2 Elect Director Keith MacDonald For For Management
--------------------------------------------------------------------------------
SELECT INCOME REIT
Ticker: SIR Security ID: 81618T100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna D. Fraiche For Withhold Management
1.2 Elect Director Adam D. Portnoy For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 23, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Hans Petter Aas as Director For For Management
2 Reelect Paul M. Leand, Jr. as Director For For Management
3 Reelect Kate Blankenship as Director For Against Management
4 Reelect Harald Thorstein as Director For Against Management
5 Reelect Bert M. Bekker as Director For For Management
6 Approve Capital Adjustment Through For For Management
Reduction in Par Value and Increase in
Authorized Share Capital
7 Amend Quorum Requirements For Against Management
8 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SOLAR CAPITAL LTD.
Ticker: SLRC Security ID: 83413U100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Spohler For For Management
1.2 Elect Director Steven Hochberg For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SOLAR SENIOR CAPITAL LTD.
Ticker: SUNS Security ID: 83416M105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Gross For For Management
1.2 Elect Director Leonard A. Potter For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For Withhold Management
1.3 Elect Director Todd A. Dunn For Withhold Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Sheli Z. Rosenberg For Withhold Management
1.7 Elect Director Thomas D. Senkbeil For For Management
1.8 Elect Director Nicholas P. Shepherd For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For Withhold Management
1.3 Elect Director Todd A. Dunn For Withhold Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Sheli Z. Rosenberg For Withhold Management
1.7 Elect Director Thomas D. Senkbeil For For Management
1.8 Elect Director Nicholas P. Shepherd For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director Jeffrey D. Furber For For Management
1.4 Elect Director Larry T. Guillemette For For Management
1.5 Elect Director Francis X. Jacoby, III For For Management
1.6 Elect Director Christopher P. Marr For For Management
1.7 Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For Withhold Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For Withhold Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
1.6 Elect Director Strauss Zelnick For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STELLUS CAPITAL INVESTMENT CORPORATION
Ticker: SCM Security ID: 858568108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua T. Davis For For Management
1.2 Elect Director Bruce R. Bilger For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STONE HARBOR EMERGING MARKETS INCOME FUND
Ticker: EDF Security ID: 86164T107
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Sheehan For For Management
1.2 Elect Director Bruce Speca For For Management
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morton H. Fleischer For Withhold Management
1.2 Elect Director Christopher H. Volk For For Management
1.3 Elect Director Joseph M. Donovan For For Management
1.4 Elect Director Mary Fedewa For For Management
1.5 Elect Director William F. Hipp For For Management
1.6 Elect Director Einar A. Seadler For Withhold Management
1.7 Elect Director Mark N. Sklar For For Management
1.8 Elect Director Quentin P. Smith, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director Michael A. Heim For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
6 Approve Issuance of Shares of Common For For Management
Stock Upon Conversion of Series A
Preferred Stock and Exercise of
Outstanding Warrants
--------------------------------------------------------------------------------
TCP CAPITAL CORP.
Ticker: TCPC Security ID: 87238Q103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Corbet For For Management
1.2 Elect Director Eric J. Draut For For Management
1.3 Elect Director M. Freddie Reiss For For Management
1.4 Elect Director Peter E. Schwab For For Management
1.5 Elect Director Brian F. Wruble For For Management
1.6 Elect Director Howard M. Levkowitz For For Management
1.7 Elect Director Rajneesh Vig For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TCW STRATEGIC INCOME FUND, INC.
Ticker: TSI Security ID: 872340104
Meeting Date: SEP 27, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel P. Bell For For Management
1.2 Elect Director David S. DeVito For For Management
1.3 Elect Director John A. Gavin For For Management
1.4 Elect Director Patrick C. Haden For For Management
1.5 Elect Director David B. Lippman For For Management
1.6 Elect Director Peter McMillan For For Management
1.7 Elect Director Charles A. Parker For For Management
1.8 Elect Director Victoria B. Rogers For For Management
1.9 Elect Director Andrew Tarica For For Management
2 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS INCOME FUND
Ticker: TEI Security ID: 880192109
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harris J. Ashton For For Management
1b Elect Director Edith E. Holiday For For Management
1c Elect Director J. Michael Luttig For For Management
1d Elect Director Constantine D. For For Management
Tseretopoulos
1e Elect Director Mary C. Choksi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON GLOBAL INCOME FUND
Ticker: GIM Security ID: 880198106
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edith E. Holiday For For Management
1b Elect Director J. Michael Luttig For For Management
1c Elect Director Constantine D. For For Management
Tseretopoulos
1d Elect Director Mary C. Choksi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TESORO LOGISTICS LP
Ticker: TLLP Security ID: 88160T107
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE NEW AMERICA HIGH INCOME FUND, INC.
Ticker: HYB Security ID: 641876800
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Birch For For Management
1.2 Elect Director Joseph L. Bower For For Management
1.3 Elect Director Bernard J. Korman For For Management
1.4 Elect Director Stuart A. McFarland For For Management
1.5 Elect Director Marguerite Piret For For Management
1.6 Elect Director Oleg M. Pohotsky For For Management
1.7 Elect Director Ellen E. Terry For For Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: NOV 23, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Kathleen B. Cooper For For Management
1.5 Elect Director Peter A. Ragauss For For Management
1.6 Elect Director Scott D. Sheffield For For Management
1.7 Elect Director Murray D. Smith For For Management
1.8 Elect Director William H. Spence For For Management
1.9 Elect Director Janice D. Stoney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value
3 Approve Issuance of Warrants For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TICC CAPITAL CORP.
Ticker: TICC Security ID: 87244T109
Meeting Date: SEP 02, 2016 Meeting Type: Proxy Contest
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Elect Director Tonia L. Pankopf For Did Not Vote Management
2 Adopt Majority Voting for Uncontested For Did Not Vote Management
Election of Directors
3 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
4 Terminate Investment Advisory Agreement Against Did Not Vote Shareholder
5 Adjourn Meeting For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Elect Director T. Kelley Millet For For Shareholder
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Terminate Investment Advisory Agreement For For Management
5 Adjourn Meeting Against Against Management
--------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director James C. Day For For Management
1.3 Elect Director Richard T. du Moulin For For Management
1.4 Elect Director Morris E. Foster For For Management
1.5 Elect Director J. Wayne Leonard For For Management
1.6 Elect Director Richard D. Paterson For For Management
1.7 Elect Director Richard A. Pattarozzi For For Management
1.8 Elect Director Jeffrey M. Platt For For Management
1.9 Elect Director Robert L. Potter For For Management
1.10 Elect Director Cindy B. Taylor For For Management
1.11 Elect Director Jack E. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 87265K102
Meeting Date: MAY 18, 2017 Meeting Type: Special
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 87265K102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Easterly For For Management
1.2 Elect Director Michael Fishman For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSOCEAN PARTNERS LLC
Ticker: RIGP Security ID: Y8977Y100
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
TRIANGLE CAPITAL CORPORATION
Ticker: TCAP Security ID: 895848109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Ashton Poole For For Management
1.2 Elect Director Steven C. Lilly For For Management
1.3 Elect Director Garland S. Tucker, III For For Management
1.4 Elect Director W. McComb Dunwoody For For Management
1.5 Elect Director Mark M. Gambill For Against Management
1.6 Elect Director Benjamin S. Goldstein For For Management
1.7 Elect Director Mark F. Mulhern For For Management
1.8 Elect Director Simon B. Rich, Jr. For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James P. Labe For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director E. Spencer Abraham For For Management
1B Elect Director James J. Bender For For Management
1C Elect Director Stephen G. Kasnet For For Management
1D Elect Director Lisa A. Pollina For For Management
1E Elect Director William Roth For For Management
1F Elect Director W. Reid Sanders For For Management
1G Elect Director Thomas E. Siering For For Management
1H Elect Director Brian C. Taylor For For Management
1I Elect Director Hope B. Woodhouse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMH PROPERTIES, INC.
Ticker: UMH Security ID: 903002103
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Carus For Withhold Management
1.2 Elect Director Matthew I. Hirsch For Withhold Management
1.3 Elect Director Kenneth K. Quigley, Jr. For Withhold Management
2 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UNITI GROUP INC.
Ticker: UNIT Security ID: 91325V108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director Scott G. Bruce For For Management
1c Elect Director Francis X. ('Skip') For For Management
Frantz
1d Elect Director Andrew Frey For For Management
1e Elect Director Kenneth A. Gunderman For For Management
1f Elect Director David L. Solomon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Mary Hogan Preusse For For Management
1e Elect Director Richard J. Lieb For For Management
1f Elect Director Mark S. Ordan For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTUS GLOBAL MULTI-SECTOR INCOME FUND
Ticker: VGI Security ID: 92829B101
Meeting Date: SEP 16, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brian T. Zino For For Management
--------------------------------------------------------------------------------
VIRTUS GLOBAL MULTI-SECTOR INCOME FUND
Ticker: VGI Security ID: 92829B101
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director William R. Moyer For For Management
1b.1 Elect Director James M. Oates For For Management
--------------------------------------------------------------------------------
VOYA PRIME RATE TRUST
Ticker: PPR Security ID: 92913A100
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For For Management
1.2 Elect Director John V. Boyer For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Peter S. Drotch For For Management
1.5 Elect Director Martin J. Gavin For For Management
1.6 Elect Director Russell H. Jones For For Management
1.7 Elect Director Patrick W. Kenny For For Management
1.8 Elect Director Joseph E. Obermeyer For For Management
1.9 Elect Director Sheryl K. Pressler For For Management
1.10 Elect Director Christopher P. Sullivan For For Management
1.11 Elect Director Roger B. Vincent For For Management
1.12 Elect Director Shaun P. Mathews For For Management
--------------------------------------------------------------------------------
W. P. CAREY INC.
Ticker: WPC Security ID: 92936U109
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director Mark J. DeCesaris For For Management
1c Elect Director Peter J. Farrell For For Management
1d Elect Director Benjamin H. Griswold, IV For For Management
1e Elect Director Axel K.A. Hansing For For Management
1f Elect Director Jean Hoysradt For For Management
1g Elect Director Richard C. Marston For For Management
1h Elect Director Christopher J. Niehaus For For Management
1i Elect Director Nick J.M. van Ommen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Shareholders and the Board For For Management
with the Concurrent Power to Amend the
Bylaws
6 Amend Stock Ownership Limitations For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For For Management
1.2 Elect Director Alan W. Kosloff For For Management
1.3 Elect Director Jerry W. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC
Ticker: WPG Security ID: 92939N102
Meeting Date: AUG 30, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis G. Conforti For For Management
1.2 Elect Director John J. Dillon, III For For Management
1.3 Elect Director Robert J. Laikin For Withhold Management
1.4 Elect Director John F. Levy For For Management
1.5 Elect Director Mark S. Ordan For For Management
1.6 Elect Director Jacquelyn R. Soffer For Withhold Management
2 Change Company Name to "Washington For For Management
Prime Group Inc."
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC.
Ticker: WPG Security ID: 93964W108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Taggert Birge For For Management
1.2 Elect Director Louis G. Conforti For For Management
1.3 Elect Director John J. Dillon, III For For Management
1.4 Elect Director Robert J. Laikin For For Management
1.5 Elect Director John F. Levy For For Management
1.6 Elect Director Sheryl G. von Blucher For For Management
1.7 Elect Director Jacquelyn R. Soffer For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles of Incorporation to For For Management
Change the Vote Requirement to Amend
Bylaws
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND
Ticker: EAD Security ID: 94987B105
Meeting Date: AUG 08, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter G. Gordon For For Management
1.2 Elect Director Timothy J. Penny For For Management
1.3 Elect Director Michael S. Scofield For For Management
--------------------------------------------------------------------------------
WELLS FARGO MULTI-SECTOR INCOME FUND
Ticker: ERC Security ID: 94987D101
Meeting Date: FEB 06, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isaiah Harris, Jr. For For Management
1.2 Elect Director David F. Larcker For For Management
1.3 Elect Director Olivia S. Mitchell For For Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: ESD Security ID: 95766A101
Meeting Date: DEC 12, 2016 Meeting Type: Special
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Reorganization of Funds For For Management
between Western Asset Emerging Markets
Income Fund Inc. Into the Fund
1B Approve Reorganization of Funds For For Management
between Western Asset Worldwide Income
Fund Inc. Into the Fund
2 Approve the Amendment in Investment For For Management
Objective
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Eileen A. Kamerick For For Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Ticker: EMD Security ID: 95766E103
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director William R. Hutchinson For For Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Ticker: EMD Security ID: 95766E103
Meeting Date: DEC 12, 2016 Meeting Type: Special
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
between Western Asset Emerging Markets
Income Fund Inc. Into the Fund
--------------------------------------------------------------------------------
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
Ticker: GDO Security ID: 95790C107
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Ticker: EHI Security ID: 95766B109
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: MAY 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
between Western Asset Global Partners
Income Fund Inc. and Western Asset
Global High Income Fund Inc.
--------------------------------------------------------------------------------
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Ticker: EHI Security ID: 95766B109
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Eileen A. Kamerick For For Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC.
Ticker: HIX Security ID: 95766J102
Meeting Date: SEP 09, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Ticker: HIO Security ID: 95766K109
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: MAY 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger of Funds Between For For Management
Western Asset Managed High Income Fund
Inc. and Western Asset High Income
Opportunity Fund Inc.
2B Approve Change of Fundamental For For Management
Investment Policy Regarding Senior
Securities
--------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Ticker: HIO Security ID: 95766K109
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director Carol L. Colman For For Management
1.3 Elect Director Daniel P. Cronin For For Management
--------------------------------------------------------------------------------
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.
Ticker: HYI Security ID: 95768B107
Meeting Date: DEC 16, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC.
Ticker: IGI Security ID: 95790A101
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MANAGED HIGH INCOME FUND INC.
Ticker: MHY Security ID: 95766L107
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: MAY 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger of Funds Between For For Management
Western Asset Managed High Income Fund
Inc. and Western Asset High Income
Opportunity Fund Inc.
2A Approve Change of Fundamental For For Management
Investment Policy Regarding Senior
Securities
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC.
Ticker: DMO Security ID: 95790B109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WHITESTONE REIT
Ticker: WSR Security ID: 966084204
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald F. Keating For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Pannell Kerr Forster of Texas, For For Management
P.C. as Auditors
========================= Vident Core U.S. Equity Fund =========================
AARON'S, INC.
Ticker: AAN Security ID: 002535300
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy T. Betty For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director Cynthia N. Day For For Management
1.4 Elect Director Curtis L. Doman For For Management
1.5 Elect Director Walter G. Ehmer For For Management
1.6 Elect Director Hubert L. Harris, Jr. For For Management
1.7 Elect Director John W. Robinson, III For For Management
1.8 Elect Director Ray M. Robinson For For Management
1.9 Elect Director Robert H. Yanker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Jeffrey E. Garten For For Management
1h Elect Director Ellen M. Hancock For For Management
1i Elect Director Richard J. Harrington For For Management
1j Elect Director Edward J. Ludwig For For Management
1k Elect Director Joseph P. Newhouse For For Management
1l Elect Director Olympia J. Snowe For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Management
6A Report on Lobbying Payments and Policy Against For Shareholder
6B Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director Marion C. Blakey For For Management
1c Elect Director Phyllis J. Campbell For For Management
1d Elect Director Dhiren R. Fonseca For For Management
1e Elect Director Jessie J. Knight, Jr. For For Management
1f Elect Director Dennis F. Madsen For For Management
1g Elect Director Helvi K. Sandvik For For Management
1h Elect Director J. Kenneth Thompson For For Management
1i Elect Director Bradley D. Tilden For For Management
1j Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify KPMG LLP as Auditors For For Management
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Morris For For Management
1.2 Elect Director Mary Anne Citrino For For Management
1.3 Elect Director Timothy P. Flynn For For Management
1.4 Elect Director Kathryn S. Fuller For For Management
1.5 Elect Director Roy C. Harvey For For Management
1.6 Elect Director James A. Hughes For For Management
1.7 Elect Director James E. Nevels For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Carol L. Roberts For For Management
1.10 Elect Director Suzanne Sitherwood For For Management
1.11 Elect Director Steven W. Williams For For Management
1.12 Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: OCT 05, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director John T. McLennan For For Management
1.4 Elect Director Simon Olswang For For Management
1.5 Elect Director Zohar Zisapel For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Clayton Christensen For For Management
1.8 Elect Director Eli Gelman For For Management
1.9 Elect Director James S. Kahan For For Management
1.10 Elect Director Richard T.C. LeFave For For Management
1.11 Elect Director Giora Yaron For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Dividends For For Management
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Catherine S. Brune For For Management
1c Elect Director J. Edward Coleman For For Management
1d Elect Director Ellen M. Fitzsimmons For For Management
1e Elect Director Rafael Flores For For Management
1f Elect Director Walter J. Galvin For For Management
1g Elect Director Richard J. Harshman For For Management
1h Elect Director Gayle P. W. Jackson For For Management
1i Elect Director James C. Johnson For For Management
1j Elect Director Steven H. Lipstein For For Management
1k Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report Analyzing Renewable Energy Against Against Shareholder
Adoption
6 Assess Impact of a 2 Degree Scenario Against For Shareholder
7 Report on Coal Combustion Residual and Against For Shareholder
Water Impacts
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Alberto Ibarguen For For Management
1g Elect Director Richard C. Kraemer For For Management
1h Elect Director Susan D. Kronick For For Management
1i Elect Director Martin H. Nesbitt For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director W. Douglas Parker For For Management
1l Elect Director Ray M. Robinson For For Management
1m Elect Director Richard P. Schifter For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Samuel Valenti, III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jay L. Schottenstein For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Stephen D. Kelley For For Management
1.3 Elect Director Roger A. Carolin For For Management
1.4 Elect Director Winston J. Churchill For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Susan Y. Kim For For Management
1.7 Elect Director Robert R. Morse For For Management
1.8 Elect Director John F. Osborne For For Management
1.9 Elect Director David N. Watson For For Management
1.10 Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord James Blyth For For Management
1.2 Elect Director Frederic F. Brace For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Robert J. Eck For For Management
1.5 Elect Director Robert W. Grubbs For For Management
1.6 Elect Director F. Philip Handy For For Management
1.7 Elect Director Melvyn N. Klein For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Scott R. Peppet For For Management
1.10 Elect Director Valarie L. Sheppard For For Management
1.11 Elect Director Stuart M. Sloan For For Management
1.12 Elect Director Samuel Zell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director Robert L. Dixon, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Bylaws For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Terrell K. Crews For For Management
1.3 Elect Director Pierre Dufour For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Suzan F. Harrison For For Management
1.6 Elect Director Juan R. Luciano For For Management
1.7 Elect Director Patrick J. Moore For For Management
1.8 Elect Director Francisco J. Sanchez For For Management
1.9 Elect Director Debra A. Sandler For For Management
1.10 Elect Director Daniel T. Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director Philip K. Asherman For For Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Indirect Political Against For Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director William J. Amelio For For Management
1c Elect Director J. Veronica Biggins For For Management
1d Elect Director Michael A. Bradley For For Management
1e Elect Director R. Kerry Clark For For Management
1f Elect Director James A. Lawrence For For Management
1g Elect Director Avid Modjtabai For For Management
1h Elect Director Ray M. Robinson For For Management
1i Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend the General Clawback Policy Against Against Shareholder
6 Non-core banking operations Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUL 01, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren Eisenberg For For Management
1b Elect Director Leonard Feinstein For For Management
1c Elect Director Steven H. Temares For For Management
1d Elect Director Dean S. Adler For Against Management
1e Elect Director Stanley F. Barshay For Against Management
1f Elect Director Geraldine T. Elliott For For Management
1g Elect Director Klaus Eppler For For Management
1h Elect Director Patrick R. Gaston For For Management
1i Elect Director Jordan Heller For For Management
1j Elect Director Victoria A. Morrison For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Proxy Access Against For Shareholder
5 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren Eisenberg For For Management
1b Elect Director Leonard Feinstein For For Management
1c Elect Director Steven H. Temares For For Management
1d Elect Director Dean S. Adler For Against Management
1e Elect Director Stanley F. Barshay For Against Management
1f Elect Director Klaus Eppler For For Management
1g Elect Director Patrick R. Gaston For For Management
1h Elect Director Jordan Heller For For Management
1i Elect Director Victoria A. Morrison For Against Management
1j Elect Director Virginia P. Ruesterholz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Robert K. Gifford For For Management
1.3 Elect Director Kenneth T. Lamneck For For Management
1.4 Elect Director Jeffrey S. McCreary For For Management
1.5 Elect Director David W. Scheible For For Management
1.6 Elect Director Paul J. Tufano For For Management
1.7 Elect Director Clay C. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 06, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Thomas S. Murphy For For Management
1.10 Elect Director Ronald L. Olson For For Management
1.11 Elect Director Walter Scott, Jr. For For Management
1.12 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Report on Political Contributions Against For Shareholder
5 Assess and Report on Exposure to Against For Shareholder
Climate Change Risks
6 Require Divestment from Fossil Fuels Against Against Shareholder
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Caputo For For Management
1b Elect Director J. Patrick Doyle For For Management
1c Elect Director Russell P. Fradin For For Management
1d Elect Director Kathy J. Higgins Victor For For Management
1e Elect Director Hubert Joly For For Management
1f Elect Director David W. Kenny For For Management
1g Elect Director Karen A. McLoughlin For For Management
1h Elect Director Thomas L. "Tommy" For For Management
Millner
1i Elect Director Claudia F. Munce For For Management
1j Elect Director Gerard R. Vittecoq For For Management
2 Ratify Deloitte & Touche, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan Carlson For For Management
1b Elect Director Dennis C. Cuneo For For Management
1c Elect Director Michael S. Hanley For For Management
1d Elect Director Roger A. Krone For For Management
1e Elect Director John R. McKernan, Jr. For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Vicki L. Sato For For Management
1h Elect Director Richard O. Schaum For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director James R. Verrier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: JAN 26, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
1d Elect Director Paul Cornet de For For Management
Ways-Ruart
1e Elect Director Andrew Ferrier For For Management
1f Elect Director Andreas Fibig For For Management
1g Elect Director Kathleen Hyle For For Management
1h Elect Director L. Patrick Lupo For For Management
1i Elect Director John E. McGlade For For Management
1j Elect Director Soren Schroder For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Michael P. Gregoire For For Management
1D Elect Director Rohit Kapoor For For Management
1E Elect Director Jeffrey G. Katz For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Shareholder Rights Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: JAN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez For For Management
1.2 Elect Director William C. Kirby For For Management
1.3 Elect Director Patrick M. Prevost For For Management
1.4 Elect Director Sean D. Keohane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CAL-MAINE FOODS, INC.
Ticker: CALM Security ID: 128030202
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolphus B. Baker For Withhold Management
1.2 Elect Director Timothy A. Dawson For Withhold Management
1.3 Elect Director Letitia C. Hughes For For Management
1.4 Elect Director Sherman L. Miller For Withhold Management
1.5 Elect Director James E. Poole For For Management
1.6 Elect Director Steve W. Sanders For For Management
2 Ratify Frost, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Brenda C. Freeman For For Management
1.3 Elect Director Carla Hendra For For Management
1.4 Elect Director Patricia G. McGinnis For For Management
1.5 Elect Director Wenda Harris Millard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Claes Glassell For For Management
1.3 Elect Director Louis J. Grabowsky For For Management
1.4 Elect Director Bernhard Hampl For For Management
1.5 Elect Director Kathryn R. Harrigan For For Management
1.6 Elect Director Ilan Kaufthal For For Management
1.7 Elect Director Steven M. Klosk For For Management
1.8 Elect Director Peter G. Tombros For For Management
1.9 Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Fairbank For For Management
1B Elect Director Ann Fritz Hackett For For Management
1C Elect Director Lewis Hay, III For For Management
1D Elect Director Benjamin P. Jenkins, III For For Management
1E Elect Director Peter Thomas Killalea For For Management
1F Elect Director Pierre E. Leroy For For Management
1G Elect Director Peter E. Raskind For For Management
1H Elect Director Mayo A. Shattuck, III For For Management
1I Elect Director Bradford H. Warner For For Management
1J Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Anderson For For Management
1.2 Elect Director Colleen F. Arnold For For Management
1.3 Elect Director George S. Barrett For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director Patricia A. Hemingway For For Management
Hall
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director Nancy Killefer For For Management
1.11 Elect Director David P. King For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDTRONICS PLC
Ticker: CATM Security ID: G1991C105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jorge M. Diaz For For Management
1b Elect Director G. Patrick Phillips For For Management
2 Ratify KPMG LLP (U.S.) as Auditors For For Management
3 Reappoint KPMG LLP (U.K.) as Statutory For For Management
Auditors
4 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Approve Directors' Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Compensation Report
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Capitalisation of the Merger For For Management
Reserve
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
2 Re-elect Jonathon Band as a Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
3 Elect Helen Deeble as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
4 Re-elect Arnold W. Donald as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
5 Re-elect Richard J. Glasier as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
6 Re-elect Debra Kelly-Ennis as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
7 Re-elect John Parker as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
8 Re-elect Stuart Subotnick as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
9 Re-elect Laura Weil as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
10 Re-elect Randall J. Weisenburger as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Directors' Remuneration Report For For Management
(in accordance with legal requirements
applicable to UK companies)
14 Approve Remuneration Policy set out in For For Management
Section B of Part II of the Carnival
plc Directors' Remuneration Report (in
accordance with legal requirements
applicable to UK companies).
15 Reappoint the UK firm of For For Management
PricewaterhouseCoopers LLP as
independent auditors for Carnival plc
and ratify the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered certified
public accounting firm for Carnival
Corporation.
16 Authorize the Audit Committee of For For Management
Carnival plc to agree the remuneration
of the independent auditors of
Carnival plc.
17 Receive the UK Accounts and Reports of For For Management
the Directors and Auditors of Carnival
plc for the year ended November 30,
2016 (in accordance with legal
requirements applicable to UK
companies).
18 Authorize Issue of Equity with For For Management
Pre-emptive Rights
19 Authorize Issue of Equity without For For Management
Pre-emptive Rights
20 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 16, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Johnny Danos For Withhold Management
1.2 Elect Director Jeffrey M. Lamberti For Withhold Management
1.3 Elect Director H. Lynn Horak For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAR 16, 2017 Meeting Type: Special
Record Date: JAN 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha H. Bejar For For Management
1.2 Elect Director Virginia Boulet For For Management
1.3 Elect Director Peter C. Brown For For Management
1.4 Elect Director W. Bruce Hanks For For Management
1.5 Elect Director Mary L. Landrieu For For Management
1.6 Elect Director Harvey P. Perry For For Management
1.7 Elect Director Glen F. Post, III For For Management
1.8 Elect Director Michael J. Roberts For For Management
1.9 Elect Director Laurie A. Siegel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3a Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3b Advisory Vote on Say on Pay Frequency One Year One Year Management
4a Adopt Share Retention Policy For Against For Shareholder
Senior Executives
4b Report on Lobbying Payments and Policy Against For Shareholder
4c Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director Patrick P. Grace For For Management
1.4 Elect Director Thomas C. Hutton For For Management
1.5 Elect Director Walter L. Krebs For For Management
1.6 Elect Director Andrea R. Lindell For For Management
1.7 Elect Director Thomas P. Rice For For Management
1.8 Elect Director Donald E. Saunders For For Management
1.9 Elect Director George J. Walsh, III For For Management
1.10 Elect Director Frank E. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Walker For For Management
1b Elect Director John J. Mahoney For For Management
1c Elect Director Stephen E. Watson For For Management
1d Elect Director Deborah L. Kerr For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director John T. Chambers For For Management
1e Elect Director Amy L. Chang For For Management
1f Elect Director John L. Hennessy For For Management
1g Elect Director Kristina M. Johnson For For Management
1h Elect Director Roderick C. McGeary For For Management
1i Elect Director Charles H. Robbins For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Steven M. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Arab and non-Arab Employees Against Against Shareholder
using EEO-1 Categories
6 Establish Board Committee on Against Against Shareholder
Operations in Israeli Settlements
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Beth E. Ford For For Management
1b Elect Director John P. O'Donnell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Edward J. Bonach For For Management
1B Elect Director Ellyn L. Brown For For Management
1C Elect Director Stephen N. David For For Management
1D Elect Director Robert C. Greving For For Management
1E Elect Director Mary R. (Nina) Henderson For For Management
1F Elect Director Charles J. Jacklin For For Management
1G Elect Director Daniel R. Maurer For For Management
1H Elect Director Neal C. Schneider For For Management
1I Elect Director Frederick J. Sievert For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William (Bill) Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Steve Skaggs For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alfred J. Giardinelli, For For Management
Jr.
1.4 Elect Director Alan P. Krusi For For Management
1.5 Elect Director Brian E. Lane For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director James H. Schultz For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 11, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Vicki L. Avril For For Management
1B Elect Director Robert L. Guido For For Management
1C Elect Director Sarah E. Raiss For For Management
1D Elect Director J. David Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONVERGYS CORPORATION
Ticker: CVG Security ID: 212485106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director Cheryl K. Beebe For For Management
1.3 Elect Director Richard R. Devenuti For For Management
1.4 Elect Director Jeffrey H. Fox For For Management
1.5 Elect Director Joseph E. Gibbs For For Management
1.6 Elect Director Joan E. Herman For For Management
1.7 Elect Director Thomas L. Monahan, III For For Management
1.8 Elect Director Ronald L. Nelson For For Management
1.9 Elect Director Richard F. Wallman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director Susan F. Davis For For Management
1.4 Elect Director John J. Holland For For Management
1.5 Elect Director Bradley E. Hughes For For Management
1.6 Elect Director Gary S. Michel For For Management
1.7 Elect Director John H. Shuey For For Management
1.8 Elect Director Robert D. Welding For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Edwards For For Management
1.2 Elect Director Sean O. Mahoney For For Management
1.3 Elect Director David J. Mastrocola For For Management
1.4 Elect Director Justin E. Mirro For For Management
1.5 Elect Director Robert J. Remenar For For Management
1.6 Elect Director Sonya F. Sepahban For For Management
1.7 Elect Director Thomas W. Sidlik For For Management
1.8 Elect Director Stephen A. Van Oss For For Management
1.9 Elect Director Molly P. Zhang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Blair For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Daniel P. Huttenlocher For For Management
1.8 Elect Director Kurt M. Landgraf For For Management
1.9 Elect Director Kevin J. Martin For For Management
1.10 Elect Director Deborah D. Rieman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Wendell P. Weeks For For Management
1.13 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Barnes For For Management
1b Elect Director Marwan H. Fawaz For For Management
1c Elect Director John L. M. Hughes For For Management
1d Elect Director Donald V. Smith For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Jonathan Frates For Withhold Management
1.4 Elect Director Carl C. Icahn For Withhold Management
1.5 Elect Director Andrew Langham For Withhold Management
1.6 Elect Director John J. Lipinski For Withhold Management
1.7 Elect Director Stephen Mongillo For For Management
1.8 Elect Director James M. Strock For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For Against Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Report on Pay Disparity Against Against Shareholder
8 Adopt Quantitative Renewable Energy Against Against Shareholder
Goals
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Terrence J. Keating For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director R. Bruce McDonald For For Management
1.7 Elect Director Mark A. Schulz For For Management
1.8 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DARLING INGREDIENTS INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Stuewe For For Management
1.2 Elect Director Charles Adair For For Management
1.3 Elect Director D. Eugene Ewing For For Management
1.4 Elect Director Linda Goodspeed For For Management
1.5 Elect Director Dirk Kloosterboer For For Management
1.6 Elect Director Mary R. Korby For For Management
1.7 Elect Director Cynthia Pharr Lee For For Management
1.8 Elect Director Charles Macaluso For For Management
1.9 Elect Director Gary W. Mize For For Management
1.10 Elect Director Michael E. Rescoe For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony ("John") For For Management
Davidson
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director Pascal Desroches For For Management
1f Elect Director Paul J. Diaz For For Management
1g Elect Director Peter T. Grauer For For Management
1h Elect Director John M. Nehra For For Management
1i Elect Director William L. Roper For For Management
1j Elect Director Kent J. Thiry For For Management
1k Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Mickey P. Foret For For Management
1g Elect Director Jeanne P. Jackson For For Management
1h Elect Director George N. Mattson For For Management
1i Elect Director Douglas R. Ralph For For Management
1j Elect Director Sergio A.L. Rial For For Management
1k Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DEVRY EDUCATION GROUP INC.
Ticker: DV Security ID: 251893103
Meeting Date: MAY 22, 2017 Meeting Type: Special
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Adtalen Global For For Management
Education Inc.
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Tisch For Against Management
1b Elect Director Marc Edwards For Against Management
1c Elect Director John R. Bolton For For Management
1d Elect Director Charles L. Fabrikant For For Management
1e Elect Director Paul G. Gaffney, II For For Management
1f Elect Director Edward Grebow For For Management
1g Elect Director Herbert C. Hofmann For Against Management
1h Elect Director Kenneth I. Siegel For Against Management
1i Elect Director Clifford M. Sobel For For Management
1j Elect Director Andrew H. Tisch For Against Management
1k Elect Director Raymond S. Troubh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY COMPANY
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. McCarten For For Management
1.2 Elect Director Daniel J. Altobello For For Management
1.3 Elect Director Timothy R. Chi For For Management
1.4 Elect Director Maureen L. McAvey For For Management
1.5 Elect Director Gilbert T. Ray For For Management
1.6 Elect Director William J. Shaw For For Management
1.7 Elect Director Bruce D. Wardinski For For Management
1.8 Elect Director Mark W. Brugger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward W. Stack For For Management
1b Elect Director Jacqualyn A. Fouse For For Management
1c Elect Director Lawrence J. Schorr For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Howell M. Estes, III For For Management
1B Elect Director Kimberly Till For For Management
1C Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 20, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank R. Mori For For Management
1b Elect Director Reynie Rutledge For For Management
1c Elect Director J.C. Watts, Jr. For For Management
1d Elect Director Nick White For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolee Lee For For Management
1.2 Elect Director Harvey L. Sonnenberg For For Management
1.3 Elect Director Allan J. Tanenbaum For For Management
1.4 Elect Director Joanne Zaiac For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Carbone For For Management
1b Elect Director James P. Healy For For Management
1c Elect Director Kevin T. Kabat For For Management
1d Elect Director Frederick W. Kanner For For Management
1e Elect Director James Lam For For Management
1f Elect Director Rodger A. Lawson For For Management
1g Elect Director Shelley B. Leibowitz For For Management
1h Elect Director Karl A. Roessner For For Management
1i Elect Director Rebecca Saeger For For Management
1j Elect Director Joseph L. Sclafani For For Management
1k Elect Director Gary H. Stern For For Management
1l Elect Director Donna L. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director Tom A. Ortolf For For Management
1.7 Elect Director C. Michael Schroeder For For Management
1.8 Elect Director William David Wade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Stephen W. Bershad For For Management
1c Elect Director David A.B. Brown For For Management
1d Elect Director Anthony J. Guzzi For For Management
1e Elect Director Richard F. Hamm, Jr. For For Management
1f Elect Director David H. Laidley For For Management
1g Elect Director Carol P. Lowe For For Management
1h Elect Director M. Kevin McEvoy For For Management
1i Elect Director Jerry E. Ryan For For Management
1j Elect Director Steven B. Schwarzwaelder For For Management
1k Elect Director Michael T. Yonker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EP ENERGY CORPORATION
Ticker: EPE Security ID: 268785102
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Beard For Withhold Management
1.2 Elect Director Scott R. Browning For Withhold Management
1.3 Elect Director Keith O. Rattie For Withhold Management
1.4 Elect Director Brent J. Smolik For Withhold Management
1.5 Elect Director Robert M. Tichio For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVERCORE PARTNERS INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Gail B. Harris For For Management
1.4 Elect Director Robert B. Millard For For Management
1.5 Elect Director Willard J. Overlock, Jr. For For Management
1.6 Elect Director Simon M. Robertson For For Management
1.7 Elect Director Ralph L. Schlosstein For For Management
1.8 Elect Director John S. Weinberg For For Management
1.9 Elect Director William J. Wheeler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Nancy L. Gioia For For Management
1g Elect Director Linda P. Jojo For For Management
1h Elect Director Paul L. Joskow For For Management
1i Elect Director Robert J. Lawless For For Management
1j Elect Director Richard W. Mies For For Management
1k Elect Director John W. Rogers, Jr. For For Management
1l Elect Director Mayo A. Shattuck, III For For Management
1m Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maura C. Breen For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Elder Granger For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director Roderick A. Palmore For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Timothy Wentworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Archbold For For Management
1.2 Elect Director Peter Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Jerry W. Burris For For Management
1.6 Elect Director Emerson L. Brumback For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director Gary R. Heminger For For Management
1.9 Elect Director Jewell D. Hoover For For Management
1.10 Elect Director Eileen A. Mallesch For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Doti For For Management
1.2 Elect Director Michael D. McKee For For Management
1.3 Elect Director Thomas V. McKernan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kapil Dhingra For For Management
1b Elect Director Mark D. McDade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maxine Clark For For Management
1b Elect Director Alan D. Feldman For For Management
1c Elect Director Jarobin Gilbert, Jr. For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Guillermo G. Marmol For For Management
1f Elect Director Matthew M. McKenna For For Management
1g Elect Director Steven Oakland For For Management
1h Elect Director Ulice Payne, Jr. For For Management
1i Elect Director Cheryl Nido Turpin For For Management
1j Elect Director Kimberly Underhill For For Management
1k Elect Director Dona D. Young For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter K. Barker For For Management
1b Elect Director Mariann Byerwalter For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Climate Change Position and Against Against Shareholder
Proxy Voting
6 Report on Executive Pay and Proxy Against Against Shareholder
Voting
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Berthelot For Against Management
1b Elect Director Robert S. Bucklin For Against Management
1c Elect Director Madeleine L. Champion For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Dividends For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. DeMatteo For For Management
1.2 Elect Director J. Paul Raines For For Management
1.3 Elect Director Jerome L. Davis For For Management
1.4 Elect Director Thomas N. Kelly, Jr. For For Management
1.5 Elect Director Shane S. Kim For For Management
1.6 Elect Director Steven R. Koonin For For Management
1.7 Elect Director Stephanie M. Shern For For Management
1.8 Elect Director Gerald R. Szczepanski For For Management
1.9 Elect Director Kathy P. Vrabeck For For Management
1.10 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Certificate of Incorporation to For For Management
Allow Removal of Directors With or
Without Cause by Majority Vote
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36473H104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Cody For For Management
1b Elect Director Stephen W. Coll For For Management
1c Elect Director Robert J. Dickey For For Management
1d Elect Director Donald E. Felsinger For For Management
1e Elect Director Lila Ibrahim For For Management
1f Elect Director Lawrence S. Kramer For For Management
1g Elect Director John Jeffry Louis For For Management
1h Elect Director Tony A. Prophet For For Management
1i Elect Director Debra A. Sandler For For Management
1j Elect Director Chloe R. Sladden For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2017 Meeting Type: Proxy Contest
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Joseph J. Ashton For For Management
1.2 Elect Director Mary T. Barra For For Management
1.3 Elect Director Linda R. Gooden For For Management
1.4 Elect Director Joseph Jimenez For For Management
1.5 Elect Director Jane L. Mendillo For For Management
1.6 Elect Director Michael G. Mullen For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director Thomas M. Schoewe For For Management
1.10 Elect Director Theodore M. Solso For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Creation of Dual-Class Common Stock Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
1.1 Elect Directors Leo Hindery, Jr. For Did Not Vote Shareholder
1.2 Elect Director Vinit Sethi For Did Not Vote Shareholder
1.3 Elect Director William N. Thorndike, For Did Not Vote Shareholder
Jr.
1.4 Management Nominee Joseph J. Ashton For Did Not Vote Shareholder
1.5 Management Nominee Mary T. Barra For Did Not Vote Shareholder
1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder
1.7 Management Nominee Joseph Jimenez For Did Not Vote Shareholder
1.8 Management Nominee James J. Mulva For Did Not Vote Shareholder
1.9 Management Nominee Patricia F. Russo For Did Not Vote Shareholder
1.10 Management Nominee Thomas M. Schoewe For Did Not Vote Shareholder
1.11 Management Nominee Theodore M. Solso For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
6 Require Independent Board Chairman Against Did Not Vote Shareholder
7 Creation of Dual-Class Common Stock For Did Not Vote Shareholder
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanna Barsh For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director James W. Bradford For For Management
1.4 Elect Director Robert J. Dennis For For Management
1.5 Elect Director Matthew C. Diamond For For Management
1.6 Elect Director Marty G. Dickens For For Management
1.7 Elect Director Thurgood Marshall, Jr. For For Management
1.8 Elect Director Kathleen Mason For For Management
1.9 Elect Director Kevin P. McDermott For For Management
1.10 Elect Director David M. Tehle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Kelly A. Kramer For For Management
1c Elect Director Kevin E. Lofton For For Management
1d Elect Director John C. Martin For For Management
1e Elect Director John F. Milligan For For Management
1f Elect Director Nicholas G. Moore For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY
Ticker: GHC Security ID: 384637104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher C. Davis For For Management
1.2 Elect Director Anne M. Mulcahy For For Management
1.3 Elect Director Larry D. Thompson For For Management
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Lacy For For Management
1.2 Elect Director Frances Grieb For For Management
1.3 Elect Director James Israel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director J. Chris Brewster For For Management
2.2 Elect Director Rajeev V. Date For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor Herrero For For Management
1.2 Elect Director Kay Isaacson-Leibowitz For For Management
1.3 Elect Director Alex Yemenidjian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
HALYARD HEALTH, INC.
Ticker: HYH Security ID: 40650V100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Abernathy For For Management
1b Elect Director Ronald W. Dollens For For Management
1c Elect Director Heidi K. Kunz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC.
Ticker: HA Security ID: 419879101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Mark B. Dunkerley For For Management
1.3 Elect Director Earl E. Fry For For Management
1.4 Elect Director Lawrence S. Hershfield For For Management
1.5 Elect Director Randall L. Jenson For For Management
1.6 Elect Director Crystal K. Rose For For Management
1.7 Elect Director Richard N. Zwern For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
A Please vote FOR if Stock is Owned of None For Management
Record or Beneficially by a U.S.
Stockholder, Or vote AGAINST if Such
Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Milton Johnson For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Nancy-Ann DeParle For For Management
1d Elect Director Thomas F. Frist, III For For Management
1e Elect Director William R. Frist For For Management
1f Elect Director Charles O. Holliday, Jr. For For Management
1g Elect Director Ann H. Lamont For For Management
1h Elect Director Jay O. Light For For Management
1i Elect Director Geoffrey G. Meyers For For Management
1j Elect Director Wayne J. Riley For For Management
1k Elect Director John W. Rowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Shareholders may Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randy A. Foutch For For Management
1b Elect Director Hans Helmerich For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Paula Marshall For Against Management
1e Elect Director Thomas A. Petrie For For Management
1f Elect Director Donald F. Robillard, Jr. For For Management
1g Elect Director Edward B. Rust, Jr. For For Management
1h Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Marc L. Andreessen For For Management
1c Elect Director Michael J. Angelakis For For Management
1d Elect Director Leslie A. Brun For For Management
1e Elect Director Pamela L. Carter For For Management
1f Elect Director Klaus Kleinfeld For For Management
1g Elect Director Raymond J. Lane For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Lip-Bu Tan For Against Management
1m Elect Director Margaret C. Whitman For For Management
1n Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director George J. Damiris For For Management
1c Elect Director Leldon E. Echols For For Management
1d Elect Director R. Kevin Hardage For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director Robert J. Kostelnik For For Management
1g Elect Director James H. Lee For For Management
1h Elect Director Franklin Myers For For Management
1i Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Sandeep L. Mathrani For For Management
1.4 Elect Director Ann McLaughlin Korologos For For Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director James F. Risoleo For For Management
1.9 Elect Director Gordon H. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Carl Bass For For Management
1d Elect Director Robert R. Bennett For For Management
1e Elect Director Charles V. Bergh For For Management
1f Elect Director Stacy Brown-Philpot For For Management
1g Elect Director Stephanie A. Burns For For Management
1h Elect Director Mary Anne Citrino For For Management
1i Elect Director Stacey Mobley For For Management
1j Elect Director Subra Suresh For For Management
1k Elect Director Dion J. Weisler For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Mary C. Beckerle For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Jon M. Huntsman For For Management
1.5 Elect Director Peter R. Huntsman For For Management
1.6 Elect Director Robert J. Margetts For For Management
1.7 Elect Director Wayne A. Reaud For For Management
1.8 Elect Director Alvin V. Shoemaker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Paul Hanrahan For For Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director Gregory B. Kenny For For Management
1g Elect Director Barbara A. Klein For For Management
1h Elect Director Victoria J. Reich For For Management
1i Elect Director Jorge A. Uribe For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh G. C. Aldous For For Management
1.2 Elect Director Joachim Roeser For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG Audit Plc as Auditors For For Management
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Catherine Courage For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Michael M. Fisher For For Management
1.6 Elect Director Kenneth T. Lamneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Aneel Bhusri For For Management
1c Elect Director Andy D. Bryant For For Management
1d Elect Director Reed E. Hundt For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Gregory D. Smith For For Management
1j Elect Director Frank D. Yeary For For Management
1k Elect Director David B. Yoffie For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Political Contributions Disclosure Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anousheh Ansari For For Management
1.2 Elect Director Martha F. Brooks For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Mark T. Mondello For For Management
1.5 Elect Director Frank A. Newman For For Management
1.6 Elect Director John C. Plant For For Management
1.7 Elect Director Steven A. Raymund For For Management
1.8 Elect Director Thomas A. Sansone For For Management
1.9 Elect Director David M. Stout For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: JAN 19, 2017 Meeting Type: Annual
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph R. Bronson For For Management
1b Elect Director Juan Jose Suarez Coppel For For Management
1c Elect Director Robert C. Davidson, Jr. For For Management
1d Elect Director Steven J. Demetriou For For Management
1e Elect Director Ralph E. Eberhart For For Management
1f Elect Director Dawne S. Hickton For For Management
1g Elect Director Linda Fayne Levinson For For Management
1h Elect Director Peter J. Robertson For For Management
1i Elect Director Christopher M.T. For For Management
Thompson
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director David Checketts For For Management
1c Elect Director Virginia Gambale For For Management
1d Elect Director Stephan Gemkow For For Management
1e Elect Director Robin Hayes For For Management
1f Elect Director Ellen Jewett For For Management
1g Elect Director Stanley McChrystal For For Management
1h Elect Director Joel Peterson For For Management
1i Elect Director Frank Sica For For Management
1j Elect Director Thomas Winkelmann For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Election Director Gary Daichendt For For Management
1c Election Director Kevin DeNuccio For For Management
1d Election Director James Dolce For For Management
1e Election Director Mercedes Johnson For For Management
1f Election Director Scott Kriens For For Management
1g Election Director Rahul Merchant For For Management
1h Election Director Rami Rahim For For Management
1i Election Director William R. Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Eliminate Supermajority Vote For For Management
Requirement
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Report on Annual Disclosure of EEO-1 Against For Shareholder
Data
--------------------------------------------------------------------------------
KCG HOLDINGS, INC.
Ticker: KCG Security ID: 48244B100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Coleman For For Management
1b Elect Director Debra J. Chrapaty For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director Charles E. Haldeman, Jr. For For Management
1e Elect Director James T. Milde For For Management
1f Elect Director Alastair Rampell For For Management
1g Elect Director Daniel F. Schmitt For For Management
1h Elect Director Laurie M. Shahon For For Management
1i Elect Director Colin Smith For For Management
1j Elect Director Heather E. Tookes For For Management
1k Elect Director Adrian Weller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy L. Davis For For Management
1.2 Elect Director William J. Harvey For For Management
1.3 Elect Director William M. Lambert For For Management
1.4 Elect Director Sagar A. Patel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Kevin Mansell For For Management
1d Elect Director Jonas Prising For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Adrianne Shapira For For Management
1g Elect Director Frank V. Sica For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Anstice For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director Michael R. Cannon For For Management
1.4 Elect Director Youssef A. El-Mansy For For Management
1.5 Elect Director Christine A. Heckart For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
1.8 Elect Director Abhijit Y. Talwalkar For For Management
1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management
2.10 Elect Director John T. Dickson - None None Management
Withdrawn Resolution
2.11 Elect Director Gary B. Moore - None None Management
Withdrawn Resolution
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnello For For Management
1.2 Elect Director Denise M. Coll For Withhold Management
1.3 Elect Director Jeffrey T. Foland For Withhold Management
1.4 Elect Director Darryl Hartley-Leonard For For Management
1.5 Elect Director Jeffrey L. Martin For For Management
1.6 Elect Director Stuart L. Scott For For Management
1.7 Elect Director Donald A. Washburn For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Kathleen A. Ligocki For For Management
1f Elect Director Conrad L. Mallett, Jr. For For Management
1g Elect Director Donald L. Runkle For For Management
1h Elect Director Matthew J. Simoncini For For Management
1i Elect Director Gregory C. Smith For For Management
1j Elect Director Henry D.G. Wallace For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Angelica For For Management
1.2 Elect Director Carol Anthony 'John' For For Management
Davidson
1.3 Elect Director Barry W. Huff For For Management
1.4 Elect Director Dennis M. Kass For For Management
1.5 Elect Director Cheryl Gordon Krongard For For Management
1.6 Elect Director John V. Murphy For For Management
1.7 Elect Director John H. Myers For For Management
1.8 Elect Director W. Allen Reed For For Management
1.9 Elect Director Margaret Milner For For Management
Richardson
1.10 Elect Director Kurt L. Schmoke For For Management
1.11 Elect Director Joseph A. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: AUG 08, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2.1a Elect Director David G. Fubini For For Management
2.1b Elect Director Miriam E. John For For Management
2.1c Elect Director John P. Jumper For For Management
2.1d Elect Director Harry M.J. Kraemer, Jr. For For Management
2.1e Elect Director Roger A. Krone For For Management
2.1f Elect Director Gary S. May For For Management
2.1g Elect Director Lawrence C. Nussdorf For For Management
2.1h Elect Director Robert S. Shapard For For Management
2.1i Elect Director Noel B. Williams For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Golden Parachutes For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIFEPOINT HEALTH, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Carpenter, For For Management
III
1b Elect Director Richard H. Evans For For Management
1c Elect Director Michael P. Haley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deirdre P. Connelly For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Dennis R. Glass For For Management
1.4 Elect Director George W. Henderson, III For For Management
1.5 Elect Director Eric G. Johnson For For Management
1.6 Elect Director Gary C. Kelly For For Management
1.7 Elect Director M. Leanne Lachman For For Management
1.8 Elect Director Michael F. Mee For For Management
1.9 Elect Director Patrick S. Pittard For For Management
1.10 Elect Director Isaiah Tidwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Eliminate Supermajority Vote For For Management
Requirement for Existing Preferred
Stock and Bylaw Amendments
5b Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
5c Eliminate Supermajority Vote For For Management
Requirement for Business Combinations
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence S. Bacow For For Management
1b Elect Director Ann E. Berman For For Management
1c Elect Director Joseph L. Bower For For Management
1d Elect Director Charles D. Davidson For For Management
1e Elect Director Charles M. Diker For For Management
1f Elect Director Jacob A. Frenkel For Against Management
1g Elect Director Paul J. Fribourg For For Management
1h Elect Director Walter L. Harris For Against Management
1i Elect Director Philip A. Laskawy For For Management
1j Elect Director Ken Miller For For Management
1k Elect Director Andrew H. Tisch For For Management
1l Elect Director James S. Tisch For For Management
1m Elect Director Jonathan M. Tisch For For Management
1n Elect Director Anthony Welters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan H. Arnold For For Management
1.2 Elect Director Viet D. Dinh For For Management
1.3 Elect Director H. Paulett Eberhart For For Management
1.4 Elect Director William F. Glavin Jr. For For Management
1.5 Elect Director Marco (Mick) W. Hellman For For Management
1.6 Elect Director Anne M. Mulcahy For For Management
1.7 Elect Director James S. Putnam For For Management
1.8 Elect Director James S. Riepe For For Management
1.9 Elect Director Richard P. Schifter For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. McBride For For Management
1.2 Elect Director Perry G. Fine For For Management
1.3 Elect Director John O. Agwunobi For For Management
1.4 Elect Director G. Scott MacKenzie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify Board of Directors and to For For Management
Delete Certain Obsolete Provisions
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Cari M. Dominguez For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director Patricia Hemingway Hall For For Management
1F Elect Director Julie M. Howard For For Management
1G Elect Director Roberto Mendoza For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director John R. Walter For For Management
1M Elect Director Edward J. Zore For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director David Dickson For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Erich Kaeser For For Management
1.5 Elect Director Gary P. Luquette For For Management
1.6 Elect Director William H. Schumann, For For Management
III
1.7 Elect Director Mary L. Shafer-Malicki For For Management
1.8 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 27, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director N. Anthony Coles For For Management
1d Elect Director John H. Hammergren For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Marie L. Knowles For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
Ticker: MENT Security ID: 587200106
Meeting Date: FEB 02, 2017 Meeting Type: Special
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director R. Glenn Hubbard For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director James M. Kilts For For Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Patrick J. Byrne For For Management
1.4 Elect Director D. Mark Durcan For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Lawrence N. Mondry For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Mario Molina For For Management
1b Elect Director Ronna E. Romney For For Management
1c Elect Director Dale B. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Barbara J. Duganier For For Management
1.4 Elect Director Craig Ketchum For For Management
1.5 Elect Director Gerard P. Krans For For Management
1.6 Elect Director Andrew R. Lane For For Management
1.7 Elect Director Cornelis A. Linse For For Management
1.8 Elect Director John A. Perkins For For Management
1.9 Elect Director H.B. Wehrle, III For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Proxy Access Right For For Shareholder
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Jeffry R. Allen For For Management
1c Elect Director Alan L. Earhart For For Management
1d Elect Director Gerald Held For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director George Kurian For For Management
1g Elect Director George T. Shaheen For For Management
1h Elect Director Stephen M. Smith For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C.S. Lo For For Management
1.2 Elect Director Jocelyn E. Carter-Miller For For Management
1.3 Elect Director Ralph E. Faison For For Management
1.4 Elect Director Jef T. Graham For For Management
1.5 Elect Director Gregory J. Rossmann For For Management
1.6 Elect Director Barbara V. Scherer For For Management
1.7 Elect Director Julie A. Shimer For For Management
1.8 Elect Director Grady K. Summers For For Management
1.9 Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Call Special Meeting For For Management
6 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Kirbyjon H. Caldwell For For Management
1c Elect Director Lawrence S. Coben For For Management
1d Elect Director Terry G. Dallas For For Management
1e Elect Director Mauricio Gutierrez For For Management
1f Elect Director William E. Hantke For For Management
1g Elect Director Paul W. Hobby For For Management
1h Elect Director Anne C. Schaumburg For For Management
1i Elect Director Evan J. Silverstein For For Management
1j Elect Director Barry T. Smitherman For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director C. John Wilder For For Management
1m Elect Director Walter R. Young For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify KPMG LLP as Auditors For For Management
7 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nevin N. Andersen For For Management
1.2 Elect Director Daniel W. Campbell For For Management
1.3 Elect Director Andrew D. Lipman For For Management
1.4 Elect Director Steven J. Lund For For Management
1.5 Elect Director Neil H. Offen For For Management
1.6 Elect Director Thomas R. Pisano For For Management
1.7 Elect Director Zheqing (Simon) Shen For For Management
1.8 Elect Director Ritch N. Wood For For Management
1.9 Elect Director Edwina D. Woodbury For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For For Management
1.2 Elect Director John W. Gerdelman For For Management
1.3 Elect Director Barbara B. Hill For For Management
1.4 Elect Director Lemuel E. Lewis For For Management
1.5 Elect Director Martha H. Marsh For For Management
1.6 Elect Director Eddie N. Moore, Jr. For For Management
1.7 Elect Director P. Cody Phipps For For Management
1.8 Elect Director James E. Rogers For For Management
1.9 Elect Director David S. Simmons For For Management
1.10 Elect Director Robert C. Sledd For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Cesar Conde For For Management
1B Elect Director J. Brian Ferguson For For Management
1C Elect Director Ralph F. Hake For For Management
1D Elect Director F. Philip Handy For For Management
1E Elect Director Edward F. Lonergan For For Management
1F Elect Director Maryann T. Mannen For For Management
1G Elect Director James J. McMonagle For For Management
1H Elect Director W. Howard Morris For For Management
1I Elect Director Suzanne P. Nimocks For For Management
1J Elect Director Michael H. Thaman For For Management
1K Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Nimbley For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director Wayne A. Budd For For Management
1.4 Elect Director S. Eugene Edwards For For Management
1.5 Elect Director William E. Hantke For For Management
1.6 Elect Director Dennis M. Houston For For Management
1.7 Elect Director Edward F. Kosnik For For Management
1.8 Elect Director Robert J. Lavinia For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
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PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew S. Duff For For Management
1b Elect Director William R. Fitzgerald For For Management
1c Elect Director Michael E. Frazier For For Management
1d Elect Director B. Kristine Johnson For For Management
1e Elect Director Addison L. Piper For For Management
1f Elect Director Sherry M. Smith For For Management
1g Elect Director Philip E. Soran For For Management
1h Elect Director Scott C. Taylor For For Management
1i Elect Director Michele Volpi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralf R. Boer For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director David J. Drury For For Management
1.4 Elect Director Joann M. Eisenhart For For Management
1.5 Elect Director Dean A. Foate For For Management
1.6 Elect Director Rainer Jueckstock For For Management
1.7 Elect Director Peter Kelly For For Management
1.8 Elect Director Todd P. Kelsey For For Management
1.9 Elect Director Michael V. Schrock For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: SEP 02, 2016 Meeting Type: Special
Record Date: AUG 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
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PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Ballantine For For Management
1b Elect Director Rodney L. Brown, Jr. For For Management
1c Elect Director Jack E. Davis For For Management
1d Elect Director David A. Dietzler For For Management
1e Elect Director Kirby A. Dyess For For Management
1f Elect Director Mark B. Ganz For For Management
1g Elect Director Kathryn J. Jackson For For Management
1h Elect Director Neil J. Nelson For For Management
1i Elect Director M. Lee Pelton For For Management
1j Elect Director James J. Piro For For Management
1k Elect Director Charles W. Shivery For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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POST HOLDINGS, INC.
Ticker: POST Security ID: 737446104
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Grote For For Management
1.2 Elect Director David W. Kemper For For Management
1.3 Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on the Risks Associated with Against For Shareholder
Use of Caged Chickens in Supply Chain
5 Require Independent Board Chairman Against For Shareholder
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PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director Jocelyn Carter-Miller For For Management
1.3 Elect Director Dennis H. Ferro For For Management
1.4 Elect Director Scott M. Mills For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Mark B. Grier For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director George Paz For For Management
1.8 Elect Director Sandra Pianalto For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Douglas A. Scovanner For For Management
1.11 Elect Director John R. Strangfeld For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Vincent D. Foster For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director David M. McClanahan For For Management
1.8 Elect Director Margaret B. Shannon For For Management
1.9 Elect Director Pat Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Vicky B. Gregg For For Management
1.3 Elect Director Jeffrey M. Leiden For For Management
1.4 Elect Director Timothy L. Main For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Daniel C. Stanzione For For Management
1.9 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
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RACKSPACE HOSTING, INC.
Ticker: RAX Security ID: 750086100
Meeting Date: NOV 02, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Approve the Acceleration of Vesting of For For Management
Certain Equity Awards
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RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director David C. Carney For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Lisa W. Hess For For Management
1e Elect Director Stephen T. Hopkins For For Management
1f Elect Director Brian D. Montgomery For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLC as For For Management
Auditors
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director David J. Cooper, Sr. For For Management
1c Elect Director Don DeFosset For For Management
1d Elect Director Samuel A. Di Piazza, Jr. For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O. B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Ruth Ann Marshall For For Management
1i Elect Director Susan W. Matlock For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Charles D. McCrary For For Management
1l Elect Director James T. Prokopanko For For Management
1m Elect Director Lee J. Styslinger, III For For Management
1n Elect Director Jose S. Suquet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Patricia L. Guinn For For Management
1B Elect Director Arnoud W.A. Boot For For Management
1C Elect Director John F. Danahy For For Management
1D Elect Director J. Cliff Eason For Against Management
1E Elect Director Anna Manning For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
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RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah J. Anderson For For Management
1b Elect Director Karen W. Colonias For For Management
1c Elect Director John G. Figueroa For For Management
1d Elect Director Thomas W. Gimbel For For Management
1e Elect Director David H. Hannah For For Management
1f Elect Director Douglas M. Hayes For For Management
1g Elect Director Mark V. Kaminski For For Management
1h Elect Director Robert A. McEvoy For For Management
1i Elect Director Gregg J. Mollins For For Management
1j Elect Director Andrew G. Sharkey, III For For Management
1k Elect Director Douglas W. Stotlar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
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RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Johnson For For Management
1.2 Elect Director Ross H. Bierkan For For Management
1.3 Elect Director Evan Bayh For For Management
1.4 Elect Director Nathaniel A. Davis For For Management
1.5 Elect Director Robert M. La Forgia For For Management
1.6 Elect Director Glenda G. McNeal For For Management
1.7 Elect Director Arthur Collins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROGERS CORPORATION
Ticker: ROG Security ID: 775133101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Barnes For For Management
1.2 Elect Director Michael F. Barry For For Management
1.3 Elect Director Bruce D. Hoechner For For Management
1.4 Elect Director Carol R. Jensen For For Management
1.5 Elect Director Ganesh Moorthy For For Management
1.6 Elect Director Helene Simonet For For Management
1.7 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Albrecht For For Management
1b Elect Director Thomas P. Burke For For Management
1c Elect Director Thomas R. Hix For For Management
1d Elect Director Jack B. Moore For For Management
1e Elect Director Thierry Pilenko For For Management
1f Elect Director Suzanne P. Nimocks For For Management
1g Elect Director John J. Quicke For For Management
1h Elect Director Tore I. Sandvold For For Management
1i Elect Director Charles L. Szews For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Report For For Management
6 Accept Financial Statements and For For Management
Statutory Reports
7 Ratify Deloitte U.S as Auditors For For Management
8 Reappoint Deloitte U.K. as Auditors For For Management
9 Authorize Board to Fix Remuneration of For For Management
Auditors
10 Amend Omnibus Stock Plan For For Management
11 Resolution to Approve the Form of For For Management
Share Repurchase Contracts and
Repurchase Counterparties
12 Resolution Authorizing the Board to For For Management
Allot Equity Securities
13 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
14 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Eck For For Management
1b Elect Director L. Patrick Hassey For For Management
1c Elect Director Michael F. Hilton For For Management
1d Elect Director Tamara L. Lundgren For For Management
1e Elect Director Abbie J. Smith For For Management
1f Elect Director Hansel E. Tookes, II For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SANDERSON FARMS, INC.
Ticker: SAFM Security ID: 800013104
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lampkin Butts For For Management
1.2 Elect Director Beverly Hogan For For Management
1.3 Elect Director Phil K. Livingston For For Management
1.4 Elect Director Joe F. Sanderson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt a Policy to Phase Out Use of Against For Shareholder
Medically Important Antibiotics For
Growth Promotion and Disease Prevention
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 06, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Clarke For For Management
1b Elect Director Eugene A. Delaney For For Management
1c Elect Director John P. Goldsberry For For Management
1d Elect Director Rita S. Lane For For Management
1e Elect Director Joseph G. Licata, Jr. For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Wayne Shortridge For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Bauer For For Management
1.2 Elect Director A. David Brown For For Management
1.3 Elect Director John C. Burville For For Management
1.4 Elect Director Robert Kelly Doherty For For Management
1.5 Elect Director Michael J. Morrissey For For Management
1.6 Elect Director Gregory E. Murphy For For Management
1.7 Elect Director Cynthia S. Nicholson For For Management
1.8 Elect Director Ronald L. O'Kelley For For Management
1.9 Elect Director William M. Rue For For Management
1.10 Elect Director John S. Scheid For For Management
1.11 Elect Director J. Brian Thebault For For Management
1.12 Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Timothy R. Furey For For Management
1.4 Elect Director Liam K. Griffin For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director David J. McLachlan For For Management
1.9 Elect Director Robert A. Schriesheim For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Monheit For For Management
1.2 Elect Director Robert L. Scott For For Management
1.3 Elect Director Robert H. Brust For For Management
1.4 Elect Director P. James Debney For For Management
1.5 Elect Director John B. Furman For For Management
1.6 Elect Director Gregory J. Gluchowski, For For Management
Jr.
1.7 Elect Director Michael F. Golden For For Management
1.8 Elect Director Mitchell A. Saltz For For Management
1.9 Elect Director I. Marie Wadecki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to American For For Management
Outdoor Brands Corporation
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Thomas E. Chestnut For For Management
1.4 Elect Director Stephen C. Comer For For Management
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management
1.6 Elect Director John P. Hester For For Management
1.7 Elect Director Anne L. Mariucci For For Management
1.8 Elect Director Michael J. Melarkey For For Management
1.9 Elect Director A. Randall Thoman For For Management
1.10 Elect Director Thomas A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Dennis Eidson For For Management
1.3 Elect Director Mickey P. Foret For For Management
1.4 Elect Director Frank M. Gambino For For Management
1.5 Elect Director Douglas A. Hacker For For Management
1.6 Elect Director Yvonne R. Jackson For For Management
1.7 Elect Director Elizabeth A. Nickels For For Management
1.8 Elect Director Timothy J. O'Donovan For For Management
1.9 Elect Director Hawthorne L. Proctor For For Management
1.10 Elect Director David M. Staples For For Management
1.11 Elect Director William R. Voss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Irene M. Esteves For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Thomas C. Gentile, III For For Management
1.5 Elect Director Richard Gephardt For For Management
1.6 Elect Director Robert Johnson For For Management
1.7 Elect Director Ronald T. Kadish For For Management
1.8 Elect Director John L. Plueger For For Management
1.9 Elect Director Francis Raborn For For Management
2 Eliminate Class of Common Stock For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPRINT CORPORATION
Ticker: S Security ID: 85207U105
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Bethune For Withhold Management
1.2 Elect Director Marcelo Claure For For Management
1.3 Elect Director Ronald Fisher For Withhold Management
1.4 Elect Director Julius Genachowski For For Management
1.5 Elect Director Michael Mullen For Withhold Management
1.6 Elect Director Masayoshi Son For For Management
1.7 Elect Director Sara Martinez Tucker For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terri Funk Graham For For Management
1.2 Elect Director Steven H. Townsend For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPX FLOW, INC.
Ticker: FLOW Security ID: 78469X107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Hull, Jr. For For Management
1.2 Elect Director David V. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Drew G. Faust For For Management
1b Elect Director Curtis Feeny For For Management
1c Elect Director Paul-Henri Ferrand For For Management
1d Elect Director Shira Goodman For For Management
1e Elect Director Deborah A. Henretta For For Management
1f Elect Director Kunal S. Kamlani For For Management
1g Elect Director John F. Lundgren For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Vijay Vishwanath For For Management
1j Elect Director Paul F. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Patrick de Saint-Aignan For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Keith E. Busse For For Management
1.3 Elect Director Frank D. Byrne For Withhold Management
1.4 Elect Director Kenneth W. Cornew For For Management
1.5 Elect Director Traci M. Dolan For For Management
1.6 Elect Director Jurgen Kolb For Withhold Management
1.7 Elect Director James C. Marcuccilli For Withhold Management
1.8 Elect Director Bradley S. Seaman For Withhold Management
1.9 Elect Director Gabriel L. Shaheen For Withhold Management
1.10 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Hansen For For Management
1.2 Elect Director Bjorn R. L. Hanson For Withhold Management
1.3 Elect Director Jeffrey W. Jones For For Management
1.4 Elect Director Kenneth J. Kay For Withhold Management
1.5 Elect Director Thomas W. Storey For Withhold Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Remove Antitakeover For For Management
Provisions to Opt Out of Maryland's
Unsolicited Takeover Act
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Arabia For For Management
1.2 Elect Director W. Blake Baird For For Management
1.3 Elect Director Andrew Batinovich For For Management
1.4 Elect Director Z. Jamie Behar For For Management
1.5 Elect Director Thomas A. Lewis, Jr. For For Management
1.6 Elect Director Murray J. McCabe For For Management
1.7 Elect Director Douglas M. Pasquale For For Management
1.8 Elect Director Keith P. Russell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Dozer For Withhold Management
1.2 Elect Director Glenn F. Brown For Withhold Management
1.3 Elect Director Jose A. Cardenas For Withhold Management
1.4 Elect Director Jerry Moyes For Withhold Management
1.5 Elect Director William F. Riley, III For Withhold Management
1.6 Elect Director David N. Vander Ploeg For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. MacLeod For For Management
1.2 Elect Director William D. Muir, Jr. For For Management
1.3 Elect Director Lorraine L. Lutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory S. Clark For For Management
1b Elect Director Frank E. Dangeard For For Management
1c Elect Director Kenneth Y. Hao For Against Management
1d Elect Director David W. Humphrey For Against Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Anita M. Sands For For Management
1i Elect Director Daniel H. Schulman For For Management
1j Elect Director V. Paul Unruh For For Management
1k Elect Director Suzanne M. Vautrinot For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight Steffensen For For Management
1.2 Elect Director Kevin Murai For For Management
1.3 Elect Director Fred Breidenbach For For Management
1.4 Elect Director Hau Lee For For Management
1.5 Elect Director Matthew Miau For Withhold Management
1.6 Elect Director Dennis Polk For For Management
1.7 Elect Director Gregory Quesnel For For Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Judith B. Craven For For Management
1d Elect Director William J. DeLaney For For Management
1e Elect Director Joshua D. Frank For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Jonathan Golden For For Management
1h Elect Director Bradley M. Halverson For For Management
1i Elect Director Hans-Joachim Koerber For For Management
1j Elect Director Nancy S. Newcomb For For Management
1k Elect Director Nelson Peltz For For Management
1l Elect Director Edward D. Shirley For For Management
1m Elect Director Richard G. Tilghman For For Management
1n Elect Director Jackie M. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Michael Barnes For For Management
1.2 Elect Director Thomas Dannenfeldt For Withhold Management
1.3 Elect Director Srikant M. Datar For For Management
1.4 Elect Director Lawrence H. Guffey For For Management
1.5 Elect Director Timotheus Hottges For Withhold Management
1.6 Elect Director Bruno Jacobfeuerborn For Withhold Management
1.7 Elect Director Raphael Kubler For Withhold Management
1.8 Elect Director Thorsten Langheim For Withhold Management
1.9 Elect Director John J. Legere For Withhold Management
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Clawback of Incentive Payments Against For Shareholder
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Bell For For Management
1.2 Elect Director William F. Bieber For For Management
1.3 Elect Director Theodore J. Bigos For For Management
1.4 Elect Director Craig R. Dahl For For Management
1.5 Elect Director Karen L. Grandstrand For For Management
1.6 Elect Director Thomas F. Jasper For For Management
1.7 Elect Director George G. Johnson For For Management
1.8 Elect Director Richard H. King For For Management
1.9 Elect Director Vance K. Opperman For For Management
1.10 Elect Director James M. Ramstad For For Management
1.11 Elect Director Roger J. Sit For For Management
1.12 Elect Director Julie H. Sullivan For For Management
1.13 Elect Director Barry N. Winslow For For Management
1.14 Elect Director Richard A. Zona For For Management
2 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors Without
Cause
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Adair For For Management
1b Elect Director Karen M. Dahut For For Management
1c Elect Director Robert M. Dutkowsky For For Management
1d Elect Director Harry J. Harczak, Jr. For For Management
1e Elect Director Bridgette P. Heller For For Management
1f Elect Director Kathleen Misunas For For Management
1g Elect Director Thomas I. Morgan For For Management
1h Elect Director Patrick G. Sayer For Against Management
1i Elect Director Savio W. Tung For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director Kim D. Dixon For For Management
1.3 Elect Director Mitchell H. Saranow For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas C. Freyman For For Management
1b Elect Director Brian J. Kesseler For For Management
1c Elect Director Dennis J. Letham For For Management
1d Elect Director James S. Metcalf For For Management
1e Elect Director Roger B. Porter For For Management
1f Elect Director David B. Price, Jr. For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Paul T. Stecko For For Management
1i Elect Director Jane L. Warner For For Management
1j Elect Director Roger J. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director Daniel R. Fishback For For Management
1c Elect Director David E. Kepler For For Management
1d Elect Director William S. Stavropoulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Daniel W. Christman For For Management
1c Elect Director Edwin J. Gillis For For Management
1d Elect Director Timothy E. Guertin For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAR 24, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Edward G. Galante For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Mary Pat McCarthy For For Management
1.6 Elect Director J.W. Nokes For For Management
1.7 Elect Director William H. Schumann, III For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Siddharth N. (Bobby) For For Management
Mehta
1d Elect Director Jacques P. Perold For For Management
1e Elect Director Andrea Redmond For For Management
1f Elect Director John W. Rowe For For Management
1g Elect Director Judith A. Sprieser For For Management
1h Elect Director Mary Alice Taylor For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
7 Lead Director Qualifications Against Against Shareholder
8 Political Contributions Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Marla Malcolm Beck For For Management
1.4 Elect Director Jane Elfers For For Management
1.5 Elect Director Joseph Gromek For For Management
1.6 Elect Director Norman Matthews For For Management
1.7 Elect Director Robert L. Mettler For For Management
1.8 Elect Director Stanley W. Reynolds For For Management
1.9 Elect Director Susan Sobbott For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 10, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Richard J. Kramer For For Management
1g Elect Director W. Alan McCollough For For Management
1h Elect Director John E. McGlade For For Management
1i Elect Director Michael J. Morell For For Management
1j Elect Director Roderick A. Palmore For For Management
1k Elect Director Stephanie A. Streeter For For Management
1l Elect Director Thomas H. Weidemeyer For For Management
1m Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Jane D. Carlin For For Management
1.3 Elect Director Daniel T. Henry For For Management
1.4 Elect Director Wendell J. Knox For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Kathryn A. Mikells For For Management
1d Elect Director Michael G. Morris For For Management
1e Elect Director Thomas A. Renyi For For Management
1f Elect Director Julie G. Richardson For For Management
1g Elect Director Teresa Wynn Roseborough For For Management
1h Elect Director Virginia P. Ruesterholz For For Management
1i Elect Director Charles B. Strauss For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director H. Patrick Swygert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Anne Gates For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Jorge P. Montoya For For Management
1g Elect Director Clyde R. Moore For For Management
1h Elect Director James A. Runde For For Management
1i Elect Director Ronald L. Sargent For For Management
1j Elect Director Bobby S. Shackouls For For Management
1k Elect Director Mark S. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
6 Assess Benefits of Adopting Renewable Against For Shareholder
Energy Goals
7 Adopt Policy and Plan to Eliminate Against For Shareholder
Deforestation in Supply Chain
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Timothy S. Gitzel For For Management
1d Elect Director Denise C. Johnson For For Management
1e Elect Director Emery N. Koenig For For Management
1f Elect Director Robert L. Lumpkins For For Management
1g Elect Director William T. Monahan For For Management
1h Elect Director James ('Joc') C. For For Management
O'Rourke
1i Elect Director James L. Popowich For For Management
1j Elect Director David T. Seaton For For Management
1k Elect Director Steven M. Seibert For For Management
1l Elect Director Kelvin W. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart B. Burgdoerfer For For Management
1b Elect Director Charles A. Davis For For Management
1c Elect Director Roger N. Farah For For Management
1d Elect Director Lawton W. Fitt For For Management
1e Elect Director Susan Patricia Griffith For For Management
1f Elect Director Jeffrey D. Kelly For For Management
1g Elect Director Patrick H. Nettles For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Bradley T. Sheares For For Management
1j Elect Director Barbara R. Snyder For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For For Management
1.2 Elect Director Richard G. Kyle For For Management
1.3 Elect Director John A. Luke, Jr. For For Management
1.4 Elect Director Christopher L. Mapes For For Management
1.5 Elect Director James F. Palmer For For Management
1.6 Elect Director Ajita G. Rajendra For For Management
1.7 Elect Director Joseph W. Ralston For For Management
1.8 Elect Director Frank C. Sullivan For For Management
1.9 Elect Director John M. Timken, Jr. For For Management
1.10 Elect Director Ward J. Timken, Jr. For For Management
1.11 Elect Director Jacqueline F. Woods For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Patricia L. Higgins For For Management
1f Elect Director William J. Kane For For Management
1g Elect Director Cleve L. Killingsworth, For For Management
Jr.
1h Elect Director Philip T. (Pete) For For Management
Ruegger, III
1i Elect Director Todd C. Schermerhorn For For Management
1j Elect Director Alan D. Schnitzer For For Management
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Gender Pay Gap Against Against Shareholder
8 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Orthwein For For Management
1.2 Elect Director Robert W. Martin For For Management
1.3 Elect Director James L. Ziemer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Steven P. Johnson For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Darren M. Rebelez For For Management
1.11 Elect Director Lamar C. Smith For For Management
1.12 Elect Director Paul J. Zucconi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director David W. Biegler For For Management
1.4 Elect Director Antonio Carrillo For For Management
1.5 Elect Director Leldon E. Echols For For Management
1.6 Elect Director Ronald J. Gafford For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Charles W. Matthews For For Management
1.9 Elect Director Douglas L. Rock For For Management
1.10 Elect Director Dunia A. Shive For For Management
1.11 Elect Director Timothy R. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect K'Lynne Johnson as Director For For Management
1b Elect Jeannot Krecke as Director None None Management
*Withdrawn Resolution*
1c Elect Donald T. Misheff as Director For Against Management
1d Elect Craig A. Rogerson as Director None None Management
*Withdrawn Resolution*
2a Elect Philip Martens as Director For For Management
2b Elect Joseph Alvarado as Director For For Management
3 Approve Remuneration of Non-Executive For For Management
Directors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Discharge of Directors and For For Management
Auditors
8 Appoint PricewaterhouseCoopers Societe For For Management
Luxembourg as Internal Statutory
Auditor
9 Appoint PricewaterhouseCoopers LLP as For For Management
Independent Auditor
10 Authorize Share Repurchase Program For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenton K. Alder For For Management
1.2 Elect Director Julie S. England For For Management
1.3 Elect Director Philip G. Franklin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Gaurdie E. Banister, Jr. For For Management
1c Elect Director Mike Beebe For For Management
1d Elect Director Mikel A. Durham For For Management
1e Elect Director Tom Hayes For For Management
1f Elect Director Kevin M. McNamara For For Management
1g Elect Director Cheryl S. Miller For For Management
1h Elect Director Brad T. Sauer For For Management
1i Elect Director Jeffrey K. Schomburger For For Management
1j Elect Director Robert Thurber For For Management
1k Elect Director Barbara A. Tyson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Board Diversity Against Against Shareholder
7 Proxy Access Against For Shareholder
8 Implement a Water Quality Stewardship Against For Shareholder
Policy
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shawn Bort For For Management
1.2 Elect Director Richard W. Gochnauer For For Management
1.3 Elect Director Frank S. Hermance For For Management
1.4 Elect Director Anne Pol For For Management
1.5 Elect Director Marvin O. Schlanger For For Management
1.6 Elect Director James B. Stallings, Jr. For For Management
1.7 Elect Director Roger B. Vincent For For Management
1.8 Elect Director John L. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIT CORPORATION
Ticker: UNT Security ID: 909218109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Adcock For For Management
1.2 Elect Director Steven B. Hildebrand For For Management
1.3 Elect Director Larry C. Payne For For Management
1.4 Elect Director G. Bailey Peyton, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Barney Harford For For Management
1.4 Elect Director Walter Isaacson For For Management
1.5 Elect Director James A. C. Kennedy For For Management
1.6 Elect Director Robert A. Milton For For Management
1.7 Elect Director Oscar Munoz For For Management
1.8 Elect Director William R. Nuti For For Management
1.9 Elect Director Edward M. Philip For For Management
1.10 Elect Director Edward L. Shapiro For For Management
1.11 Elect Director Laurence E. Simmons For For Management
1.12 Elect Director David J. Vitale For For Management
1.13 Elect Director James M. Whitehurst For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric F. Artz For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Denise M. Clark For For Management
1d Elect Director Daphne J. Dufresne For For Management
1e Elect Director Michael S. Funk For For Management
1f Elect Director James P. Heffernan For For Management
1g Elect Director Peter A. Roy For For Management
1h Elect Director Steven L. Spinner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond Dwek For For Management
1b Elect Director Christopher Patusky For For Management
1c Elect Director Tommy Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director Rodger A. Lawson For For Management
1g Elect Director Glenn M. Renwick For For Management
1h Elect Director Kenneth I. Shine For For Management
1i Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Johnson For For Management
1.2 Elect Director Michael T. Lawton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Mediation of Alleged Human Rights Against Against Shareholder
Violations
--------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC.
Ticker: UFPI Security ID: 913543104
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary F. Goode For For Management
1b Elect Director Mary E. Tuuk For For Management
1c Elect Director Michael G. Wooldridge For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Bunting, Jr. For For Management
1.2 Elect Director E. Michael Caulfield For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Pamela H. Godwin For For Management
1.6 Elect Director Kevin T. Kabat For For Management
1.7 Elect Director Timothy F. Keaney For For Management
1.8 Elect Director Gloria C. Larson For For Management
1.9 Elect Director Richard P. McKenney For For Management
1.10 Elect Director Ronald P. O'Hanley For For Management
1.11 Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For Against Management
1.3 Elect Director Harry S. Cherken, Jr. For Against Management
1.4 Elect Director Scott Galloway For For Management
1.5 Elect Director Margaret A. Hayne For For Management
1.6 Elect Director Richard A. Hayne For For Management
1.7 Elect Director Elizabeth Ann Lambert For For Management
1.8 Elect Director Joel S. Lawson, III For For Management
1.9 Elect Director Robert H. Strouse For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VIRGIN AMERICA INC.
Ticker: VA Security ID: 92765X208
Meeting Date: JUL 26, 2016 Meeting Type: Special
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynne Biggar For For Management
1b Elect Director Jane P. Chwick For For Management
1c Elect Director Ruth Ann M. Gillis For For Management
1d Elect Director J. Barry Griswell For For Management
1e Elect Director Frederick S. Hubbell For For Management
1f Elect Director Rodney O. Martin, Jr. For For Management
1g Elect Director Byron H. Pollitt, Jr. For For Management
1h Elect Director Joseph V. Tripodi For For Management
1i Elect Director Deborah C. Wright For For Management
1j Elect Director David Zwiener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Luisa Ferre For For Management
1B Elect Director Jack H. Nusbaum For Against Management
1C Elect Director Mark L. Shapiro For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Giromini For For Management
1.2 Elect Director Martin C. Jischke For For Management
1.3 Elect Director John E. Kunz For For Management
1.4 Elect Director Larry J. Magee For For Management
1.5 Elect Director Ann D. Murtlow For For Management
1.6 Elect Director Scott K. Sorensen For For Management
1.7 Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James I. Cash, Jr. For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Carla A. Harris For For Management
1d Elect Director Thomas W. Horton For For Management
1e Elect Director Marissa A. Mayer For For Management
1f Elect Director C. Douglas McMillon For For Management
1g Elect Director Gregory B. Penner For For Management
1h Elect Director Steven S Reinemund For For Management
1i Elect Director Kevin Y. Systrom For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Provide Proxy Access Right Against For Shareholder
7 Require Independent Director Nominee Against Against Shareholder
with Environmental Experience
--------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breon For For Management
1b Elect Director Kenneth A. Burdick For For Management
1c Elect Director Carol J. Burt For For Management
1d Elect Director H. James Dallas For For Management
1e Elect Director Kevin F. Hickey For For Management
1f Elect Director Christian P. Michalik For For Management
1g Elect Director Glenn D. Steele, Jr. For For Management
1h Elect Director William L. Trubeck For For Management
1i Elect Director Paul E. Weaver For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Werner For For Management
1.2 Elect Director Gerald H. Timmerman For Withhold Management
1.3 Elect Director Diane K. Duren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Kathleen A. Cote For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Sanjay Mehrotra For For Management
1h Elect Director Stephen D. Milligan For For Management
1i Elect Director Paula A. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 17, 2017 Meeting Type: Annual
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Elstrott For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Shahid (Hass) Hassan For For Management
1d Elect Director Stephanie Kugelman For For Management
1e Elect Director John Mackey For For Management
1f Elect Director Walter Robb For For Management
1g Elect Director Jonathan Seiffer For For Management
1h Elect Director Morris (Mo) Siegel For For Management
1i Elect Director Jonathan Sokoloff For For Management
1j Elect Director Ralph Sorenson For For Management
1k Elect Director Gabrielle Sulzberger For For Management
1l Elect Director William (Kip) Tindell, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Proxy Access Against For Shareholder
6 Report on Food Waste Management Against For Shareholder
--------------------------------------------------------------------------------
XENIA HOTELS & RESORTS, INC.
Ticker: XHR Security ID: 984017103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey H. Donahue For For Management
1.2 Elect Director John H. Alschuler For Withhold Management
1.3 Elect Director Keith E. Bass For For Management
1.4 Elect Director Thomas M. Gartland For For Management
1.5 Elect Director Beverly K. Goulet For Withhold Management
1.6 Elect Director Mary E. McCormick For Withhold Management
1.7 Elect Director Dennis D. Oklak For For Management
1.8 Elect Director Marcel Verbaas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Q. Brown For For Management
1.2 Elect Director Jonathan Christodoro For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Jeffrey Jacobson For For Management
1.6 Elect Director Robert J. Keegan For For Management
1.7 Elect Director Cheryl Gordon Krongard For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Ann N. Reese For For Management
1.10 Elect Director Stephen H. Rusckowski For For Management
1.11 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
6 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
XPERI CORPORATION
Ticker: XPER Security ID: 98421B100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Christopher A. Seams For For Management
1.3 Elect Director George A. Riedel For For Management
1.4 Elect Director John Chenault For For Management
1.5 Elect Director Thomas Lacey For For Management
1.6 Elect Director Tudor Brown For For Management
1.7 Elect Director David C. Habiger For Against Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jerry C. Atkin For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director J. David Heaney For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Edward F. Murphy For For Management
1G Elect Director Roger B. Porter For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
======================= Vident Core US Bond Strategy ETF =======================
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
======================= Vident International Equity Fund =======================
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2016
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.3 Discuss Financial Statements and None None Management
Receive Auditors' Reports (Non-Voting)
3.4 Adopt Financial Statements and For For Management
Statutory Reports
3.5 Approve Dividends of EUR 0.26 per For For Management
Common Share and EUR 0.00650 per
Common Share B
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Reelect Dona Young to Supervisory Board For For Management
6.2 Elect William Connelly to Supervisory For For Management
Board
6.3 Elect Mark Ellman to Supervisory Board For For Management
7.1 Elect Matthew Rider to Management Board For For Management
8.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8.3 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
8.4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: MAY 17, 2017 Meeting Type: Annual/Special
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' Reports (Non-Voting) None None Management
2.1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.1.3 Adopt Financial Statements For For Management
2.2.1 Receive Explanation on Reserves and None None Management
Dividend Policy
2.2.2 Approve Dividends of EUR 2.10 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3 Discuss and Approve Remuneration Report For For Management
4.1 Elect Katleen Vandeweyer as For For Management
Independent Director
4.2 Reelect Bart De Smet as Director For For Management
5.1 Approve Cancellation of 7,170,522 For For Management
Repurchased Shares
5.2.1 Receive Special Board Report Re: None None Management
Belgian Company Law Article 604
5.2.2 Renew Authorization to Increase Share For For Management
Capital up to 155.40 Million within
the Framework of Authorized Capital
5.3 Amend Article 10 Re: Board of Directors For For Management
5.4 Amend Article 12 Re: Management of the For For Management
Company
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
AGL ENERGY LTD.
Ticker: AGL Security ID: Q01630195
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Against Management
3a Elect Belinda Jane Hutchinson as For For Management
Director
3b Elect Jacqueline Cherie Hey as Director For For Management
3c Elect Diane Lee Smith-Gander as For For Management
Director
4 Approve the Grant of Performance For For Management
Rights to Andrew Vesey, Managing
Director and Chief Executive Officer
of the Company
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC Security ID: 008911877
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christie J.B. Clark For For Management
1.2 Elect Director Michael M. Green For For Management
1.3 Elect Director Jean Marc Huot For For Management
1.4 Elect Director Joseph B. Leonard For For Management
1.5 Elect Director Madeleine Paquin For For Management
1.6 Elect Director Roy J. Romanow For For Management
1.7 Elect Director Calin Rovinescu For For Management
1.8 Elect Director Vagn Sorensen For For Management
1.9 Elect Director Kathleen Taylor For For Management
1.10 Elect Director Annette Verschuren For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Amend Long Term Incentive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
6 The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian.
Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not
voted.
--------------------------------------------------------------------------------
AIRASIA BERHAD
Ticker: AIRASIA Security ID: Y0029V101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First and Final Dividend For For Management
2 Approve Remuneration of Directors for For For Management
the Financial Year Ended December 31,
2016
3 Approve Remuneration of Directors from For For Management
the Financial Year Ending December 31,
2017 Until the Next Annual General
Meeting
4 Elect Anthony Francis Fernandes as For For Management
Director
5 Elect Kamarudin Bin Meranun as Director For For Management
6 Elect Tharumalingam A/L Kanagalingam For For Management
as Director
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Fam Lee Ee to Continue Office For For Management
as Independent Non-Executive Director
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
AKER BP ASA
Ticker: AKERBP Security ID: R7173B102
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
6 Approve Remuneration of Auditors for For For Management
2016
7 Approve Remuneration of Corporate For For Management
Assembly
8 Approve Remuneration of Nomination For For Management
Committee
9 Elect Members of Corporate Assembly For Against Management
10 Elect Members of Nominating Committee For For Management
11 Approve Creation of NOK 16.8 Million For Against Management
Pool of Capital without Preemptive
Rights
12 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
13 Authorize Board to Distribute Dvidends For For Management
14 Abolish Corporate Assembly For For Management
15 Amend Articles Re: Abolishing For For Management
Corporate Assembly
16 Receive Information Regarding None None Management
Operations and Prospects
--------------------------------------------------------------------------------
ALFRESA HOLDINGS CORP.
Ticker: 2784 Security ID: J0109X107
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For Against Management
2.1 Elect Director Ishiguro, Denroku For For Management
2.2 Elect Director Kanome, Hiroyuki For For Management
2.3 Elect Director Kubo, Taizo For For Management
2.4 Elect Director Miyake, Shunichi For For Management
2.5 Elect Director Masunaga, Koichi For For Management
2.6 Elect Director Izumi, Yasuki For For Management
2.7 Elect Director Arakawa, Ryuji For For Management
2.8 Elect Director Katsuki, Hisashi For For Management
2.9 Elect Director Terai, Kimiko For For Management
2.10 Elect Director Yatsurugi, Yoichiro For For Management
2.11 Elect Director Konno, Shiho For For Management
3.1 Appoint Statutory Auditor Kamigaki, For For Management
Seisui
3.2 Appoint Statutory Auditor Kato, For For Management
Yoshitaka
4 Appoint Alternate Statutory Auditor For For Management
Ueda, Yuji
--------------------------------------------------------------------------------
ALIMENTATION COUCHE-TARD INC.
Ticker: ATD.B Security ID: 01626P403
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Bouchard For For Management
1.2 Elect Director Nathalie Bourque For For Management
1.3 Elect Director Jacques D'Amours For For Management
1.4 Elect Director Jean Elie For For Management
1.5 Elect Director Richard Fortin For For Management
1.6 Elect Director Brian Hannasch For For Management
1.7 Elect Director Melanie Kau For For Management
1.8 Elect Director Monique F. Leroux For For Management
1.9 Elect Director Real Plourde For For Management
1.10 Elect Director Daniel Rabinowicz For For Management
1.11 Elect Director Jean Turmel For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 SP 1: Approve Human Rights Risk Against For Shareholder
Assessment
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 7.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Approve Affiliation Agreement with For For Management
Allianz Global Health GmbH
6.1 Elect Helmut Perlet to the Supervisory For For Management
Board
6.2 Elect Michael Diekmann to the For For Management
Supervisory Board
6.3 Elect Sophie Boissard to the For For Management
Supervisory Board
6.4 Elect Christine Bosse to the For For Management
Supervisory Board
6.5 Elect Friedrich Eichiner to the For For Management
Supervisory Board
6.6 Elect Herbert Hainer to the For For Management
Supervisory Board
6.7 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMX L Security ID: P0280A101
Meeting Date: OCT 06, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of Shares from For Against Management
NASDAQ and LATIBEX
2 Approve Option to Receive Shares or For For Management
Cash as Second Installment of Dividend
of MXN 0.14 Per Share Approved by AGM
on April 18, 2016
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMX L Security ID: P0280A101
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors for Series L For Against Management
Shareholders
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
ARCELIK A.S.
Ticker: ARCLK Security ID: M1490L104
Meeting Date: DEC 26, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Receive Information Re: Partial None None Management
Demerger to be Discussed Under Item 5
3 Receive Information on Absence of None None Management
Right of Withdrawal
4 Accept Interim Financial Statements For For Management
5 Approve Spin-Off Agreement and Related For For Management
Formalities
6 Wishes None None Management
--------------------------------------------------------------------------------
ARCELIK A.S.
Ticker: ARCLK Security ID: M1490L104
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Take Decision on Authorized Share For For Management
Capital and Amend Company Articles
Accordingly
8 Elect Directors For For Management
9 Approve Remuneration Policy For For Management
10 Approve Director Remuneration For For Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
2017 and Receive Information on
Donations Made in 2016
13 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
ASM INTERNATIONAL NV
Ticker: ASM Security ID: N07045201
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.70 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8.a Elect S. Kahle-Galonske to Supervisory For For Management
Board
8.b Elect J.C. Lobbezoo to Supervisory For For Management
Board
9 Ratify KPMG as Auditors For For Management
10.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Reduction in Share Capital For For Management
through Cancellation of Treasury Shares
13 Discussion of the policy of the None None Shareholder
Management Board and the Supervisory
Board in relation to ASMI's
shareholding in ASM Pacific in 2016
and thereafter and the risks and
benefits of a full divestiture of it
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Approve Allocation of Income For For Management
2.a.1 Slate 1 Submitted by Mediobanca Spa None For Shareholder
2.a.2 Slate 2 Submitted by Institutional None Did Not Vote Shareholder
Investors (Assogestioni)
2.b Approve Internal Auditors' Remuneration For For Management
3 Approve Remuneration Policy For For Management
4.a Approve Group Long Term Incentive Plan For For Management
(LTIP) 2017
4.b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service LTIP 2017
4.c Approve Equity Plan Financing to For For Management
Service LTIP 2017
5.a Approve Restricted Stock Plan For For Management
5.b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Restricted Stock Plan
5.c Approve Equity Plan Financing to For For Management
Service Restricted Stock Plan
6.a Amend Article 7.2 Re: Company Records For For Management
6.b Amend Article 9 (Capital-Related) For For Management
6.c Amend Article 28.2 (Board-Related) For For Management
6.d Amend Article 32.2 (Board-Related) For For Management
--------------------------------------------------------------------------------
ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID: Y04327105
Meeting Date: JUL 28, 2016 Meeting Type: Special
Record Date: JUN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for
Endorsement and Guarantees
5.1 Elect Tsung-Tang (Jonney) Shih with For For Management
Shareholder No. 71 as Non-independent
Director
5.2 Elect Chiang-Sheng (Jonathan) Tseng For For Management
with Shareholder No. 25370 as
Non-independent Director
5.3 Elect Shih-Chang (Ted) Hsu with For For Management
Shareholder No. 4 as Non-independent
Director
5.4 Elect Cheng-Lai (Jerry) Shen with For For Management
Shareholder No. 80 as Non-independent
Director
5.5 Elect Yen-Cheng (Eric) Chen with For For Management
Shareholder No. 135 as Non-independent
Director
5.6 Elect Hsien-Yuen Hsu with Shareholder For For Management
No. 116 as Non-independent Director
5.7 Elect Su-Pin (Samson) Hu with For For Management
Shareholder No. 255368 as
Non-independent Director
5.8 Elect Min-Chieh (Joe) Hsieh with ID No. For For Management
A123222XXX as Non-independent Director
5.9 Elect Yu-Chia (Jackie) Hsu with For For Management
Shareholder No. 67474 as
Non-independent Director
5.10 Elect Tze-Kaing Yang with ID No. For For Management
A102241XXX as Non-independent Director
5.11 Elect Ming-Yu Lee with ID No. For For Management
F120639XXX as Independent Director
5.12 Elect Chung-Hou (Kenneth) Tai with For For Management
Shareholder No. 88 as Independent
Director
5.13 Elect Chun-An Sheu with ID No. For For Management
R101740XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
AU OPTRONICS CORP
Ticker: 2409 Security ID: Y0451X104
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt and/or Issuance of
Ordinary Shares and/or Issuance of
Ordinary Shares via Private Placement
and/or Issuance of Foreign or Domestic
Convertible Bonds
--------------------------------------------------------------------------------
AURIZON HOLDINGS LTD.
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: OCT 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Russell Caplan as Director For For Management
2b Elect Michael Fraser as Director For For Management
2c Elect Kate Vidgen as Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
AURUBIS AG
Ticker: NDA Security ID: D10004105
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015/2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015/2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015/2016
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2016/2017
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.1 Billion;
Approve Creation of EUR 57.5 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 26, 2017 Meeting Type: Annual/Special
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.16 per Share
4 Non-Binding Vote on Compensation of For For Management
Henri de Castries, Chairman and CEO
until August 31, 2016
5 Non-Binding Vote on Compensation of For For Management
Denis Duverne, Vice CEO until August
31, 2016
6 Non-Binding Vote on Compensation of For For Management
Denis Duverne, Chairman of the Board
of Directors since September 1, 2016
7 Non-Binding Vote on Compensation of For For Management
Thoma Buberl, CEO since September 1,
2016
8 Approve Remuneration Policy of For For Management
Chairman of the Board
9 Approve Remuneration Policy of CEO For For Management
10 Approve Auditors' Special Report on For For Management
Related-Party Transactions
11 Approve Additional Social Benefits For For Management
Agreement with Thomas Buberl, CEO
12 Approve Severance Agreement with For For Management
Thomas Buberl
13 Reelect Deanna Oppenheimer as Director For For Management
14 Reelect Ramon de Oliveira as Director For For Management
15 Ratify Appointment of Thomas Buberl as For For Management
Director
16 Ratify Appointment of Andre For For Management
Francois-Poncet as Director
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
22 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
23 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
26 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
29 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
30 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AXIATA GROUP BERHAD
Ticker: AXIATA Security ID: Y0488A101
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Muhamad Chatib Basri as Director For For Management
3 Elect Kenneth Shen as Director For For Management
4 Elect Mohd Izzaddin Idris as Director For For Management
5 Elect Ramlah Nik Mahmood as Director For For Management
6 Elect Ghazzali Sheikh Abdul Khalid as For For Management
Director
7 Elect Azzat Kamaludin as Director For For Management
8 Approve Remuneration of Directors from For For Management
25th Annual General Meeting Until the
Next Annual General Meeting
9 Approve Remuneration of Directors from For For Management
January 31, 2017 Until the Next Annual
General Meeting
10 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Ghazzali Sheikh Abdul Khalid For For Management
to Continue Office as Independent
Non-Executive Director
12 Approve Azzat Kamaludin to Continue For For Management
Office as Independent Non-Executive
Director
13 Approve David Lau Nai Pek to Continue For For Management
Office as Independent Non-Executive
Director
14 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
15 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
BALOISE HOLDING
Ticker: BALN Security ID: H04530202
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 5.20 per Share
4.1 Approve CHF 120,000 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
4.2 Approve Creation of CHF 500,000 Pool For For Management
of Capital without Preemptive Rights
5.1a Reelect Andreas Burckhardt as Director For For Management
and Board Chairman
5.1b Reelect Andreas Beerli as Director For For Management
5.1c Reelect Georges-Antoine de Boccard as For For Management
Director
5.1d Reelect Christoph Gloor as Director For For Management
5.1e Reelect Karin Keller-Sutter as Director For For Management
5.1f Reelect Werner Kummer as Director For For Management
5.1g Reelect Hugo Lasat as Director For For Management
5.1h Reelect Thomas Pleines as Director For For Management
5.1i Reelect Marie-Noelle For For Management
Venturi-Zen-Ruffinen as Director
5.1j Elect Thomas von Planta as Director For For Management
5.2a Appoint Georges-Antoine de Boccard as For For Management
Member of the Compensation Committee
5.2b Appoint Karin Keller-Sutter as Member For For Management
of the Compensation Committee
5.2c Appoint Thomas Pleines as Member of For For Management
the Compensation Committee
5.2d Appoint Marie-Noelle For For Management
Venturi-Zen-Ruffinen as Member of the
Compensation Committee
5.3 Designate Christophe Sarasin as For For Management
Independent Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
6.2a Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4 Million
6.2b Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.7 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: SEP 28, 2016 Meeting Type: Special
Record Date: AUG 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Yacov Peer as External For For Management
Director for an Additional Three Year
Term
2 Elect Israel Tapoohi as Director for a For For Management
Three-Year Period
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: DEC 19, 2016 Meeting Type: Special
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Approve Employment Terms of the For For Management
Company's CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANK HAPOALIM LTD.
Ticker: POLI Security ID: M1586M115
Meeting Date: APR 04, 2017 Meeting Type: Annual/Special
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Ziv Haft and Somekh Chaikin For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Extension of Director Service For For Management
4 Approve Employment Terms of Board For For Management
Chairman
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL B.M.
Ticker: LUMI Security ID: M16043107
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tzahi Frankovits as Director for For Did Not Vote Management
a Three-Year Period
1.2 Elect Itzick Sharir as Director for a For For Management
Three-Year Period
1.3 Elect Ester Dominissini as Director For For Management
for a Three-Year Period
1.4 Elect Gideon Schurr as Director for a None Did Not Vote Shareholder
Three-Year Period
1.5 Elect Yoram Michaelis as External For Against Management
Director for a Three-Year Period
1.6 Elect Ytzhak Edelman as External For For Management
Director for a Three-Year Period
2 Add Article 143E to the Article of For For Management
Association Re: indemnification of
Officers
3 Amend Article 128 Re: Signature Bank For For Management
Balance Sheet
4 Add Article 146 to the Article of For For Management
Association Re: Jurisdiction Clause
5 Ratify Amended Indemnification For For Management
Agreements with Directors and Officers
6 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
7 Approve Employment Terms of Active For For Management
Chairman
8 Approve Employment Terms of the CEO For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BARLOWORLD LTD
Ticker: BAW Security ID: S08470189
Meeting Date: FEB 08, 2017 Meeting Type: Annual
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year the Ended
30 September 2016
2 Re-elect Dumisa Ntsebeza as Director For For Management
3 Re-elect Sango Ntsaluba as Chairman of For For Management
the Audit Committee
4 Re-elect Babalwa Ngonyama as Member of For For Management
the Audit Committee
5 Re-elect Frances Edozien as Member of For For Management
the Audit Committee
6 Reappoint Deloitte and Touche as For For Management
Auditors of the Company with
Bongisipho Nyembe as the Individual
Registered Auditor and Authorise Their
Remuneration
7 Approve Remuneration Policy For For Management
1.1 Approve Fees for the Chairman of the For For Management
Board
1.2 Approve Fees for the Resident For For Management
Non-executive Directors
1.3 Approve Fees for the Non-resident For For Management
Non-executive Directors
1.4 Approve Fees for the Chairman of the For For Management
Audit Committee (Resident)
1.5 Approve Fees for the Resident Members For For Management
of the Audit Committee
1.6 Approve Fees for the Non-resident For For Management
Members of the Audit Committee
1.7 Approve Fees for the Chairman of the For For Management
Remuneration Committee (Non-resident)
1.8 Approve Fees for the Chairman of the For For Management
Remuneration Committee (Resident)
1.9 Approve Fees for the Chairman of the For For Management
Social, Ethics and Transformation
Committee (Resident)
1.10 Approve Fees for the Chairman of the For For Management
Risk and Sustainability Committee
(Resident)
1.11 Approve Fees for the Chairman of the For For Management
General Purposes Committee (Resident)
1.12 Approve Fees for the Chairman of the For For Management
Nomination Committee (Resident)
1.13 Approve Fees for the Resident Members For For Management
of Each of the Board Committees Other
Than Audit Committee
1.14 Approve Fees for the Non-resident For For Management
Members of Each of the Board Committees
2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4.1 Elect Werner Wenning to the For For Management
Supervisory Board
4.2 Elect Paul Achleitner to the For For Management
Supervisory Board
4.3 Elect Norbert W. Bischofberger to the For For Management
Supervisory Board
4.4 Elect Thomas Ebeling to the For For Management
Supervisory Board
4.5 Elect Colleen A. Goggins to the For For Management
Supervisory Board
4.6 Elect Klaus Sturany to the Supervisory For For Management
Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Approve Affiliation Agreements with For For Management
Subsidiaries Bayer CropScience
Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2017
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 1880 Security ID: G09702104
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4a1 Elect Tang King Loy as Director For For Management
4a2 Elect Ho Kwok Wah, George as Director For For Management
4a3 Elect Chan Yu Ling, Abraham as Director For Against Management
4a4 Elect Xue Qiuzhi as Director For For Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BLUESCOPE STEEL LTD.
Ticker: BSL Security ID: Q1415L177
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ewen Crouch as Director For For Management
3b Elect Lloyd Jones as Director For For Management
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOL Security ID: W17218103
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive Report on Work of Board and None None Management
its Committees
9 Receive President's Report None None Management
10 Receive Report on Audit Work During None None Management
2015
11 Accept Financial Statements and For For Management
Statutory Reports
12 Approve Allocation of Income and For For Management
Dividends of SEK 5.25 Per Share
13 Approve Discharge of Board and For For Management
President
14 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board; Set
Number of Auditors at One
15 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.58 Million for
Chairman and SEK 525,000 for Other
Directors; Approve Remuneration for
Committee Work
16 Reelect Marie Berglund, Tom Erixon, For For Management
Lennart Evrell, Michael Low, Elisabeth
Nilsson, Anders Ullberg (Chairman) and
Pekka Vauramo as Directors; Elect Pia
Rudengren as New Director
17 Approve Remuneration of Auditors For For Management
18 Ratify Deloitte as Auditors For For Management
19 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
20 Reelect Jan Andersson (Chairman), Lars For For Management
Erik Forsgardh, Ola Peter Gjessing,
Anders Oscarsson and Anders Ullberg as
Members of Nominating Committee
21 Allow Questions None None Management
22 Close Meeting None None Management
--------------------------------------------------------------------------------
CALSONIC KANSEI CORP.
Ticker: 7248 Security ID: J5075P111
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Authorize Board to For For Management
Determine Income Allocation with
Record Date No Later Than Sep. 29, 2017
2 Approve Capital Reduction For For Management
3 Approve Accounting Transfers For For Management
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: JUL 13, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 50.0 Percent of For For Management
the Units in MSO Trust Which Holds
Capitagreen
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Issuance of Equity or Equity- For For Management
Linked Securities with or without
Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve First and Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Euleen Goh Yiu Kiang as Director For For Management
4b Elect Philip Nalliah Pillai as Director For For Management
5 Elect Chaly Mah Chee Kheong as Director For For Management
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the CapitaLand
Performance Share Plan 2010 and
CapitaLand Restricted Share Plan 2010
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITALAND MALL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve
Remuneration of Directors; Approve
Discharge of Management and Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 10 Per Share
4a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
4b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.85 Million for
Chairman, DKK 618,000 for Vice Chair,
and DKK 412,000 for Other Directors;
Approve Remuneration for Committee Work
4c Amend Articles Re: Company For For Management
Announcements in English Only
4d Amend Articles Re: Abolish the Use of For For Management
the Danish Business Authority's IT
System for Convening and Announcing
Annual General Meetings
5a Reelect Flemming Besenbacher as For For Management
Director
5b Reelect Lars Rebien Sorensen as For For Management
Director
5c Reelect Richard Burrows as Director For For Management
5d Reelect Donna Cordner as Director For For Management
5e Reelect Cornelius Job van der Graaf as For For Management
Director
5f Reelect Carl Bache as Director For For Management
5g Reelect Soren-Peter Fuchs Olesen For For Management
5h Reelect Nina Smith as Director For For Management
5i Reelect Lars Stemmerik as Director For For Management
5j Elect Nancy Cruickshank as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
CHIBA BANK LTD.
Ticker: 8331 Security ID: J05670104
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Sakuma, Hidetoshi For For Management
2.2 Elect Director Iijima, Daizo For For Management
2.3 Elect Director Ikeda, Tomoyuki For For Management
2.4 Elect Director Yonemoto, Tsutomu For For Management
2.5 Elect Director Yokota, Tomoyuki For For Management
2.6 Elect Director Tashima, Yuko For For Management
2.7 Elect Director Takayama, Yasuko For For Management
3.1 Appoint Statutory Auditor Sakamoto, For For Management
Tomohiko
3.2 Appoint Statutory Auditor Ishihara, For For Management
Kazuhiko
--------------------------------------------------------------------------------
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD.
Ticker: 658 Security ID: G2112D105
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Yongdao as Director For For Management
3b Elect Wang Zhengbing as Director For For Management
3c Elect Zheng Qing as Director For For Management
3d Elect Hu Yueming as Director For For Management
3e Elect Yuen Chi Ping as Director For For Management
3f Elect Chan Yau Ching, Bob as Director For For Management
3g Elect Jiang Jianhua as Director For For Management
3h Elect Nathan Yu Li as Director For For Management
3i Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO., LTD
Ticker: 2823 Security ID: Y1478C107
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Issuance of New Shares by For For Management
Capitalization of Profit
5 Approve Long-Term Fund Raising Plan For For Management
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7.1 Elect Alan Wang, a Representative of For For Management
Tai li Investment Co., Ltd. with
Shareholder No.213450, as
Non-independent Director
7.2 Elect Stephanie Hwang, a For For Management
Representative of Tai li Investment Co.
, Ltd. with Shareholder No.213450, as
Non-independent Director
7.3 Elect Yu Ling Kuo, a Representative of For For Management
Videoland Inc. with Shareholder No.
157891, as Non-independent Director
7.4 Elect Tony T.M. Hsu, a Representative For For Management
of Lan Wan Investment Corporation with
Shareholder No.271780, as
Non-independent Director
7.5 Elect Roy Mang, a Representative of For For Management
Lan Wan Investment Corporation with
Shareholder No.271780, as
Non-independent Director
7.6 Elect Lauren Hsien, a Representative For For Management
of Ever-rich Co., Ltd. with
Shareholder No.382796, as
Non-independent Director
7.7 Elect Louis T. Kung with ID No. For Against Management
A103026XXX as Independent Director
7.8 Elect Wei Ta Pan with ID No.A104289XXX For Against Management
as Independent Director
7.9 Elect Wen Yen Hsu with ID No. For For Management
C120287XXX as Independent Director
8 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
9 Other Business None Against Management
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Dong Xin as Director For For Management
4.1 Elect Frank Wong Kwong Shing as For For Management
Director
4.2 Elect Moses Cheng Mo Chi as Director For Against Management
4.3 Elect Paul Chow Man Yiu as Director For For Management
4.4 Elect Stephen Yiu Kin Wah as Director For For Management
5 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors for Hong Kong Financial
Reporting and U.S. Financial Reporting
Purposes, Respectively and Authorize
Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Reports For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
6 Authorize Board to Determine the 2017 For For Management
Interim Profit Distribution
7 Authorize Board to Determine the For Against Management
Proposed Plan for the Issuance of Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Elect Li Yunpeng as Director For For Management
10 Elect Zhao Dong as Supervisor For For Shareholder
11 Amend Articles of Association and For For Management
Rules of Procedures of Board Meetings
12 Approve Overseas Listing Plan of For For Management
Sinopec Marketing Co., Ltd.
13 Approve Compliance of Overseas Listing For For Management
of Sinopec Marketing Co., Ltd. with
the Circular on Issues in Relation to
Regulating Overseas Listing of
Subsidiaries of Domestic-Listed
Companies
14 Approve Undertaking of the Company to For For Management
Maintain its Independent Listing Status
15 Approve Description of the Sustainable For For Management
Profitability and Prospects of the
Company
16 Authorize Board to Deal with Overseas For For Management
Listing Matters of Sinopec Marketing
Co., Ltd.
17 Approve Provision of Assured For For Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 836 Security ID: Y1503A100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhou Junqing as Director For For Management
3.2 Elect Chen Ying as Director For Against Management
3.3 Elect Wang Yan as Director For Against Management
3.4 Elect Ma Chiu-Cheung, Andrew as For For Management
Director
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD.
Ticker: 966 Security ID: Y1456Z151
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Tingke as Director For For Management
3a2 Elect Yu Xiaoping as Director For For Management
3a3 Elect Wu Changming as Director For For Management
3a4 Elect Zhu Dajian as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Independent Auditor and Authorize
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: Y1505D102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Final Dividend
3 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Authorize Board to Fix Their
Remuneration
4.1 Elect Yang Jie as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
4.2 Elect Yang Xiaowei as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
4.3 Elect Ke Ruiwen as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
4.4 Elect Sun Kangmin as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
4.5 Elect Zhen Caiji as Director, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
4.6 Elect Gao Tongqing as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
4.7 Elect Chen Zhongyue as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
4.8 Elect Chen Shengguang as Director, For For Management
Approve His Service Contract and
Authorize Board to Fix His Remuneration
4.9 Elect Tse Hau Yin, Aloysius as For For Management
Director, Approve His Service Contract
and Authorize Board to Fix His
Remuneration
4.10 Elect Cha May Lung, Laura as Director, For For Management
Approve Her Service Contract and
Authorize Board to Fix Her Remuneration
4.11 Elect Xu Erming as Director, Approve For Against Management
His Service Contract and Authorize
Board to Fix His Remuneration
4.12 Elect Wang Hsuehming as Director, For For Management
Approve Her Service Contract and
Authorize Board to Fix Her Remuneration
5.1 Elect Sui Yixun as Supervisor, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
5.2 Elect Hu Jing as Supervisor, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
5.3 Elect Ye Zhong as Supervisor, Approve For For Management
His Service Contract and Authorize
Board to Fix His Remuneration
6.1 Amend Article 1 of the Articles of For For Management
Association
6.2 Amend Article 13 of the Articles of For For Management
Association
6.3 Authorize Board to Handle All Matters For For Management
in Relation to the Amendments to the
Articles of Association
7.1 Approve Issuance of Debentures For Against Management
7.2 Authorize Board to Handle All Matters For Against Management
in Relation to the Issuance of
Debentures
7.3 Approve Centralized Registration of For Against Management
Debentures by the Company
8.1 Approve Issuance of Company Bonds in For For Management
the People's Republic of China
8.2 Authorize Board to Handle All Matters For For Management
in Relation to the Issuance of Company
Bonds in the People's Republic of China
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Amendments to Articles of For Against Management
Association to Reflect Changes in the
Registered Capital of the Company
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: Y1519S111
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Shao Guanglu as Director For For Management
2.1b Elect Cesareo Alierta Izuel as Director For Against Management
2.1c Elect Cheung Wing Lam Linus as Director For For Management
2.1d Elect Wong Wai Ming as Director For Against Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BERHAD
Ticker: CIMB Security ID: Y1636J101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Neil Coombe as Director For For Management
2 Elect Joseph Dominic Silva as Director For For Management
3 Elect Teoh Su Yin as Director For For Management
4 Elect Mohamed Ross Mohd Din as Director For For Management
5 Approve Remuneration of Non- Executive For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CITIZEN WATCH CO., LTD.
Ticker: 7762 Security ID: J07938111
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8.5
2.1 Elect Director Tokura, Toshio For For Management
2.2 Elect Director Sato, Toshihiko For For Management
2.3 Elect Director Takeuchi, Norio For For Management
2.4 Elect Director Furukawa, Toshiyuki For For Management
2.5 Elect Director Nakajima, Keiichi For For Management
2.6 Elect Director Shirai, Shinji For For Management
2.7 Elect Director Oji, Yoshitaka For For Management
2.8 Elect Director Komatsu, Masaaki For For Management
2.9 Elect Director Terasaka, Fumiaki For For Management
3 Appoint Statutory Auditor Takada, For For Management
Yoshio
--------------------------------------------------------------------------------
CITY DEVELOPMENTS LIMITED
Ticker: C09 Security ID: V23130111
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final and Special Dividend For For Management
3 Approve Directors' Fees and Audit & For For Management
Risk Committee Fees
4a Elect Philip Yeo Liat Kok as Director For For Management
4b Elect Tan Poay Seng as Director For For Management
4c Elect Tan Yee Peng as Director For For Management
4d Elect Koh Thiam Hock as Director For For Management
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: DEC 01, 2016 Meeting Type: Special
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A1 Accept Financial Statements and For For Management
Statutory Reports
A2 Approve Final Dividend For For Management
A3 Elect Yuan Guangyu as Director For For Management
A4 Elect Xu Keqiang as Director For For Management
A5 Elect Liu Jian as Director For For Management
A6 Elect Lawrence J. Lau as Director For For Management
A7 Elect Kevin G. Lynch as Director For For Management
A8 Authorize Board to Fix the For For Management
Remuneration of Directors
A9 Approve Deloitte Touche Tohmatsu as For For Management
Independent Auditors and Authorize
Board to Fix Their Remuneration
B1 Authorize Repurchase of Issued Share For For Management
Capital
B2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
B3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COCA-COLA AMATIL LTD.
Ticker: CCL Security ID: Q2594P146
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAY 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For For Management
Report
2a Elect Krishnakumar Thirumalai as For For Management
Director
2b Elect Mark Johnson as Director For For Management
2c Elect Paul O'Sullivan as Director For For Management
3 Approve Grant of Performance Share For For Management
Rights to A M Watkins, Group Managing
Director of the Company
--------------------------------------------------------------------------------
COCA-COLA WEST CO LTD
Ticker: 2579 Security ID: J0814U109
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2 Approve Share Exchange Agreement with For For Management
Coca-Cola East Japan Co., Ltd
3 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
4 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Increase
Authorized Capital - Amend Provisions
on Number of Directors - Indemnify
Directors
5.1 Elect Director Yoshimatsu, Tamio For Against Management
5.2 Elect Director Shibata, Nobuo For For Management
5.3 Elect Director Takemori, Hideharu For For Management
5.4 Elect Director Fukami, Toshio For For Management
5.5 Elect Director Okamoto, Shigeki For For Management
5.6 Elect Director Fujiwara, Yoshiki For For Management
5.7 Elect Director Koga, Yasunori For For Management
5.8 Elect Director Hombo, Shunichiro For For Management
5.9 Elect Director Miura, Zenji For For Management
6.1 Elect Director Vikas Tiku in For For Management
Connection with Economic Integration
6.2 Elect Director Costel Mandrea in For For Management
Connection with Economic Integration
6.3 Elect Director Yoshioka, Hiroshi in For For Management
Connection with Economic Integration
7.1 Elect Director and Audit Committee For Against Management
Member Miura, Zenji in Connection with
Economic Integration
7.2 Elect Director and Audit Committee For Against Management
Member Irial Finan in Connection with
Economic Integration
7.3 Elect Director and Audit Committee For Against Management
Member John Murphy in Connection with
Economic Integration
8 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
--------------------------------------------------------------------------------
COCHLEAR LTD.
Ticker: COH Security ID: Q25953102
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: OCT 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve the Remuneration Report For For Management
3.1 Elect Yasmin Allen as Director For For Management
3.2 Elect Donal O'Dwyer as Director For Against Management
4.1 Approve the Grant of Securities to For For Management
Chris Smith, Chief Executive Officer &
President of the Company
--------------------------------------------------------------------------------
COMFORTDELGRO CORPORATION LIMITED
Ticker: C52 Security ID: Y1690R106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Lim Jit Poh as Director For For Management
5 Elect Wang Kai Yuen as Director For For Management
6 Approve Deloitte & Touche LLP Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 19, 2017 Meeting Type: Annual/Special
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.25 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Non-Binding Vote on Compensation of For For Management
Jean-Dominique Senard, General Manager
7 Non-Binding Vote on Compensation of For For Management
Michel Rollier, Chairman
8 Reelect Michel Rollier as Supervisory For For Management
Board Member
9 Reelect Olivier Bazil as Supervisory For For Management
Board Member
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.25 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2016
3.2 Approve Discharge of Management Board For For Management
Member Jose Avila for Fiscal 2016
3.3 Approve Discharge of Management Board For For Management
Member Ralf Cramer for Fiscal 2016
3.4 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2016
3.5 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2016
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2016
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2016
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2016
3.9 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2016
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2016
4.2 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2016
4.3 Approve Discharge of Supervisory Board For For Management
Member Hans Fischl for Fiscal 2016
4.4 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2016
4.5 Approve Discharge of Supervisory Board For For Management
Member Peter Hausmann for Fiscal 2016
4.6 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2016
4.7 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2016
4.8 Approve Discharge of Supervisory Board For For Management
Member Hartmut Meine for Fiscal 2016
4.9 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2016
4.10 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2016
4.11 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2016
4.12 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2016
4.13 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2016
4.14 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2016
4.15 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2016
4.16 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2016
4.17 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2016
4.18 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2016
4.19 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2016
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2016
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
6 Approve Remuneration System for For Against Management
Management Board Members
--------------------------------------------------------------------------------
COVESTRO AG
Ticker: 1COV Security ID: D0R41Z100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2016 Annual Report None None Management
2 Approve Audited Consolidated Financial For For Management
Statements of Credicorp and its
Subsidiaries for FY 2016, Including
External Auditors' Report
3.1 Elect Dionisio Romero Paoletti as For For Management
Director
3.2 Elect Raimundo Morales Dasso as For For Management
Director
3.3 Elect Juan Carlos Verme Giannoni as For For Management
Director
3.4 Elect Benedicto Ciguenas Guevara as For For Management
Director
3.5 Elect Patricia Lizarraga Guthertz as For For Management
Director
3.6 Elect Fernando Fort Marie as Director For For Management
3.7 Elect Martin Perez Monteverde as For For Management
Director
3.8 Elect Luis Enrique Romero as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cai Dongchen as Director For For Management
3a2 Elect Chak Kin Man as Director For For Management
3a3 Elect Pan Weidong as Director For For Management
3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management
3a5 Elect Chen Chuan as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Grant of Options Under the For Against Management
Share Option Scheme
9 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CSR LIMITED
Ticker: CSR Security ID: Q30297115
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Christine Holman as Director For For Management
2b Elect Mike Ihlein as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Rob Sindel, Managing
Director of the Company
--------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO., LTD.
Ticker: 2891 Security ID: Y15093100
Meeting Date: DEC 08, 2016 Meeting Type: Special
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wen-Long Yen, a Representative For For Management
of Wei Fu Investment Co., Ltd., with
Shareholder No. 4122, as
Non-independent Director
1.2 Elect Chao-Chin Tung, a Representative For For Management
of Chung Yuan Investment Co., Ltd.,
with Shareholder No. 883288, as
Non-independent Director
1.3 Elect Thomas K S. Chen, a For For Management
Representative of Yi Chuan Investment
Co., Ltd., with Shareholder No.
883341, as Non-independent Director
1.4 Elect Hui-Ping Chen, a Representative None Did Not Vote Shareholder
of Bank of Taiwan Co., Ltd., with
Shareholder No. 771829, as
Non-independent Director
1.5 Elect Chung-Yu Wang with ID No. For For Management
A101021XXX as Independent Director
1.6 Elect Wen-Chih Lee with ID No. For For Management
E121520XXX as Independent Director
1.7 Elect Peter Tuen-Ho Yang with ID No. For For Management
A104321xxx as Independent Director
1.8 Elect Shih-Chieh Chang with For For Management
Shareholder No. 814409 as Independent
Director
1.9 Elect Huang-Cuan Chiu with ID NO. None Against Shareholder
E100588XXX as Independent Director
2 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3 Other Business None Against Management
--------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO., LTD.
Ticker: 2891 Security ID: Y15093100
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Other Business None Against Management
--------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS INC.
Ticker: 8750 Security ID: J09748112
Meeting Date: JUN 26, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43
2.1 Elect Director Watanabe, Koichiro For For Management
2.2 Elect Director Tsuyuki, Shigeo For For Management
2.3 Elect Director Inagaki, Seiji For For Management
2.4 Elect Director Tsutsumi, Satoru For For Management
2.5 Elect Director Ishii, Kazuma For For Management
2.6 Elect Director Taketomi, Masao For For Management
2.7 Elect Director Teramoto, Hideo For For Management
2.8 Elect Director Kawashima, Takashi For For Management
2.9 Elect Director George Olcott For For Management
2.10 Elect Director Maeda, Koichi For For Management
3 Appoint KPMG AZSA LLC as New External For For Management
Audit Firm
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Bart Broadman as Director For For Management
6 Elect Ho Tian Yee as Director For For Management
7 Elect Ow Foong Pheng as Director For For Management
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the DBSH Share Plan
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares Under the For For Management
DBSH Scrip Dividend Scheme to the
Final Dividends for the Year Ended Dec.
31, 2016
11 Approve Issuance of Shares Under the For For Management
DBSH Scrip Dividend Scheme for the
Dividends which may be Declared for
the Year Ending Dec. 31, 2017
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DELTA LLOYD NV
Ticker: DL Security ID: N25633103
Meeting Date: MAR 29, 2017 Meeting Type: Special
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer by NN Group NV None None Management
3a Conditional Amendment of Articles Re: For For Management
NN Group Offer per Settlement Date
3b Conditional Amendment of Articles Re: For For Management
NN Group Offer per Delisting Date
4a Announce Vacancies on the Board None None Management
4b Opportunity to Make Recommendation None None Management
4c Receive Information on Proposed None None Management
Nominations
4d Elect E. Friese to Supervisory Board For For Management
4e Elect D. Reuda to Supervisory Board For For Management
4f Elect J.H. Erasmus to Supervisory Board For For Management
5 Receive Information on Composition of None None Management
Executive Board
6a Approve Resignation and Discharge of H. For For Management
van der Noordaa as Member of the
Executive Board
6b Approve Resignation and Discharge E.J. For For Management
Fischer, J.G. Haars, S.G. van der
Lecq, A.A.G. Bergen, P.W. Nijhof, and
Mr J.R. Lister as Member of the
Supervisory Board
7 Receive Information on the Conditional None None Management
Legal Merger as Proposed on the EGM 2
8 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DELTA LLOYD NV
Ticker: DL Security ID: N25633103
Meeting Date: MAR 29, 2017 Meeting Type: Special
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Conditional Merger NN Group For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG
Ticker: LHA Security ID: D1908N106
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.70
Per Share
5a Approve Suggested Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management (Consultative
Vote)
5b Approve Binding Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management
6 Approve Company's Corporate Governance For For Management
Statement
7 Approve Remuneration of Auditors For For Management
8 Authorize Share Repurchase Program For For Management
9 Elect Karl-Christian Agerup as New For For Management
Director
10 Approve Remuneration of Directors in For For Management
the Amount of NOK 518,000 for
Chairman, NOK 329,000 for Vice
Chairman and NOK 329,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
for Nominating Committee
--------------------------------------------------------------------------------
DONG ENERGY A/S
Ticker: DENERG Security ID: K3192G104
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 6 Per Share
5 Authorize Share Repurchase Program None None Management
(The Board is Not Requesting Any
Authorization)
6 Amend Articles Re: Deletion of For For Management
Redundant Articles
7a1 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
7a2 Reelect Thomas Andersen (Chairman) as For For Management
Director
7a3 Reelect Lene Skole (Vice Chairman) as For For Management
Director
7a4 Reelect Lynda Armstrong as Director For For Management
7a5 Reelect Pia Gjellerup as Director For For Management
7a6 Reelect Benny Loft as Director For For Management
7a7 Elect Peter Korsholm as New Director For For Management
7b Election of Up to Two Additional For Abstain Management
Directors (Subject to Submission of
Amended Proposal by the Nominating
Committee)
8 Approve Remuneration of Directors in For For Management
the Amount of DKK 960,000 for
Chairman, DKK 640,000 for Vice
Chairman, and DKK 320,000 for Other
Directors; Approve Remuneration for
Committee Work
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Other Business None None Management
--------------------------------------------------------------------------------
DONGBU INSURANCE CO.
Ticker: A005830 Security ID: Y2096K109
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect One Inside Director and Two For For Management
Outside Directors
4 Elect Park Sang-yong as Outside For For Management
Director to serve as Audit Committee
Member
5 Elect Two Members of Audit Committee For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ELECTROLUX AB
Ticker: ELUX B Security ID: W24713120
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Discharge of Board and For For Management
President
10 Approve Allocation of Income and For For Management
Dividends of SEK 7.50 Per Share
11 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount SEK 2.075 Million for
Chairman and SEK 580,000 for Other
Directors; Approve Remuneration of
Committee Work
13a Reelect Petra Hedengran as Director For For Management
13b Reelect Hasse Johansson as Director For For Management
13c Reelect Ronnie Leten as Director For For Management
13d Reelect Ulla Litzen as Director For For Management
13e Reelect Bert Nordberg as Director For For Management
13f Reelect Fredrik Persson as Director For For Management
13g Reelect David Porter as Director For For Management
13h Reelect Jonas Samuelson as Director For For Management
13i Reelect Ulrika Saxon as Director For For Management
13j Elect Kai Warn as Director For For Management
13k Reelect Ronnie Leten as Board Chairman For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Long-Term Incentive Plan For Against Management
(Share Program 2017)
16a Authorize Share Repurchase Program For For Management
16b Authorize Reissuance of Repurchased For For Management
Shares
16c Authorize Transfer of up to 315,000 B For Against Management
Shares in Connection with 2014 Share
Program
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ELEKTA AB
Ticker: EKTA B Security ID: W2479G107
Meeting Date: SEP 01, 2016 Meeting Type: Annual
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 0.50 Per Share
11 Approve Discharge of Board and For For Management
President
12 Receive Nominating Committee's Report None None Management
13 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
14 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.08 Million for
Chairman and SEK 460,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
15 Reelect Luciano Cattani, Annika For For Management
Espander Jansson, Laurent Leksell
(Chairman), Siaou-Sze Lien, Johan
Malmqvist, Tomas Puusepp, Wolfgang
Reim, Jan Secher and Birgitta Stymne
Goransson as Directors
16 Ratify PwC as Auditors For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18a Approve Performance Share Plan 2016 For For Management
18b Approve Equity Plan Financing For For Management
19 Approve Equity Plan Financing For For Management
20a Authorize Share Repurchase Program For For Management
20b Authorize Reissuance of Repurchased For For Management
Shares
21 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
22a Adopt a Zero Vision Regarding None Against Shareholder
Accidents in Work Place Accidents in
the Company and Subsidiaries
22b Require Board to Appoint Working Group None Against Shareholder
Regarding Accidents in Work Place
Accidents in the Company and
Subsidiaries
22c Instruct the Board to Yearly Report to None Against Shareholder
the AGM in Writing the Progress
Concerning Workplace Accidents
22d Adopt a Vision for Absolute Gender None Against Shareholder
Equality on All Levels Within the
Company
22e Instruct the Board to Set Up a Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
22f Require the Results from the Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company to
be Reported to the AGM
22g Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
22h Prohibit Directors from Being Able to None Against Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
22i Instruct the Nomination Committee to None Against Shareholder
Pay Extra Attention to Questions
Concerning Ethics, Gender, and
Ethnicity
22j Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for a Change in the Rules
in the Area Regarding Invoicing
22k Amend Articles of Association: Both None Against Shareholder
Class A Shares and Class B Shares are
Entitled to One Vote Each
22l Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
22m Amend Articles Re: Former Politicians None Against Shareholder
on the Board of Directors
22n Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"Politician Quarantine"
22o Instruct the Board to Prepare a None Against Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
22p Request Board to Propose to the None Against Shareholder
Swedish Government Better
Representation of Small- and Midsized
Shareholders in the Board and
Nomination Committee
23 Close Meeting None None Management
--------------------------------------------------------------------------------
EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI A.S.
Ticker: EKGYO Security ID: M4030U105
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Statutory Reports For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Ratify External Auditors For For Management
8 Elect Directors For Against Management
9 Approve Director Remuneration For For Management
10 Approve Upper Limit of Donations for For Against Management
2017 and Receive Information on
Donations Made in 2016
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided by the
Company to Third Parties
12 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Markets Board
Corporate Governance Principles
13 Receive Information on Remuneration None None Management
Policy
14 Receive Information on Share None None Management
Repurchase Program
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Close Meeting None None Management
--------------------------------------------------------------------------------
EMPIRE COMPANY LIMITED
Ticker: EMP.A Security ID: 291843407
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENKA INSAAT VE SANAYI A.S.
Ticker: ENKAI Security ID: M4055T108
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to Sign
Meeting Minutes
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Receive Information on Donations Made None None Management
in 2016
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Elect Directors For For Management
8 Approve Director Remuneration For For Management
9 Ratify External Auditors For For Management
10 Approve Allocation of Income For For Management
11 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
12 Authorize Board to Distribute Interim For For Management
Dividends
13 Approve Accounting Transfers in Case For For Management
of Losses for 2017
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Approve Director Remuneration For For Management
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Ratify External Auditors For For Management
12 Amend Company Articles For For Management
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages provided by the
Company to Third Parties
14 Approve Upper Limit of Donations for For Against Management
2017 and Receive Information on
Donations Made in 2016
15 Close Meeting None None Management
--------------------------------------------------------------------------------
EVA AIRWAYS CORP.
Ticker: 2618 Security ID: Y2361Y107
Meeting Date: JUN 26, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Trading Procedures Governing For For Management
Derivatives Products
8 Amend Procedures for Lending Funds to For For Management
Other Parties, Endorsement and
Guarantees
9.1 Elect Lin Bou-Shiu , a Representative For For Management
of Evergreen International Corp. with
Shareholder No. 5414 as
Non-independent Director
9.2 Elect Chang Kuo-Cheng , a For For Management
Representative of Evergreen
International Corp. with Shareholder
No. 5414 as Non-independent Director
9.3 Elect Ko Lee-Ching , a Representative For For Management
of Evergreen Marine Corp. (Taiwan) Ltd.
with Shareholder No. 19 as
Non-independent Director
9.4 Elect Tai Jiin-Chyuan , a For For Management
Representative of Chang Yung-Fa
Charity Foundation with Shareholder
No. 306304 as Non-independent Director
9.5 Elect Chen Hsien-Hung , a For For Management
Representative of Chang Yung-Fa
Charity Foundation with Shareholder
No. 306304 as Non-independent Director
9.6 Elect Wu Kuang-Hui , a Representative For For Management
of Evergreen Marine Corp. (Taiwan) Ltd.
with Shareholder No. 19 as
Non-independent Director
9.7 Elect Chien You-Hsin with ID No. For For Management
R100061XXX as Independent Director
9.8 Elect Hsu Shun-Hsiung with ID No. For For Management
P121371XXX as Independent Director
9.9 Elect Wu Chung-Pao with ID No. For For Management
G120909XXX as Independent Director
10 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
EXOR N.V.
Ticker: EXO Security ID: N3139K108
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Discuss Remuneration Report None None Management
2c Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2d Adopt Financial Statements For For Management
2e Approve Dividends of EUR 0.35 Per Share For For Management
3a Ratify Ernst and Young as Auditors For For Management
3b Amend Remuneration Policy For Against Management
4a Approve Discharge of Executive For For Management
Directors
4b Approve Discharge of Non-Executive For For Management
Directors
5 Reelect John Elkann as Executive For Against Management
Director
6a Reelect Marc Bolland as Non-Executive For For Management
Director
6b Reelect Sergio Marchionne as For Against Management
Non-Executive Director
6c Elect Alessandro Nasi as Non-Executive For For Management
Director
6d Elect Andrea Agnelli as Non-Executive For For Management
Director
6e Elect Niccolo Camerana as For For Management
Non-Executive Director
6f Elect Ginevra Elkann as Non-Executive For For Management
Director
6g Elect Anne Marianne Fentener van For For Management
Vlissingen as Non-Executive Director
6h Elect Antonio Mota de Sausa Horta For For Management
Osorio as Non-Executive Director
6i Elect Lupo Rattazzi as Non-Executive For For Management
Director
6j Elect Robert Speyer as Non-Executive For For Management
Director
6k Elect Michelangelo Volpi as For For Management
Non-Executive Director
6l Elect Ruth Wertheimer as Non-Executive For For Management
Director
6m Elect Melissa Bethell as Non-Executive For For Management
Director
6n Elect Laurence Debroux as For For Management
Non-Executive Director
7a Authorize Repurchase of Shares For For Management
7b Approve Cancellation of Repurchased For For Management
Shares
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EXOR S.P.A.
Ticker: EXO Security ID: T3833E113
Meeting Date: SEP 03, 2016 Meeting Type: Special
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Merger with Exor Holding NV For Against Management
2 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES NV
Ticker: FCA Security ID: N31738102
Meeting Date: APR 14, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Report (Non-Voting) None None Management
2.b Discuss Remuneration Report of 2016 None None Management
2.c Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Director For Against Management
3.b Reelect Sergio Marchionne as Director For For Management
4.a Reelect Ronald L. Thompson as Director For For Management
4.b Reelect Andrea Agnelli as Director For For Management
4.c Reelect Tiberto Brandolini d'Adda as For For Management
Director
4.d Reelect Glenn Earle as Director For For Management
4.e Reelect Valerie A. Mars as Director For For Management
4.f Reelect Ruth J. Simmons as Director For For Management
4.g Elect Michelangelo A. Volpi as Director For For Management
4.h Reelect Patience Wheatcroft as Director For For Management
4.i Reelect Ermenegildo Zegna as Director For For Management
5 Amend Remuneration Policy for For For Management
Non-Executive Directors
6 Ratify Ernst & Young as Auditors For For Management
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Discuss Demerger Agreement with Gruppo None None Management
Editoriale L'Espresso
9 Approve Demerger Agreement with Gruppo For For Management
Editoriale L'Espresso
10 Close Meeting None None Management
--------------------------------------------------------------------------------
FLEURY S.A.
Ticker: FLRY3 Security ID: P418BW104
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Ratify Dividends and For For Management
Interest-on-Capital-Stock Payments
3 Approve Allocation of Income For For Management
4 Fix Number of Directors For For Management
5 Elect Directors For For Management
6 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
FLEURY S.A.
Ticker: FLRY3 Security ID: P418BW104
Meeting Date: APR 12, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Amend Article 19 For For Management
3 Amend Article 21 For For Management
4 Amend Article 33 For For Management
5 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
FLEURY S.A.
Ticker: FLRY3 Security ID: P418BW104
Meeting Date: JUN 26, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase Re: Exercise For For Management
of Stock Options and Amend Article 5
Accordingly
2 Approve 1:2 Stock Split For For Management
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Raymond Bingham For For Management
1b Elect Director Willy C. Shih For For Management
2 Elect Director Lawrence A. Zimmerman For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Authorize Share Repurchase Program For For Management
7 Change Company Name to Flex Ltd. For For Management
8 Approve the Adoption of the Company's For For Management
New Constitution
--------------------------------------------------------------------------------
FLIGHT CENTRE TRAVEL GROUP LTD
Ticker: FLT Security ID: Q39175106
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary Smith as Director For For Management
2 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSA UBD Security ID: P4182H115
Meeting Date: MAR 16, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and Cash For For Management
Dividends
4 Set Maximum Amount of Share Repurchase For For Management
Program
5 Elect Directors and Secretaries, For For Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
6 Elect Members and Chairmen of Finance For For Management
and Planning, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Elizabeth Gaines as Director For For Management
3 Elect Sharon Warburton as Director For For Management
--------------------------------------------------------------------------------
FOXCONN TECHNOLOGY CO. LTD
Ticker: 2354 Security ID: Y3002R105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348263
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.62 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
6 Amend Stock Option Plan For For Management
7 Amend Remuneration of Supervisory Board For Against Management
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Long-term Plan to Raise Capital For For Management
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect Richard M. Tsai, Representative For For Management
of Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.2 Elect Daniel M. Tsai, Representative For For Management
of Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.3 Elect Vivien Hsu, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.4 Elect Eric Chen, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.5 Elect Howard Lin, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.6 Elect Jerry Harn, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.7 Elect Chih Ming Chen, Representative For For Management
of Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.8 Elect Hsiu Hui Yuan, Representative of For For Management
Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.9 Elect Hsiu Chu Liang, Representative For For Management
of Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.10 Elect Chi Yan Louis Cheung with ID No. For For Management
E8806XXX as Independent Director
6.11 Elect Ming Je Tang with Shareholder No. For For Management
255756 as Independent Director
6.12 Elect Shin Min Chen with ID No. For For Management
J100657XXX as Independent Director
6.13 Elect Chan Jane Lin with ID NO. For For Management
R203128XXX as Independent Director
6.14 Elect Jung Feng Chang with ID No. For For Management
H101932XXX as Independent Director
6.15 Elect Fan Chih Wu with ID No. For For Management
A101441XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Richard M.
Tsai
8 Approve Release of Restrictions of For For Management
Competitive Activities of Daniel M.
Tsai
9 Approve Release of Restrictions of For For Management
Competitive Activities of Chi Yan
Louis Cheung
10 Approve Release of Restrictions of For For Management
Competitive Activities of Jerry Harn
11 Approve Release of Restrictions of For For Management
Competitive Activities of Taipei City
Government
--------------------------------------------------------------------------------
FUGRO NV
Ticker: FUR Security ID: N3385Q197
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Supervisory Board None None Management
(Non-Voting)
2b Discussion of Remuneration Report None None Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4 Adopt Financial Statements For For Management
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6a Amend Remuneration Policy for For For Management
Management Board Members
6b Amend Long Term Incentive Plan For For Management
7 Ratify Ernst & Young as Auditors Re: For For Management
Financial Year 2018
8 Reelect J.C.M. Schonfeld to For For Management
Supervisory Board
9a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
9b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Re: Item 9a
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 26, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamamoto, Masami For For Management
1.2 Elect Director Tanaka, Tatsuya For For Management
1.3 Elect Director Taniguchi, Norihiko For For Management
1.4 Elect Director Tsukano, Hidehiro For For Management
1.5 Elect Director Duncan Tait For For Management
1.6 Elect Director Furukawa, Tatsuzumi For For Management
1.7 Elect Director Suda, Miyako For For Management
1.8 Elect Director Yokota, Jun For For Management
1.9 Elect Director Mukai, Chiaki For For Management
1.10 Elect Director Abe, Atsushi For For Management
2 Appoint Statutory Auditor Hirose, For For Management
Yoichi
3 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
GAZPROM PJSC
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 8.0397 Per For For Management
Share
5 Ratify FBK as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Amend Regulations on Management For For Management
11 Amend Regulations on CEO For For Management
12 Approve New Edition of Company's For For Management
Corporate Governance Code
13 Approve Company's Membership in Global For For Management
Gas Center
14.1 Elect Andrey Akimov as Director None Against Management
14.2 Elect Viktor Zubkov as Director None Against Management
14.3 Elect Timur Kulibaev as Director None Against Management
14.4 Elect Denis Manturov as Director None Against Management
14.5 Elect Vitaliy Markelov as Director None Against Management
14.6 Elect Viktor Martynov as Director None Against Management
14.7 Elect Vladimir Mau as Director None Against Management
14.8 Elect Aleksey Miller as Director None Against Management
14.9 Elect Aleksandr Novak as Director None Against Management
14.10 Elect Dmitry Patrushev as Director None Against Management
14.11 Elect Mikhail Sereda as Director None Against Management
15.1 Elect Vladimir Alisov as Member of For Against Management
Audit Commission
15.2 Elect Vadim Bikulov as Member of Audit For For Management
Commission
15.3 Elect Aleksandr Gladkov as Member of For For Management
Audit Commission
15.4 Elect Aleksandr Ivannikov as Member of For Against Management
Audit Commission
15.5 Elect Margarita Mironova as Member of For For Management
Audit Commission
15.6 Elect Lidiya Morozova as Member of For Did Not Vote Management
Audit Commission
15.7 Elect Yury Nosov as Member of Audit For For Management
Commission
15.8 Elect Karen Oganyan as Member of Audit For For Management
Commission
15.9 Elect Dmitry Pashkovsky as Member of For Did Not Vote Management
Audit Commission
15.10 Elect Alexandra Petrova as Member of For Did Not Vote Management
Audit Commission
15.11 Elect Sergey Platonov as Member of For For Management
Audit Commission
15.12 Elect Mikhail Rosseev as Member of For Did Not Vote Management
Audit Commission
15.13 Elect Oksana Tarasenko as Member of For Did Not Vote Management
Audit Commission
15.14 Elect Tatyana Fisenko as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: AUG 08, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Baoji Acquisition Agreement For For Management
and Related Transactions
2 Approve Shanxi Acquisition Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: OCT 11, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Disposal Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: NOV 28, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental EV Agreement, For For Management
Revised Annual Cap Amounts and Related
Transactions
2 Approve Revised Annual Cap Amounts For For Management
Under the Services Agreement and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: 175 Security ID: G3777B103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Li Shu Fu as Director For For Management
4 Elect Yang Jian as Director For For Management
5 Elect Li Dong Hui, Daniel as Director For For Management
6 Elect Lee Cheuk Yin, Dannis as Director For For Management
7 Elect Wang Yang as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Grant Thornton Hong Kong For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GENTING SINGAPORE PLC
Ticker: G13 Security ID: G3825Q102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Lim Kok Thay as Director For For Management
3 Elect Tjong Yik Min as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Mandate for Interested Person For For Management
Transactions
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GEORG FISCHER AG
Ticker: FI-N Security ID: H26091142
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Hubert Achermann as Director For For Management
4.2 Reelect Roman Boutellier as Director For For Management
4.3 Reelect Gerold Buehrer as Director For For Management
4.4 Reelect Riet Cadonau as Director For For Management
4.5 Reelect Andreas Koopmann as Director For For Management
4.6 Reelect Roger Michaelis as Director For For Management
4.7 Reelect Eveline Saupper as Director For For Management
4.8 Reelect Jasmin Staiblin as Director For For Management
4.9 Reelect Zhiqiang Zhang as Director For For Management
5.1 Reelect Andreas Koopmann as Board For For Management
Chairman
5.2.1 Appoint Riet Cadonau as Member of the For For Management
Compensation Committee
5.2.2 Appoint Eveline Saupper as Member of For For Management
the Compensation Committee
5.2.3 Appoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
6 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3.1
Million
7 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 10.3 Million
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Christoph Vaucher as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GN STORE NORD A/S
Ticker: GN Security ID: K4001S214
Meeting Date: MAR 14, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 1.15 Per Share
4 Approve Remuneration of Directors in For For Management
the Amount of DKK 750,000 for
Chairman, DKK 500,000 for Vice
Chairman, and DKK 250,000 for Other
Members; Approve Remuneration for
Committee Work; Approve Meeting Fees
5a Reelect Per Wold-Olsen as Director For For Management
5b Reelect William E. Hoover as Director For For Management
5c Reelect Wolfgang Reim as Director For For Management
5d Reelect Carsten Krogsgaard Thomsen as For For Management
Director
5e Reelect Helene Barnekow as Director For For Management
5f Reelect Ronica Wang as Director For For Management
6 Ratify Ernst&Young as Auditors For For Management
7a Authorize Share Repurchase Program For For Management
7b Approve DKK 36.4 Million Reduction in For For Management
Share Capital via Share Cancellation
7c Approve Creation of DKK 116 Million For For Management
Pool of Capital without Preemptive
Rights
7d Approve Issuance of Convertible Debt For For Management
Instruments without Preemptive Rights
up to Aggregate Nominal Amount of DKK
58 Million
7e Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7f Amend Articles Re: Name Change of For For Management
NASDAQ OMX Copenhagen A/S
8 Proposals From Shareholders (None None None Management
Submitted)
9 Other Business None None Management
--------------------------------------------------------------------------------
GRUMA S.A.B. DE C.V.
Ticker: GRUMA B Security ID: P4948K121
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Dividends
4 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve and Present Report
of Operations with Treasury Shares
5 Elect Directors, Secretary, and For Against Management
Alternates, Verify Independence
Classification of Directors and
Approve Their Remuneration; Approve
Remuneration of Audit and Corporate
Practices Committees
6 Elect Chairmen of Audit and Corporate For Against Management
Practices Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEX B Security ID: P49513107
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Dismiss, Elect and Ratify Principal For Against Management
and Alternate Directors Representing
Series F and B Shareholders
2 Approve Cash Dividends For For Management
3 Authorize Issuance of Subordinated For Against Management
Debentures
4 Approve Increase in Share Capital For Against Management
Which Will be Represented by Shares of
Company Held in Treasury
5 Amend Articles For Against Management
6 Approve Modifications of Sole For Against Management
Responsibility Agreement
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEX B Security ID: P49513107
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Dismiss, Elect and Ratify Directors For Against Management
Representing Series B Shareholders
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEX B Security ID: P49513107
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Dividends For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICO B Security ID: P49538112
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Approve Policy Related to Acquisition For For Management
of Own Shares for 2016; Set Aggregate
Nominal Amount of Share Repurchase
Reserve for 2017
5 Approve Discharge of Board of For For Management
Directors, Executive Chairman and
Board Committees
6 Elect or Ratify Directors; Verify For Against Management
Independence of Board Members; Elect
or Ratify Chairmen and Members of
Board Committees
7 Approve Granting/Withdrawal of Powers For Against Management
8 Approve Remuneration of Directors and For For Management
Members of Board Committees
9 Ratify Resolutions Adopted by AGM on For For Management
April 29, 2016
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: DEC 16, 2016 Meeting Type: Special
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
of Non-public Issuance of A Shares
2.1 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
2.2 Approve Method of Issuance in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
2.3 Approve Method of Subscription in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
2.4 Approve Issue Price and Pricing For For Management
Principles in Relation to the Proposed
Non-public Issuance of A Shares
2.5 Approve Target Subscribers, For For Management
Subscription Amount and Number of
Shares to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
2.6 Approve Lock-up Period and Listing For For Management
Arrangement in Relation to the
Proposed Non-public Issuance of A
Shares
2.7 Approve Amount and Use of Proceeds in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
2.8 Approve Arrangement on the Accumulated For For Management
Profits Prior to the Proposed
Non-public Issuance of A Shares
2.9 Approve Validity Period of Resolutions For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
3 Approve Resolution in Relation to the For For Management
Proposed Non-public Issuance of A
Shares
4 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from Non-public
Issuance of A Shares
6 Approve Share Subscription Agreements For For Management
7 Approve Related Party Transactions For For Management
Involved in the Non-public Issuance
8 Approve Dilution of Current Returns by For For Management
the Non-public Issuance of A Shares
and Remedial Measures
9 Approve Undertakings by the For For Management
Controlling Shareholder, Directors and
Senior Management of the Company
Regarding the Remedial Measures for
the Dilution of Current Returns by the
Non-public Issuance of A Shares
10 Authorize Board or Persons Authorized For For Management
by the Board to Deal with All Matters
in Relation to the Non-public Issuance
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: DEC 16, 2016 Meeting Type: Special
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
1.2 Approve Method of Issuance in Relation For For Management
to the Proposed Non-public Issuance of
A Shares
1.3 Approve Method of Subscription in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
1.4 Approve Issue Price and Pricing For For Management
Principles in Relation to the Proposed
Non-public Issuance of A Shares
1.5 Approve Target Subscribers, For For Management
Subscription Amount and Number of
Shares to be Issued in Relation to the
Proposed Non-public Issuance of A
Shares
1.6 Approve Lock-up Period and Listing For For Management
Arrangement in Relation to the
Proposed Non-public Issuance of A
Shares
1.7 Approve Amount and Use of Proceeds in For For Management
Relation to the Proposed Non-public
Issuance of A Shares
1.8 Approve Arrangement on the Accumulated For For Management
Profits Prior to the Proposed
Non-public Issuance of A Shares
1.9 Approve Validity Period of Resolutions For For Management
in Relation to the Proposed Non-public
Issuance of A Shares
2 Approve Resolution in Relation to the For For Management
Proposed Non-public Issuance of A
Shares
3 Approve Share Subscription Agreements For For Management
--------------------------------------------------------------------------------
H. LUNDBECK A/S
Ticker: LUN Security ID: K4406L129
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 2.45 Per Share
4a Reelect Lars Rasmussen as Director For For Management
4b Reelect Lene Skole as Director For For Management
4c Reelect Lars Holmqvist as Director For For Management
4d Reelect Jesper Ovesen as Director For For Management
4e Elect Jeremy Levin as Director For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.05 million for
Chairman, DKK 700,000 for Vice
Chairman and DKK 350,000 for Other
Directors; Approve Fees for Committee
Work
6 Ratify Deloitte as Auditors For For Management
7a Authorize Share Repurchase Program For For Management
7b Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
HANKOOK TIRE CO. LTD.
Ticker: A161390 Security ID: Y3R57J108
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANNOVER RUECK SE
Ticker: HNR1 Security ID: D3015J135
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share and
Special Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
--------------------------------------------------------------------------------
HELVETIA HOLDING AG
Ticker: HELN Security ID: H3701H100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of 21 per Share
4.1 Elect Pierin Vincenz as Director and For For Management
Board Chairman
4.2.1 Elect Ivo Furrer as Director For For Management
4.2.2 Reelect Hans-Juerg Bernet as Director For For Management
4.2.3 Reelect Jean-Rene Fournier as Director For For Management
4.2.4 Reelect Patrik Gisel as Director For For Management
4.2.5 Reelect Hans Kuenzle as Director For For Management
4.2.6 Reelect Christoph Lechner as Director For For Management
4.2.7 Reelect Gabriela Maria Payer as For For Management
Director
4.2.8 Reelect Doris Russi Schurter as For For Management
Director
4.2.9 Reelect Andreas von Planta as Director For For Management
4.3.1 Appoint Hans-Juerg Bernet as Member of For For Management
the Compensation Committee
4.3.2 Appoint Gabriela Maria Payer as Member For For Management
of the Compensation Committee
4.3.3 Appoint Doris Russi Schurter as Member For For Management
of the Compensation Committee
4.3.4 Appoint Andreas von Planta as Member For For Management
of the Compensation Committee
5.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 3
Million
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 8.4
5.3 Approve Variable Remuneration of For Against Management
Directors in the Amount of CHF 547,000
5.4 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 3.6
Million
6 Designate Schmuki Bachmann For For Management
Rechtsanwaelte as Independent Proxy
7 Ratify KPMG AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HITACHI HIGH-TECHNOLOGIES CORP.
Ticker: 8036 Security ID: J20416103
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nakamura, Toyoaki For Against Management
1.2 Elect Director Miyazaki, Masahiro For Against Management
1.3 Elect Director Nakashima, Ryuichi For For Management
1.4 Elect Director Kitayama, Ryuichi For For Management
1.5 Elect Director Hayakawa, Hideyo For Against Management
1.6 Elect Director Toda, Hiromichi For Against Management
1.7 Elect Director Nishimi, Yuji For Against Management
1.8 Elect Director Tamura, Mayumi For For Management
--------------------------------------------------------------------------------
HOCHTIEF AG
Ticker: HOT Security ID: D33134103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2017
6 Amend Corporate Purpose For For Management
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4 Billion;
Approve Creation of EUR 46.1 Million
Pool of Capital to Guarantee
Conversion Rights
8 Approve Creation of EUR 82 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQ B Security ID: W4235G116
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Report
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 1.95 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.8 Million to
Chairman and SEK 525,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees;
Approve Remuneration of Auditors
11a Reelect Tom Johnstone as Director For Against Management
11b Reelect Ulla Litzen as Director For For Management
11c Reelect Katarina Martinson as Director For Against Management
11d Reelect Bertrand Neuschwander as For For Management
Director
11e Reelect Daniel Nodhall as Director For Against Management
11f Reelect Lars Pettersson as Director For Against Management
11g Reelect Kai Warn as Director For For Management
11h Elect Christine Robins as New Director For For Management
11i Appoint Tom Johnstone as Board Chairman For Against Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Approve 2016 Share Matching and For Against Management
Performance Share Plan for Key
Employees
14a Authorize Reissuance of Issued Share For Against Management
Capital to Hedge Company's Obligations
under Incentive Programs
14b Approve Equity Swap Arrangement to For Against Management
Cover Obligations Under LTI 2015
15 Approve Issuance of 57.6 Million For For Management
Shares without Preemptive Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
HUTCHISON PORT HOLDINGS TRUST
Ticker: NS8U Security ID: Y3780D104
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of Trustee-Manager, For For Management
Statement by Trustee-Manager, Audited
Financial Statements, and Auditor's
Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize the
Trustee-Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
HYUNDAI ENGINEERING & CONSTRUCTION CO. LTD.
Ticker: A000720 Security ID: Y38382100
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Two Outside Directors For For Management
4 Elect Two Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MARINE & FIRE INSURANCE CO. LTD.
Ticker: A001450 Security ID: Y3842K104
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Byeong-doo as Outside For For Management
Director to serve as Audit Committee
Member
3.2 Elect Kim Hui-dong as Outside Director For For Management
to serve as Audit Committee Member
3.3 Elect Kim Yong-joon as Outside For For Management
Director to serve as Audit Committee
Member
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO.
Ticker: A012330 Security ID: Y3849A109
Meeting Date: JUL 07, 2016 Meeting Type: Special
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Young-deuk as Inside Director For For Management
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO.
Ticker: A012330 Security ID: Y3849A109
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect One Inside Director and Two For For Management
Outside Directors
3 Elect Two Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
IBIDEN CO. LTD.
Ticker: 4062 Security ID: J23059116
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
2.1 Elect Director Takenaka, Hiroki For Against Management
2.2 Elect Director Aoki, Takeshi For Against Management
2.3 Elect Director Nishida, Tsuyoshi For For Management
2.4 Elect Director Kodama, Kozo For For Management
2.5 Elect Director Yamaguchi, Chiaki For For Management
2.6 Elect Director Mita, Toshio For For Management
2.7 Elect Director Yoshihisa, Koichi For For Management
3.1 Elect Director and Audit Committee For For Management
Member Sakashita, Keiichi
3.2 Elect Director and Audit Committee For For Management
Member Kuwayama, Yoichi
3.3 Elect Director and Audit Committee For For Management
Member Kato, Fumio
3.4 Elect Director and Audit Committee For For Management
Member Horie, Masaki
3.5 Elect Director and Audit Committee For For Management
Member Kawai, Nobuko
4 Elect Alternate Director and Audit For For Management
Committee Member Komori, Shogo
5 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation for Directors Who Are Not
Audit Committee Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
8 Appoint KPMG AZSA LLC as New External For For Management
Audit Firm
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Hall For For Management
1.2 Elect Director John Climax For For Management
1.3 Elect Director Steve Cutler For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
7 Approve the Price Range for the For For Management
Reissuance of Shares
8 Amend Articles of Association For For Management
9 Amend Memorandum of Association For For Management
--------------------------------------------------------------------------------
IHH HEALTHCARE BERHAD
Ticker: IHH Security ID: Y374AH103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First and Final Dividend For For Management
2 Elect Mehmet Ali Aydinlar as Director For Against Management
3 Elect Tan See Leng as Director For For Management
4 Elect Chang See Hiang as Director For For Management
5 Elect Bhagat Chintamani Aniruddha as For For Management
Director
6 Elect Koji Nagatomi as Director For For Management
7 Approve Remuneration of Directors from For For Management
June 1, 2017 Until June 30, 2018
8 Approve Remuneration of Directors from For For Management
January 31, 2017 Until June 30, 2018
9 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Elect Abu Bakar bin Suleiman as For For Management
Director
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Allocation of Units and For Against Management
Issuance of Shares to Abu Bakar bin
Suleiman Under the Long Term Incentive
Plan (LTIP)
13 Approve Allocation of Units and For Against Management
Issuance of Shares to Tan See Leng
Under the Long Term Incentive Plan
(LTIP)
14 Approve Allocation of Units and For Against Management
Issuance of Shares to Mehmet Ali
Aydinlar Under the Long Term Incentive
Plan (LTIP)
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMPERIAL HOLDINGS LTD
Ticker: IPL Security ID: S38127122
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2016
2 Reappoint Deloitte & Touche as For For Management
Auditors of the Company with Andrew
Mackie as the Designated Partner
3.1 Re-elect Moses Kgosana as Member of For For Management
the Audit Committee
3.2 Re-elect Graham Dempster as Member of For For Management
the Audit Committee
3.3 Re-elect Thembisa Dingaan as Member of For For Management
the Audit Committee
3.4 Re-elect Phumzile Langeni as Member of For For Management
the Audit Committee
3.5 Re-elect Roderick Sparks as Member of For For Management
the Audit Committee
3.6 Re-elect Younaid Waja as Member of the For For Management
Audit Committee
4.1 Re-elect Mark Lamberti as Director For For Management
4.2 Re-elect Phumzile Langeni as Director For For Management
4.3 Re-elect Philip Michaux as Director For For Management
4.4 Re-elect Roderick Sparks as Director For For Management
4.5 Re-elect Ashley Tugendhaft as Director For For Management
5 Approve Remuneration Policy For For Management
6.1 Approve Fees of the Chairperson For For Management
6.2 Approve Fees of the Deputy Chairperson For For Management
and Lead Independent Director
6.3 Approve Fees of the Board Member For For Management
6.4 Approve Fees of the Assets and For For Management
Liabilities Committee Chairperson
6.5 Approve Fees of the Assets and For For Management
Liabilities Committee Member
6.6 Approve Fees of the Audit Committee For For Management
Chairperson
6.7 Approve Fees of the Audit Committee For For Management
Member
6.8 Approve Fees of the Investment For For Management
Committee Chairperson
6.9 Approve Fees of the Investment For For Management
Committee Member
6.10 Approve Fees of the Risk Committee For For Management
Chairman
6.11 Approve Fees of the Risk Committee For For Management
Member
6.12 Approve Fees of the Remuneration For For Management
Committee Chairperson
6.13 Approve Fees of the Remuneration For For Management
Committee Member
6.14 Approve Fees of the Nomination For For Management
Committee Chairperson
6.15 Approve Fees of the Nomination For For Management
Committee Member
6.16 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairperson
6.17 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
7 Authorise Repurchase of Issued Share For For Management
Capital
8 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
9 Authorise Board to Issue Shares for For For Management
Cash
10 Place Authorised but Unissued For For Management
Preference Shares under Control of
Directors
11 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
12 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
13 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC.
Ticker: IAG Security ID: 455871103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyne Bourgon For For Management
1.2 Elect Director Yvon Charest For For Management
1.3 Elect Director Denyse Chicoyne For For Management
1.4 Elect Director Emma K. Griffin For For Management
1.5 Elect Director Michael Hanley For For Management
1.6 Elect Director Jacques Martin For For Management
1.7 Elect Director Francis P. McGuire For For Management
1.8 Elect Director Mary C. Ritchie For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Policy to Counter Climate Change Against Against Shareholder
Risk
5 SP 2: Strategy to Counter Climate Against Against Shareholder
Change Risk
6 SP 3: Strategy to Reduce Absenteeism Against Against Shareholder
and Increase Productivity Among
Employees
7 SP 4: Require Board of Directors To Against Against Shareholder
Inform Shareholders Of The Efforts It
Has Made
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 29, 2016 Meeting Type: Special
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Elect Sheila Colleen Bair as Director For For Management
3 Approve 2015 Remuneration Plan to For For Management
Directors and Supervisors
4 Elect Wang Jingdong as Director For For Shareholder
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Work Report of the Board For For Management
of Supervisors
3 Approve 2016 Audited Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve 2017 Fixed Asset Investment For For Management
Budget
6 Approve KPMG Huazhen LLP as the For For Management
Domestic External Auditor and KPMG as
the International External Auditor and
Authorize Board to Fix Their
Remuneration
7 Elect Ye Donghai as Director For For Shareholder
8 Elect Mei Yingchun as Director For For Shareholder
9 Elect Dong Shi as Director For For Shareholder
10 Amend Articles of Association For Against Shareholder
--------------------------------------------------------------------------------
INNOLUX CORP
Ticker: 3481 Security ID: Y4090E105
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Issuance of Domestic Ordinary For For Management
Shares or Issuance of Ordinary Shares
to Participate in the Issuance of
Global Depository Receipt
6 Approve Issuance of Ordinary Shares or For For Management
Preferred Shares via Private Placement
or Issuance of Foreign or Domestic
Convertible Bonds via Private Placement
--------------------------------------------------------------------------------
INVENTEC CORPORATION
Ticker: 2356 Security ID: Y4176F109
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Endorsement and For For Management
Guarantees
7 Amend Procedures for Lending Funds to For For Management
Other Parties
8.1 Elect Yeh Kuo I with Shareholder No. 1 For For Management
as Non-independent Director
8.2 Elect Lee Tsu Chin with Shareholder No. For For Management
9 as Non-independent Director
8.3 Elect Wen Shih Chin with Shareholder For For Management
No. 26 as Non-independent Director
8.4 Elect Chang Ching Sung with For For Management
Shareholder No. 37 as Non-independent
Director
8.5 Elect Huang Kuo Chun with Shareholder For For Management
No. 307 as Non-independent Director
8.6 Elect Cho Tom Hwar with Shareholder No. For For Management
157 as Non-independent Director
8.7 Elect Chang Chang Pang with ID No. For For Management
N102640XXX as Independent Director
8.8 Elect Chen Ruey Long with ID No. For Against Management
Q100765XXX as Independent Director
8.9 Elect Shyu Jyuo Min with ID No. For For Management
F102333XXX as Independent Director
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and Representatives
--------------------------------------------------------------------------------
J SAINSBURY PLC
Ticker: SBRY Security ID: G77732173
Meeting Date: JUL 06, 2016 Meeting Type: Annual
Record Date: JUL 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Brian Cassin as Director For For Management
5 Re-elect Matt Brittin as Director For For Management
6 Re-elect Mike Coupe as Director For For Management
7 Re-elect Mary Harris as Director For For Management
8 Re-elect David Keens as Director For For Management
9 Re-elect Susan Rice as Director For For Management
10 Re-elect John Rogers as Director For For Management
11 Re-elect Jean Tomlin as Director For For Management
12 Re-elect David Tyler as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
JARDINE CYCLE & CARRIAGE LIMITED
Ticker: C07 Security ID: Y43703100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect James Watkins as Director For Against Management
4b Elect Mark Greenberg as Director For Against Management
4c Elect Marty Natalegawa as Director For For Management
4d Elect Benjamin Keswick as Director For Against Management
5 Elect Vimala Menon as Director For For Management
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
7b Authorize Share Repurchase Program For For Management
7c Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
JB HI-FI LIMITED
Ticker: JBH Security ID: Q5029L101
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Stephen Goddard as Director For For Management
3b Elect Greg Richards as Director For For Management
3c Elect Richard Uechtritz as Director For For Management
4 Approve the Grant of Options to For For Management
Richard Murray
--------------------------------------------------------------------------------
JBS S.A.
Ticker: JBSS3 Security ID: P59695109
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria Empresarial For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transactions
2 Ratify Acquisition of Comercio e For For Management
Industria de Massas Alimenticias Mssa
Leve Ltda. (Participacao Societaria)
3 Approve Independent Firm's Appraisal For For Management
4 Ratify Election of Directors For For Management
5 Elect Fiscal Council Member and For For Management
Alternate
6 Elect Director For For Management
--------------------------------------------------------------------------------
JBS S.A.
Ticker: JBSS3 Security ID: P59695109
Meeting Date: MAR 15, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Agreement to Absorb Moy Park For For Management
Lux Holdings S.a r.L (Moy Park Lux)
1.2 Approve Agreement to Absorb Friboi For For Management
Trade Exportacao e Importacao Ltda.
(Friboi Trade)
1.3 Ratify APSIS Consultoria Empresarial For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transactions
1.4 Approve Independent Firm's Appraisals For For Management
1.5 Approve Absorption of Moy Park Lux For For Management
Holdings S.a r.L (Moy Park Lux) and
Friboi Trade Exportacao e Importacao
Ltda. (Friboi Trade)
2 Ratify Election of Norberto Fatio as For For Management
Independent Director
--------------------------------------------------------------------------------
JBS S.A.
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For Against Management
Dividends
3.1 Fix Number of Directors For For Management
3.2 Elect Joesley Mendoca Batista as For Against Management
Director
3.3 Elect Sergio Roberto Waldrich as For For Management
Independent Director
3.4 Elect Jose Batista Sobrinho as Director For Against Management
3.5 Elect Humberto Junqueira de Farias as For Against Management
Director
3.6 Elect Tarek Mohamed Noshy Nasr Mohamed For Against Management
Farahat as Director
3.7 Elect Claudia Silva Araujo de Azeredo For Against Management
Santos as Director
3.8 Elect Mauricio Luis Lucheti as Director For Against Management
3.9 Elect Norberto Fatio as Independent For For Management
Director
3.10 Elect Wesley Mendoca Batista as For Against Management
Director
3.11 Elect Director Appointed by Minority None Abstain Shareholder
Shareholder
4.1 Fix Number of Fiscal Council Members For For Management
4.2 Elect Adrian Lima da Hora as Fiscal For For Management
Council Member and Antonio da Silva
Barreto Junior as Alternate
4.3 Elect Demetrius Nichele Macei as For For Management
Fiscal Council Member and Marcos Godoy
Brogiato as Alternate
4.4 Elect Jose Paulo da Silva Filho as For For Management
Fiscal Council Member and Sandro
Domingues Raffai as Alternate
4.5 Elect Eraldo Soares Pecanha as Fiscal For For Management
Council Member and Francisco Vicente
Santana Silva Telles as Alternate
4.6 Elect Fiscal Council Member Appointed None Abstain Shareholder
by Minority Shareholder
5 Approve Remuneration of Company's For For Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
JBS S.A.
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Discharge of Management and For For Management
Supervisory Boards
5 Approve Statement on Remuneration For For Management
Policy
6.A Appoint Ernst & Young as External For For Management
Auditor
6.B Appoint KPMG as External Auditor Against Did Not Vote Management
--------------------------------------------------------------------------------
KEPPEL CORPORATION LIMITED
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Till Vestring as Director For Against Management
4 Elect Danny Teoh as Director For For Management
5 Elect Tow Heng Tan as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: X45213109
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.1 Recall Supervisory Board Member None Against Shareholder
5.2 Elect Supervisory Board Member None Against Shareholder
6 Approve Remuneration Policy for None Against Shareholder
Management Board Members
7 Approve Remuneration Policy for None Against Shareholder
Supervisory Board Members
8 Close Meeting None None Management
--------------------------------------------------------------------------------
KIA MOTORS CORP.
Ticker: A000270 Security ID: Y47601102
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect One Inside Director and Two For For Management
Outside Directors
3 Elect Two Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOC HOLDING AS
Ticker: KCHOL Security ID: M63751107
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Article 6 in Company Bylaws For For Management
8 Elect Directors For For Management
9 Approve Remuneration Policy For For Management
10 Approve Director Remuneration For For Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
2017 and Receive Information on
Donations Made in 2016
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages provided by the
Company to Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Amend Articles Re: Cancellation of For Against Management
Voluntary Large Company Regime,
Reduction of Authorized Capital and
Nominal Value Per Share, and Reflect
Other Changes
2b Decrease Share Capital Through For For Management
Decrease of Par Value Per Share
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: NOV 10, 2016 Meeting Type: Special
Record Date: OCT 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect I. Haaijer to Supervisory Board For For Management
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4a Adopt Financial Statements and For For Management
Statutory Reports
4b Receive Report of Supervisory Board None None Management
(Non-Voting)
5a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5b Approve Dividends of EUR 1.00 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: Y48406105
Meeting Date: OCT 24, 2016 Meeting Type: Special
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kim Ju-seon as Member of Audit For For Management
Committee
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: Y48406105
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Elect Cho Hwan-ik as Inside Director For For Management
--------------------------------------------------------------------------------
KOREA PETROCHEMICAL IND. CO., LTD.
Ticker: A006650 Security ID: Y4S99J105
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect One Inside Director and Two For For Management
Outside Directors
2 Appoint Choi Yong-seok as Internal For For Management
Auditor
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
--------------------------------------------------------------------------------
KT CORP.
Ticker: A030200 Security ID: Y49915104
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hwang Chang-gyu as CEO For For Management
2 Approve Financial Statements and For For Management
Allocation of Income
3 Amend Articles of Incorporation For For Management
4.1 Elect Lim Heon-moon as Inside Director For For Management
4.2 Elect Ku Hyeon-mo as Inside Director For For Management
4.3 Elect Kim Jong-gu as Outside Director For For Management
4.4 Elect Park Dae-geun as Outside Director For For Management
4.5 Elect Lee Gae-min as Outside Director For For Management
4.6 Elect Im-il as Outside Director For For Management
5.1 Elect Kim Jong-gu as Members of Audit For For Management
Committee
5.2 Elect Park Dae-geun as Members of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Approve Management Contract For For Management
--------------------------------------------------------------------------------
LEROY SEAFOOD GROUP ASA
Ticker: LSG Security ID: R4279D108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate None None Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends
6a Approve Remuneration of Directors For For Management
6b Approve Remuneration of Nominating For For Management
Committee
6c Approve Remuneration of Audit Committee For For Management
6d Approve Remuneration of Auditors for For For Management
2016
7 Discuss Company's Corporate Governance None None Management
Statement
8a Reelect Britt Kathrine Drivenes as For Against Management
Director
8b Reelect Hege Charlotte Bakken as For Against Management
Director
8c Reelect Didrik Munch as Director For Against Management
8d Elect Karoline Mogster as Director For Against Management
9 Approve Stock Split For For Management
10 Authorize Share Repurchase Program For For Management
11 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
--------------------------------------------------------------------------------
LG DISPLAY CO.
Ticker: A034220 Security ID: Y5255T100
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Ha Hyeon-hoe as Non-independent For For Management
Non-executive Director
2.2 Elect Jang Jin as Outside Director For For Management
2.3 Elect Kim Sang-don as Inside Director For For Management
3 Elect Han Geun-tae as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG ELECTRONICS INC.
Ticker: A066570 Security ID: Y5275H177
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect One Inside Director and One For For Management
Outside Director and One
Non-independent and Non- executive
Director.
4 Elect Kim Dae-hyeong as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG INNOTEK CO.
Ticker: A011070 Security ID: Y5276D100
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Jeong-dae as Inside Director For For Management
2.2 Elect Seong Tae-yeon as Outside For For Management
Director
2.3 Elect Shin Hyeon-han as Outside For For Management
Director
3.1 Elect Seong Tae-yeon as Members of For For Management
Audit Committee
3.2 Elect Shin Hyeon-han as Members of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG UPLUS CORP.
Ticker: A032640 Security ID: Y5293P102
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Sang-soo as Outside Director For For Management
3 Elect Park Sang-soo as Members of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LINAMAR CORPORATION
Ticker: LNR Security ID: 53278L107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Hasenfratz For For Management
1.2 Elect Director Linda Hasenfratz For For Management
1.3 Elect Director Mark Stoddart For For Management
1.4 Elect Director William Harrison For For Management
1.5 Elect Director Terry Reidel For For Management
1.6 Elect Director Dennis Grimm For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Articles of Association For For Management
4 Amend Procedures for Lending Funds to For For Management
Other Parties and Endorsement and
Guarantees
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
5.1a Reelect Patrick Aebischer as Director For For Management
5.1b Reelect Werner Bauer as Director For For Management
5.1c Reelect Jean-Daniel Gerber as Director For For Management
5.1d Reelect Christoph Maeder as Director For For Management
5.1e Reelect Barbara Richmond as Director For For Management
5.1f Reelect Margot Scheltema as Director For For Management
5.1g Reelect Rolf Soiron as Director For For Management
5.1h Reelect Juergen Steinemann as Director For For Management
5.1i Reelect Antonio Trius as Director For For Management
5.2 Elect Albert Baehny as Director For For Management
5.3 Elect Rolf Soiron as Board Chairman For For Management
5.4a Appoint Jean-Daniel Gerber as Member For For Management
of the Nomination and Compensation
Committee
5.4b Appoint Christoph Maeder as Member of For For Management
the Nomination and Compensation
Committee
5.4c Appoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Daniel Pluess as Independent For For Management
Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.3 Million
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.8 Million
10 Approve CHF 22 Million Share Capital For For Management
Increase Via the Issuance of New
Shares with Preemptive Rights
11 Approve Creation of CHF 7.5 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
12 Approve CHF 2.5 Million Increase in For For Management
Pool of Conditional Capital without
Preemptive Rights
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LOTTE CHEMICAL CORP.
Ticker: A011170 Security ID: Y5336U100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Three Inside Directors and One For For Management
Outside Director
4 Elect Park Gyeong-hui as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG Security ID: 559222401
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Bonham For For Management
1.2 Elect Director Peter G. Bowie For For Management
1.3 Elect Director Barbara Judge For For Management
1.4 Elect Director Kurt J. Lauk For For Management
1.5 Elect Director Cynthia A. Niekamp For For Management
1.6 Elect Director William A. Ruh For For Management
1.7 Elect Director Indira V. Samarasekera For For Management
1.8 Elect Director Donald J. Walker For For Management
1.9 Elect Director Lawrence D. Worrall For For Management
1.10 Elect Director William L. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MALAYAN BANKING BERHAD
Ticker: MAYBANK Security ID: Y54671105
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Abdul Farid bin Alias as Director For For Management
4 Elect R. Karunakaran as Director For For Management
5 Elect Cheng Kee Check as Director For For Management
6 Elect Hizam bin Hashim as Director For For Management
7 Elect Hasnita binti Dato' Hashim as For For Management
Director
8 Elect Anthony Brent Elam as Director For For Management
9 Elect Jamiah binti Abdul Hamid as For For Management
Director
10 Approve Remuneration of Directors For For Management
11 Approve Benefits Payable to For For Management
Non-Executive Directors
12 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
--------------------------------------------------------------------------------
MALAYAN BANKING BERHAD
Ticker: MAYBANK Security ID: Y54671105
Meeting Date: APR 06, 2017 Meeting Type: Special
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employees' Share Grant Plan For Against Management
2 Approve Grant of Shares to Abdul Farid For Against Management
Alias Under the Proposed ESGP
--------------------------------------------------------------------------------
MANDO CORP.
Ticker: A204320 Security ID: Y5762B113
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Two Inside Directors and Six For For Management
Outside Directors
3 Elect Four Members of Audit Committee For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MANDO CORP.
Ticker: A204320 Security ID: Y5762B113
Meeting Date: JUN 01, 2017 Meeting Type: Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kim Hyeon-soo as an Outside For For Management
director
1.2 Elect Kim Gyeong-soo as an Outside For For Management
Director
2.1 Elect Kim Han-cheol as a Member of For For Management
Audit Committee
2.2 Elect Kim Hyeon-soo as a Member of For For Management
Audit Committee
2.3 Elect Kim Gyeong-soo as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Caron For For Management
1.2 Elect Director John M. Cassaday For For Management
1.3 Elect Director Susan F. Dabarno For For Management
1.4 Elect Director Richard B. DeWolfe For For Management
1.5 Elect Director Sheila S. Fraser For For Management
1.6 Elect Director Donald A. Guloien For For Management
1.7 Elect Director Luther S. Helms For For Management
1.8 Elect Director Tsun-yan Hsieh For For Management
1.9 Elect Director P. Thomas Jenkins For For Management
1.10 Elect Director Pamela O. Kimmet For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director John R.V. Palmer For For Management
1.13 Elect Director C. James Prieur For For Management
1.14 Elect Director Andrea S. Rosen For For Management
1.15 Elect Director Lesley D. Webster For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAPFRE, S.A.
Ticker: MAP Security ID: E3449V125
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Reelect Adriana Casademont i Ruhi as For For Management
Director
5 Ratify Appointment of and Elect Ana For For Management
Isabel Fernandez Alvarez as Director
6 Ratify Appointment of and Elect For For Management
Fernando Mata Verdejo as Director
7 Elect Francisco Jose Marco Orenes as For For Management
Director
8 Amend Title of Section 2 from Audit For For Management
Committee to Audit and Compliance
Committee
9 Amend Article 22 Re: Audit and For For Management
Compliance Committee
10 Amend Title of Section 4 from Risks For For Management
and Compliance Committee to Risks
Committee
11 Amend Article 24 Re: Risks Committee For For Management
12 Amend Article 15 of General Meeting For For Management
Regulations Re: Attendance of the
Audit and Compliance Committee at
Meetings
13 Advisory Vote on Remuneration Report For Against Management
14 Authorize Board to Delegate the Powers For For Management
Conferred by the General Meeting in
Favor of the Executive Committee
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
16 Authorize Board to Clarify or For For Management
Interpret Preceding Resolutions
--------------------------------------------------------------------------------
MARINE HARVEST ASA
Ticker: MHG Security ID: R2326D113
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Receive President's Report None None Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7 Approval of the Guidelines for For For Management
Allocation of Options
8 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.1 Million for
Chairman, NOK 575,000 For Vice
Chairman, and NOK 400,000 for Other
Directors; Approve Audit Committee Fees
9 Approve Remuneration of Nomination For For Management
Committee
10 Approve Remuneration of Auditors For For Management
11a Elect Ole-Eirik Leroy as Director For Against Management
11b Elect Lisbet Naero as Director For Against Management
11c Elect Orjan Svanevik as Director For Against Management
12 Elect Members of Nominating Committee For For Management
13 Authorize Board to Declare Quarterly For For Management
Dividends
14 Authorize Board to Distribute Dividends For For Management
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Approve Creation of NOK 367.6 Million For For Management
Pool of Capital without Preemptive
Rights
17 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights up to
Aggregate Nominal Amount of NOK 3.20
Billion
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551110
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Nakamine, Yuji For For Management
2.2 Elect Director Inamoto, Nobuhide For For Management
2.3 Elect Director Ono, Mitsuru For For Management
2.4 Elect Director Sakai, Ichiro For For Management
2.5 Elect Director Jono, Kazuaki For For Management
3.1 Appoint Statutory Auditor Yasuda, For For Management
Masahiro
3.2 Appoint Statutory Auditor Hirasawa, For Against Management
Masahide
3.3 Appoint Statutory Auditor Tamano, For For Management
Kunihiko
--------------------------------------------------------------------------------
MEDIASET ESPANA COMUNICACION SA
Ticker: TL5 Security ID: E7418Y101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Special Dividends For For Management
4 Approve Discharge of Board For For Management
5 Approve Stock-for-Salary Plan For For Management
6 Approve Share Appreciation Rights Plan For Against Management
7 Approve Remuneration Report For Against Management
8 Appoint Deloitte as Auditor For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MEDIBANK PRIVATE LTD.
Ticker: MPL Security ID: Q5921Q109
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect David Fagan as Director For For Management
3 Elect Linda Bardo Nicholls as Director For For Management
4 Approve the Remuneration Report For For Management
5 Approve the Grant of Performance For For Management
Rights to Craig Drummond
6 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
MEDIPAL HOLDINGS CORP
Ticker: 7459 Security ID: J4189T101
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Watanabe, Shuichi For For Management
1.2 Elect Director Chofuku, Yasuhiro For For Management
1.3 Elect Director Yoda, Toshihide For For Management
1.4 Elect Director Sakon, Yuji For For Management
1.5 Elect Director Hasegawa, Takuro For For Management
1.6 Elect Director Watanabe, Shinjiro For For Management
1.7 Elect Director Ninomiya, Kunio For For Management
1.8 Elect Director Kawanobe, Michiko For For Management
1.9 Elect Director Kagami, Mitsuko For For Management
1.10 Elect Director Asano, Toshio For For Management
2 Appoint Statutory Auditor Toyoda, For Against Management
Tomoyasu
--------------------------------------------------------------------------------
METCASH LTD
Ticker: MTS Security ID: Q6014C106
Meeting Date: AUG 31, 2016 Meeting Type: Annual
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Patrick Allaway as Director For For Management
2b Elect Fiona Balfour as Director For For Management
2c Elect Helen Nash as Director For For Management
2d Elect Murray Jordan as Director For For Management
3 Approve the Remuneration Report For Against Management
4 Approve the Grant of Performance For Against Management
Rights to Ian Morrice, Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
METRO INC.
Ticker: MRU Security ID: 59162N109
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maryse Bertrand For For Management
1.2 Elect Director Stephanie Coyles For For Management
1.3 Elect Director Marc DeSerres For For Management
1.4 Elect Director Claude Dussault For For Management
1.5 Elect Director Russell Goodman For For Management
1.6 Elect Director Marc Guay For For Management
1.7 Elect Director Christian W.E. Haub For For Management
1.8 Elect Director Michel Labonte For For Management
1.9 Elect Director Eric R. La Fleche For For Management
1.10 Elect Director Christine Magee For For Management
1.11 Elect Director Marie-Jose Nadeau For For Management
1.12 Elect Director Real Raymond For For Management
1.13 Elect Director Line Rivard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Approve the Creation of Against Against Shareholder
Strategic Perspectives Committee
--------------------------------------------------------------------------------
METSO CORPORATION
Ticker: METSO Security ID: X53579102
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 110,000 for
Chairman, EUR 62,000 for Vice Chairman
and EUR 50,000 for Other Directors;
Approve Meeting Fees; Approve
Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Mikael Lilius (Chairman), For For Management
Christer Gardell, Peter Carlsson, Ozey
Horton, Lars Josefsson, Nina Kopola
and Arja Talma as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Share Repurchase Program For For Management
16 Approve Charitable Donations of up to For For Management
EUR 1 Million
17 Close Meeting None None Management
--------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO., LTD.
Ticker: 2377 Security ID: Y6037K110
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Dividend Distribution For For Management
from Capital Reserve
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Other Business None Against Management
--------------------------------------------------------------------------------
MINERAL RESOURCES LTD.
Ticker: MIN Security ID: Q60976109
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2.1 Elect Peter Wade as Director For Against Management
--------------------------------------------------------------------------------
MISC BERHAD
Ticker: MISC Security ID: Y6080H105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yee Yang Chien as Director For For Management
2 Elect Sekhar Krishnan as Director For For Management
3 Approve Remuneration of Directors For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MBT Security ID: 607409109
Meeting Date: SEP 30, 2016 Meeting Type: Special
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2016
3.1 Approve Company's Membership in For For Management
Regional Association of Employers of
Moscow
3.2 Approve Company's Membership in Union For For Management
Russian-German Chamber of Commerce
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MBT Security ID: 607409109
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Meeting Chairman For For Management
1.2 Resolve to Announce Voting Results and For For Management
Resolutions on General Meeting
2 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 16.60 per
Share
3.1 Elect Aleksandr Gorbunov as Director None Against Management
3.2 Elect Andrey Dubovskov as Director None Against Management
3.3 Elect Ron Sommer as Director None Against Management
3.4 Elect Artyom Zasursky as Director None Against Management
3.5 Elect Michel Combes as Director None For Management
3.6 Elect Stanley Miller as Director None Against Management
3.7 Elect Vsevolod Rozanov as Director None Against Management
3.8 Elect Regina von Flemming as Director None For Management
3.9 Elect Thomas Holtrop as Director None For Management
4.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
4.2 Elect Maksim Mamonov as Member of For For Management
Audit Commission
4.3 Elect Anatoly Panarin as Member of For For Management
Audit Commission
5 Ratify Deloitte & Touche LLP as Auditor For For Management
6 Approve New Edition of Charter For Against Management
7 Approve New Edition of Regulations on For For Management
Board of Directors
8 Approve Reorganization via Acquisition For For Management
of Subsidiaries
9 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 8
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: OCT 07, 2016 Meeting Type: Special
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 2016 ESOP For For Management
1 Approve Various Transactions in For For Management
Relation to the 2016 MTN BEE
Transaction
2 Authorise Specific Repurchase of MTN For For Management
Zakhele and MTN Zakhele NVF to
Facilitate the MTN Zakhele Unwind and
Amend the Existing MTN Tranche 1
Subscription and Call Option Agreement
3 Authorise Future Specific Repurchases For For Management
in Terms of the 2016 MTN BEE
Transaction
4 Approve Financial Assistance in For For Management
Connection with the MTN Zakhele
Unwinding Scheme, the 2016 MTN BEE
Transaction and the MTN Transaction
Agreements
5 Authorise the Initial Specific Issue For For Management
of Shares to MTN Zakhele Futhi for Cash
6 Authorise the Additional Specific For For Management
Issue of Shares to MTN Zakhele Futhi
for Cash
7 Authorise Board to Issue Shares for For For Management
Cash
8 Approve Financial Assistance in For For Management
Connection with the 2016 ESOP
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report of the Supervisory None None Management
Board, Corporate Governance Report and
Remuneration Report for Fiscal 2016
(Non-Voting)
1.2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 8.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Approve Remuneration System for For Against Management
Management Board Members
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Elect Renata Jungo Bruengger to the For For Management
Supervisory Board
9 Approve Creation of EUR 280 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Affiliation Agreement with For For Management
Subsidiary MR Infrastructure
Investment GmbH
11.1 Approve Affiliation Agreements with For For Management
Subsidiary MR Beteiligungen 2. GmbH
11.2 Approve Affiliation Agreement with For For Management
Subsidiary MR Beteiligungen 3. GmbH
--------------------------------------------------------------------------------
NCC AB
Ticker: NCC B Security ID: W5691F104
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income For For Management
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.1
Million; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14 Reelect Tomas Billing (Chairman), For For Management
Carina Edblad, Viveca Ax:son Johnson
and Ulla Litzen as Directors; Elect
Birgit Norgaard, Geir Magne Aarstad
and Mats Jonsson as New Directors
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Elect Viveca Ax:son Johnson For For Management
(Chairman), Johan Strandberg, and
Anders Oscarsson as Members of
Nominating Committee
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Approve LTI 2017; Authorize Repurchase For For Management
and Reissuance of Shares in Connection
with Incentive Plan
19 Adopt Vision Regarding Worksite None Against Shareholder
Accidents in the Company; Require
Board to Appoint Work Group; Report on
the Work at AGM and Include the Report
in Annual Report
20 Adopt a Vision for Absolute Gender None Against Shareholder
Equality on All Levels Within the
Company
21 Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
22 Instruct the Board to Prepare a None Against Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee;
Proposal that the Board be Assigned to
make the Government Aware of the
Desirability to Amend the Companies Act
23 Prohibit Directors from Being Able to None Against Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
24 Instruct the Nomination Committee to None Against Shareholder
Pay Extra Attention to Questions
Concerning Ethics, Gender, and
Ethnicity
25 Proposal to Amend Articles and None Against Shareholder
Consequently Abolish Different Share
Classes; Request Board to Propose to
the Swedish Government Legislation on
the Abolition of Voting Power
Differences in Swedish Limited
Liability Companies
26 Amend Articles Re: Former Politicians None Against Shareholder
on the Board of Directors
27 Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for Nationwide
"Cooling-Off Period" for Former
Politicians
--------------------------------------------------------------------------------
NEDBANK GROUP LTD
Ticker: NED Security ID: S5518R104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Errol Kruger as Director For For Management
1.2 Elect Rob Leith as Director For For Management
2.1 Re-elect Michael Brown as Director For For Management
2.2 Re-elect Brian Dames as Director For For Management
2.3 Re-elect Dr Mantsika Matooane as For For Management
Director
2.4 Re-elect Joel Netshitenzhe as Director For For Management
3.1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company and Appoint L
Nunes as the Designated Registered
Auditor
3.2 Reappoint KPMG Inc as Auditors of the For For Management
Company with S Malaba as the
Designated Registered Auditor
4 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
5 Place Authorised but Unissued For For Management
Preference Shares under Control of
Directors
1 Approve Remuneration Policy For Against Management
1.1 Approve Fees for the Non-executive For For Management
Chairman
1.2 Approve Fees for the Lead Independent For For Management
Director Premium
1.3 Approve Fees for the Nedbank Group For For Management
Board Member
1.4.1 Approve Fees for the Group Audit For For Management
Committee Chairman
1.4.2 Approve Fees for the Group Audit For For Management
Committee Member
1.5.1 Approve Fees for the Group Credit For For Management
Committee Chairman
1.5.2 Approve Fees for the Group Credit For For Management
Committee Member
1.6.1 Approve Fees for the Group Directors' For For Management
Affairs Committee Chairman
1.6.2 Approve Fees for the Group Directors' For For Management
Affairs Committee Member
1.7.1 Approve Fees for the Group Information For For Management
Technology Committee Chairman
1.7.2 Approve Fees for the Group Information For For Management
Technology Committee Member
1.8.1 Approve Fees for the Group Related For For Management
Party Transactions Committee Chairman
1.8.2 Approve Fees for the Group Related For For Management
Party Transactions Committee Member
1.9.1 Approve Fees for the Group For For Management
Remuneration Committee Chairman
1.9.2 Approve Fees for the Group For For Management
Remuneration Committee Member
1.10a Approve Fees for the Group Risk and For For Management
Capital Management Committee Chairman
1.10b Approve Fees for the Group Risk and For For Management
Capital Management Committee Member
1.11a Approve Fees for the Group For For Management
Transformation, Social and Ethics
Committee Chairman
1.11b Approve Fees for the Group For For Management
Transformation, Social and Ethics
Committee Member
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance to For For Management
Related and Inter-related Companies
4 Amend Memorandum of Incorporation For For Management
5 Approve NedNamibia Stakeholder Schemes For For Management
Repurchase
6 Approve and Ratify the Grant of a Call For For Management
Option for the Issues of Securities
--------------------------------------------------------------------------------
NESTE OYJ
Ticker: NESTE Security ID: X5688A109
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chairman,
EUR 49,200 for Vice Chairman, and EUR
35,400 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Eight For For Management
12 Reelect Jorma Eloranta (Chairman), For For Management
Laura Raitio, Jean-Baptiste Renard,
Willem Schoeber and Marco Wiren as
Directors; Elect Matti Kahkonen,
Martina Floel and Heike van de Kerkhof
as New Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Close Meeting None None Management
--------------------------------------------------------------------------------
NN GROUP NV
Ticker: NN Security ID: N64038107
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Annual Report 2016 None None Management
3 Discuss Remuneration Policy 2016 None None Management
4a Adopt Financial Statements 2016 For For Management
4b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4c Approve Dividends of EUR 1.55 Per Share For For Management
5a Approve Discharge of Executive Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6 Announce Intention to Reappoint Lard None None Management
Friese to Executive Board
7 Discussion of Supervisory Board Profile None None Management
8a Elect Robert Ruijter to Supervisory For For Management
Board
8b Elect Clara Streit to Supervisory Board For For Management
9a Approve Remuneration of Supervisory For For Management
Board
9b Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
10 Amend Articles of Association For For Management
11a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
11b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Cancellation of Repurchased For For Management
Shares Up to 20 Percent of Issued
Share Capital
14 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 1.25
Per Share
4 Approve Remuneration of Auditors For For Management
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
7 Approve Update of the Mandate of the For For Management
Nomination Committee
8.1 Approve Remuneration of Corporate For For Management
Assembly
8.2 Approve Remuneration of Nomination For For Management
Committee
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K72807132
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2016
3.2 Approve Remuneration of Directors for For For Management
2017
4 Approve Allocation of Income and For For Management
Dividends of DKK 7.60 Per Share
5.1 Reelect Goran Ando as Director and For For Management
Chairman
5.2 Reelect Jeppe Christiansen as Director For For Management
and Deputy Chairman
5.3a Reelect Brian Daniels as Director For For Management
5.3b Reelect Sylvie Gregoire as Director For For Management
5.3c Reelect Liz Hewitt as Director For For Management
5.3d Elect Kasim Kutay as Director For For Management
5.3e Elect Helge Lund as Director For For Management
5.3f Reelect Mary Szela as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 10 Million Reduction in For For Management
Share Capital via Share Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.1 Free Parking for the Shareholders in Against Against Shareholder
Connection with the Shareholders'
Meeting
8.2 The Buffet after the Shareholders' Against Against Shareholder
Meeting is Served as Set Table Catering
9 Other Business None None Management
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7.1 Approve Long Term Incentive Plan 2017 For For Management
for Key Employees
7.2 Approve Share Part of the Annual Bonus For Against Management
2017
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORK Security ID: R67787102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.60
Per Share
3a Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
3b Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
3c Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
(Binding)
4 Discuss Company's Corporate Governance None None Management
Statement
5a Authorize Repurchase of Shares for Use For For Management
in Employee Incentive Programs
5b Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
6a Reelect Stein Hagen as Director For For Management
6b Reelect Grace Skaugen as Director For For Management
6c Reelect Ingrid Blank as Director For For Management
6d Reelect Lisbeth Valther as Director For For Management
6e Reelect Lars Dahlgren as Director For For Management
6f Reelect Nils Selte as Director For For Management
6g Reelect Liselott Kilaas as Director For For Management
6h Reelect Caroline Kjos as Deputy For For Management
Director
7a Elect Stein Erik Hagen as Board For For Management
Chairman
7b Elect Grace Skaugen as Vice Chairman For For Management
8 Elect Nils-Henrik Pettersson as Member For For Management
of Nominating Committee
9a Amend Instructions for Nominating For For Management
Committee
9b Approve Remuneration of Directors For For Management
10 Approve Remuneration of Nominating For For Management
Committee
11 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
OSRAM LICHT AG
Ticker: OSR Security ID: D5963B113
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015/2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015/2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015/2016
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2016/2017
6 Amend Corporate Purpose For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO LTD
Ticker: 4578 Security ID: J63117105
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsuka, Ichiro For For Management
1.2 Elect Director Higuchi, Tatsuo For For Management
1.3 Elect Director Makise, Atsumasa For For Management
1.4 Elect Director Matsuo, Yoshiro For For Management
1.5 Elect Director Tobe, Sadanobu For For Management
1.6 Elect Director Kobayashi, Masayuki For For Management
1.7 Elect Director Hirotomi, Yasuyuki For For Management
1.8 Elect Director Konose, Tadaaki For For Management
1.9 Elect Director Matsutani, Yukio For For Management
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Lee Tih Shih as Director For For Management
2b Elect Quah Wee Ghee as Director For For Management
2c Elect Samuel N. Tsien as Director For For Management
2d Elect Wee Joo Yeow as Director For For Management
3 Approve Final Dividend For For Management
4a Approve Directors' Fees For For Management
4b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the
Year Ended Dec. 31, 2016
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Grant of Options and/or Rights For For Management
and Issuance of Shares Pursuant to the
OCBC Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
8 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
OZ MINERALS LTD
Ticker: OZL Security ID: Q7161P122
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Rebecca McGrath as Director For For Management
2b Elect Tonianne Dwyer as Director For For Management
2c Elect Peter Tomsett as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Andrew Cole
5 Approve Renewal of Company's For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
PEGATRON CORP.
Ticker: 4938 Security ID: Y6784J100
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
--------------------------------------------------------------------------------
PETKIM PETROKIMYA HOLDING A.S.
Ticker: PETKM Security ID: M7871F103
Meeting Date: SEP 06, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Ratify Director Appointment and Recent For For Management
Board Changes
3 Elect Anar Mammadov as Director For For Management
4 Wishes None None Management
--------------------------------------------------------------------------------
PETKIM PETROKIMYA HOLDING A.S.
Ticker: PETKM Security ID: M7871F103
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Ratify Director Appointment For For Management
8 Approve Director Remuneration For For Management
9 Elect Auditors For For Management
10 Ratify External Auditors For For Management
11 Receive Information on Donations Made None None Management
in 2016
12 Approve Upper Limit of Donations for For Against Management
2017
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided by the
Company to Third Parties
16 Close Meeting None None Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: P78331140
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Walter Luis Bernardes Albertoni None For Shareholder
as Fiscal Council Member and Jose Pais
Rangel as Alternate Appointed by
Preferred Shareholder
1.2 Elect Sonia Julia Sulzbeck Villalobos None Abstain Shareholder
as Fiscal Council Member and Roberto
Lamb as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BERHAD
Ticker: PCHEM Security ID: Y6811G103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ching Yew Chye as Director For For Management
2 Elect Toh Ah Wah as Director For For Management
3 Approve Remuneration of Directors For For Management
4 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PEUGEOT SA
Ticker: UG Security ID: F72313111
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.48 per Share
4 Approve Maintain of Pension Scheme For For Management
Agreement for Management Board Members
5 Reelect Pamela Knapp as Supervisory For For Management
Board Member
6 Reelect Helle Kristoffersen as For For Management
Supervisory Board Member
7 Reelect Henri Philippe Reichstul as For For Management
Supervisory Board Member
8 Reelect Geoffroy Roux De Bezieux as For For Management
Supervisory Board Member
9 Ratify Appointment of Jack Azoulay as For Against Management
Supervisory Board Member
10 Elect Florence Verzelen as Supervisory For Against Management
Board Member
11 Elect Benedicte Juyaux as For Against Management
Representative of Employee
Shareholders to the Supervisory Board
12 Renew Appointment of Mazars as Auditor For For Management
13 Appoint Jean-Marc Deslandes as For For Management
Alternate Auditor
14 Renew Appointment of Ernst & Young et For For Management
Autres as Auditor
15 Renew Appointment of Auditex as For For Management
Alternate Auditor
16 Approve Remuneration Policy of the For Against Management
Chairman of the Management Board
17 Approve Remuneration Policy of Members For Against Management
of the Management Board
18 Approve Remuneration Policy of Members For For Management
of the Supervisory Board
19 Non-Binding Vote on Compensation of For For Management
Carlos Tavares, Chairman of the
Management Board
20 Non-Binding Vote on Compensation of For For Management
Jean-Baptiste Chasseloup de Chatillon,
Gregoire Olivier, Maxime Picat,
Jean-Christophe Quemard the Members of
Management Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights and/or
Capitalization of Reserves up to
Aggregate Nominal Amount of EUR
215,936,439
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 86,374,575
25 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 86,374,575
26 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
27 Authorize Capital Increase of Up to For For Management
EUR 86,374,575 for Future Exchange
Offers
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 350,675,796
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
31 Authorize Issuance of up to 39,727,324 For For Management
Warrants (BSA) Reserved for Companies
Belonging to General Motors Company
32 Authorize Management Board to Issue For Against Management
Free Warrants with Preemptive Rights
During a Public Tender Offer
33 Amend Article 10 of Bylaws Re: For For Management
Employee Shareholder Representative on
the Supervisory Board
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA SA
Ticker: PGE Security ID: X6447Z104
Meeting Date: SEP 05, 2016 Meeting Type: Special
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Approve Increase in Share Capital via For For Management
Increase in Par Value Per Share
7 Amend Statute to Reflect Changes in For For Management
Capital
8 Approve Allocation of Supplementary For For Management
Capital for Financing of Income Tax
Related to Increase in Share Capital
9.1 Recall Supervisory Board Member(s) For Against Management
9.2 Elect Supervisory Board Members For Against Management
10 Approve Decision on Covering Costs of For For Management
Convocation of General Meeting of
Shareholders
11 Close Meeting None None Management
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA SA
Ticker: PGE Security ID: X6447Z104
Meeting Date: DEC 14, 2016 Meeting Type: Special
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Approve Remuneration Policy for None Against Shareholder
Management Board Members
7 Approve Remuneration Policy for None Against Shareholder
Supervisory Board Members
8 Amend Statute Re: Corporate Purpose None For Shareholder
9 Approve Decision on Covering Costs of None Against Shareholder
Convocation of General Meeting of
Shareholders
10 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN SA
Ticker: PKN Security ID: X6922W204
Meeting Date: JAN 24, 2017 Meeting Type: Special
Record Date: JAN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Members of Vote Counting For For Management
Commission
6 Approve Remuneration Policy for For Against Shareholder
Management Board Members
7 Approve Remuneration Policy for For Against Shareholder
Supervisory Board Members
8.1 Recall Supervisory Board Member For Against Shareholder
8.2 Elect Supervisory Board Member For Against Shareholder
9 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN SA
Ticker: PKN Security ID: X6922W204
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Members of Vote Counting For For Management
Commission
6 Receive Management Board Report on None None Management
Company's and Group's Operations
7 Receive Financial Statements and None None Management
Management Board Proposal on
Allocation of Income
8 Receive Consolidated Financial None None Management
Statements
9 Receive Supervisory Board Report None None Management
10 Approve Management Board Report on For For Management
Company's and Group's Operations
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Allocation of Income and For For Management
Dividends of PLN 3 per Share
14.1 Approve Discharge of Wojciech Jasinski For For Management
(Management Board Member)
14.2 Approve Discharge of Miroslaw For For Management
Kochalski (Management Board Member)
14.3 Approve Discharge of Slawomir For For Management
Jedrzejczyk (Management Board Member)
14.4 Approve Discharge of Krystian Pater For For Management
(Management Board Member)
14.5 Approve Discharge of Zbigniew For For Management
Leszczynski (Management Board Member)
14.6 Approve Discharge of Piotr Chelminski For For Management
(Management Board Member)
14.7 Approve Discharge of Marek Podstawa For For Management
(Management Board Member)
15.1 Approve Discharge of Angelina Sarota For For Management
(Supervisory Board Member)
15.2 Approve Discharge of Radoslaw For For Management
Kwasnicki (Supervisory Board Member)
15.3 Approve Discharge of Leszek Pawlowicz For For Management
(Supervisory Board Member)
15.4 Approve Discharge of Grzegorz Borowiec For For Management
(Supervisory Board Member)
15.5 Approve Discharge of Artur Gabor For For Management
(Supervisory Board Member)
15.6 Approve Discharge of Cezary Banasinski For For Management
(Supervisory Board Member)
15.7 Approve Discharge of Cezary Mozenski For For Management
(Supervisory Board Member)
15.8 Approve Discharge of Adam Ambrozik For For Management
(Supervisory Board Member)
15.9 Approve Discharge of Remigiusz For For Management
Nowakowski (Supervisory Board Member)
15.10 Approve Discharge of Mateusz Bochacik For For Management
(Supervisory Board Member)
15.11 Approve Discharge of Adrian Dworzynski For For Management
(Supervisory Board Member)
15.12 Approve Discharge of Agnieszka For For Management
Krzetowska (Supervisory Board Member)
15.13 Approve Discharge of Arkadiusz Siwek For For Management
(Supervisory Board Member)
15.14 Approve Discharge of Wieslaw For For Management
Protasewicz (Supervisory Board Member)
16 Amend Jan. 24, 2017, EGM Resolution None Against Shareholder
Re: Remuneration Policy for Management
Board Members
17 Approve Changes in Composition of None Against Shareholder
Supervisory Board
18 Amend Statute None Against Shareholder
19.1 Approve Disposal of Company's Assets None Against Shareholder
19.2 Approve Regulations on Agreements for None Against Shareholder
Legal Services, Marketing Services,
Public Relations Services, and Social
Communication Services
19.3 Approve Regulations on Agreements for None Against Shareholder
Donations, Debt Exemptions, and
Similar Agreements
19.4 Approve Regulations on Disposal of None Against Shareholder
Assets
19.5 Approve Obligation of Publication of None Against Shareholder
Statements on Expenses Related to
Representation, Legal Services,
Marketing Services, Public Relations
Services, Social Communication
Services, and Management Advisory
Services
19.6 Approve Requirements for Candidates to None Against Shareholder
Management Board
19.7 Approve Fulfilment of Obligations from None Against Shareholder
Articles 17.7, 18.2, 20, and 23 of Act
on State Property Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
Ticker: PGN Security ID: X6582S105
Meeting Date: AUG 25, 2016 Meeting Type: Special
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Prepare List of Shareholders None None Management
4 Acknowledge Proper Convening of Meeting None None Management
5 Approve Agenda of Meeting For For Management
6 Approve Acquisition of Shares of Biuro For Against Management
Studiow I Projektow Gazownictwa
GAZOPROJEKT from PGNIG Technologie SA
7 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
8 Approve Remuneration of Supervisory None Against Shareholder
Board Members
9 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
Ticker: PGN Security ID: X6582S105
Meeting Date: NOV 24, 2016 Meeting Type: Special
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Prepare List of Shareholders None None Management
4 Acknowledge Proper Convening of Meeting None None Management
5 Approve Agenda of Meeting For For Management
6 Amend EGM Aug. 25, 2016, Resolution For Against Management
Re: Authorize Share Repurchase Program
and Cancellation of Repurchased Shares
7 Approve Purchase of Orient Hotel for For For Management
In-Kind Contribution
8.1 Approve Share Cancellation For For Management
8.2 Approve Reduction in Share Capital and For For Management
Creation of Capital Reserve
9 Amend Statute For For Management
10 Approve Structure of Remuneration of None Against Shareholder
Management Board
11 Approve Changes in Composition of None Against Shareholder
Supervisory Board
12 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
Ticker: PGN Security ID: X6582S105
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Prepare List of Shareholders None None Management
5 Approve Agenda of Meeting For For Management
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements and Management Board Report
on Company's and Group's Operations
8.1 Approve Discharge of Piotr Wozniak For For Management
(CEO)
8.2 Approve Discharge of Radoslaw Bartosik For For Management
(Deputy CEO)
8.3 Approve Discharge of Janusz Kowalski For For Management
(Deputy CEO)
8.4 Approve Discharge of Lukasz Kroplewski For For Management
(Deputy CEO)
8.5 Approve Discharge of Boguslaw Marzec For For Management
(Deputy CEO)
8.6 Approve Discharge of Michal Pietrzyk For For Management
(Deputy CEO)
8.7 Approve Discharge of Maciej Wozniak For For Management
(Deputy CEO)
8.8 Approve Discharge of Waldemar Wojcik For For Management
(Deputy CEO)
9.1 Approve Discharge of Grzegorz For For Management
Nakonieczny (Supervisory Board
Chairman)
9.2 Approve Discharge of Bartlomiej Nowak For For Management
(Supervisory Board Deputy Chairman)
9.3 Approve Discharge of Wojciech For For Management
Bienkowski (Supervisory Board Deputy
Chairman)
9.4 Approve Discharge of Slawomir Borowiec For For Management
(Supervisory Board Member)
9.5 Approve Discharge of Mateusz Boznanski For For Management
(Supervisory Board Member)
9.6 Approve Discharge of Andrzej Gonet For For Management
(Supervisory Board Member)
9.7 Approve Discharge of Krzysztof Rogala For For Management
(Supervisory Board Member)
9.8 Approve Discharge of Piotr Sprzaczak For For Management
(Supervisory Board Member)
9.9 Approve Discharge of Ryszard Wasowicz For For Management
(Supervisory Board Member)
9.10 Approve Discharge of Anna Wellisz For For Management
(Supervisory Board Member)
9.11 Approve Discharge of Piotr Wozniak For For Management
(Supervisory Board Member)
9.12 Approve Discharge of Magdalena For For Management
Zegarska (Supervisory Board Member)
10 Approve Allocation of Income and For For Management
Dividends of PLN 0.20 per Share
11.1 Recall Supervisory Board Member For Against Management
11.2 Elect Supervisory Board Member For Against Management
12 Approve Purchase of Real Estate For For Management
Property from Geofizyka Krakow S.A.
13 Amend Statute None For Shareholder
14 Amend Nov. 24, 2016, EGM Resolution None Against Shareholder
Re: Remuneration Policy for Management
Board Members
15 Close Meeting None None Management
--------------------------------------------------------------------------------
POSCO
Ticker: A005490 Security ID: Y70750115
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Kim Shin-bae as Outside Director For For Management
2.1.2 Elect Jang Seung-hwa as Outside For For Management
Director
2.1.3 Elect Jeong Moon-gi as Outside Director For For Management
2.2.1 Elect Jang Seung-hwa as Members of For For Management
Audit Committee
2.2.2 Elect Jeong Moon-gi as Members of For For Management
Audit Committee
2.3.1 Elect Kwon Oh-joon as Inside Director For For Management
2.3.2 Elect Oh In-hwan as Inside Director For For Management
2.3.3 Elect Choi Jeong-woo as Inside Director For For Management
2.3.4 Elect Jang In-hwa as Inside Director For For Management
2.3.5 Elect Yoo Seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POSTNL NV
Ticker: PNL Security ID: N7203C108
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discussion of Fiscal Year 2016 None None Management
3 Receive Annual Report (Non-Voting) None None Management
4 Discussion on Company's Corporate None None Management
Governance Structure
5 Discuss Remuneration Report None None Management
6 Adopt Financial Statements For For Management
7.a Receive Explanation on Dividend Policy None None Management
7.b Approve Allocation of Income For For Management
8 Approve Discharge of Management Board For For Management
9 Approve Discharge of Supervisory Board For For Management
10.a Announce Vacancies on the Board None None Management
10.b Opportunity to Make Recommendations None None Management
10.c Announce Intentions of the Supervisory None None Management
Board to Nominate E. Blok, A.M.
Jongerius and J.W.M. Engel as Members
of the Supervisory Board
11 Elect E. Blok to Supervisory Board For For Management
12 Elect A.M. Jongerius to Supervisory For For Management
Board
13 Elect J.W.M. Engel to Supervisory Board For For Management
14 Announce Vacancies on the Board None None Management
Arising in 2018
15 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
16 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
15
17 Allow Questions None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
POWERTECH TECHNOLOGY INC.
Ticker: 6239 Security ID: Y7083Y103
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect JIM W.L. CHENG with Shareholder For Against Management
No.195 as Independent Director
6.2 Elect QUINCY LIN with ID No.D100511XXX For Against Management
as Independent Director
6.3 Elect PHILIP WEI with ID No.D100211XXX For For Management
as Independent Director
6.4 Elect PEI-ING LEE with ID No. For For Management
N103301XXX as Independent Director
6.5 Elect D.K. TSAI with Shareholder No. For For Management
641 as Non-Independent Director
6.6 Elect J.Y. HUNG with Shareholder No. For For Management
19861 as Non-Independent Director
6.7 Elect SHIGEO KOGUCHI, Representative For For Management
of KINGSTON TECHNOLOGY CORPORATION
with Shareholder No.135526 as
Non-Independent Director
6.8 Elect DEPHNE WU, Representative of For For Management
KINGSTON TECHNOLOGY CORPORATION with
Shareholder No.135526 as
Non-Independent Director
6.9 Elect J.S. LEU , Representative of For For Management
KINGSTON TECHNOLOGY CORPORATION with
Shareholder No.135526 as
Non-Independent Director
6.10 Elect EVAN TSENG, Representative of For For Management
KINGSTON TECHNOLOGY CORPORATION with
Shareholder No.135526 as
Non-Independent Director
6.11 Elect TOHRU YOSHIDA, Representative of For For Management
TOSHIBA MEMORY SEMICONDUCTOR TAIWAN
CORPORATION with Shareholder No.2509
as Non-Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
PT UNITED TRACTORS TBK
Ticker: UNTR Security ID: Y7146Y140
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Commissioners For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Appoint Auditors For For Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Operation Report For For Management
and Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3.1 Elect Prasert Bunsumpun as Director For For Management
3.2 Elect Amnuay Preemonwong as Director For For Management
3.3 Elect Auttapol Rerkpiboon as Director For For Management
3.4 Elect Sarun Rungkasiri as Director For For Management
3.5 Elect Praphon Wongtharua as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Purchase and Sale of Shares, For For Management
Acceptance of Transfer of Rights and
Obligation under the Shareholders
Agreements and Loan Agreements, and
the Transfer of the Projects' Study
Results
7 Other Business For Against Management
--------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: PBBANK Security ID: Y71497104
Meeting Date: MAR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Teh Hong Piow as Director For For Management
2 Elect Tay Ah Lek as Director For For Management
3 Approve Remuneration of Directors For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
QANTAS AIRWAYS LIMITED
Ticker: QAN Security ID: Q77974550
Meeting Date: OCT 21, 2016 Meeting Type: Annual
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Maxine Brenner as Director For For Management
2.2 Elect Richard Goodmanson as Director For For Management
2.3 Elect Jacqueline Hey as Director For For Management
2.4 Elect Barbara Ward as Director For For Management
2.5 Elect Michael L'Estrange as Director For For Management
3 Approve the Grant of Performance For For Management
Rights to Alan Joyce, Chief Executive
Officer of the Company
4 Approve the Remuneration Report For For Management
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve the On-Market Share Buy-Back For For Management
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For For Management
Dividends
3.1 Fix Number of Directors For For Management
3.2 Elect Directors For For Management
4 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
QUANTA COMPUTER INC.
Ticker: 2382 Security ID: Y7174J106
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Other Business None Against Management
--------------------------------------------------------------------------------
RANDSTAD HOLDING NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of the Executive Board None None Management
and Report of the Supervisory Board
for the financial year 2016
(Non-Voting)
2.b Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
2.c Adopt Financial Statements for 2016 For For Management
2.d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.e Approve Dividends of EUR 1.89 Per Share For For Management
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4.a Grant Board Authority to Issue Shares For For Management
Up To 3 Percent of Issued Capital
4.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
4.c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4.d Authorize Cancel Repurchase of Up to For For Management
10 Percent of Issued Share Capital
under Item 4.c
5.a Approve Amendments to Remuneration For For Management
Policy
5.b Approve Performance Related For For Management
Remuneration of the Executive Board in
Performance Shares
6 Ratify Deloitte as Auditors For For Management
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP.
Ticker: 2379 Security ID: Y7220N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Amend Articles of Association For For Management
5 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Other Business None Against Management
--------------------------------------------------------------------------------
RENAULT
Ticker: RNO Security ID: F77098105
Meeting Date: JUN 15, 2017 Meeting Type: Annual/Special
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.15 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions and
Acknowledge Ongoing Transactions
5 Acknowledge Auditor's Special Reports For For Management
Re: Remuneration of Redeemable Shares
6 Non-Binding Vote on Compensation of For For Management
Carlos Ghosn, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Chairman and CEO for Fiscal Year 2017
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Amend Article 11 of Bylaws Re: For For Management
Composition of the Board
11 Ratify Appointment of Yasuhiro For For Management
Yamauchi as Director
12 Ratify Appointment and Reelect Yu For For Management
Serizawa as Director
13 Elect Pascal Faure as Director For For Management
14 Elect Miriem Bensalah Chaqroun as For Against Management
Director
15 Elect Marie-Annick Darmaillac as For For Management
Director
16 Elect Catherine Barba as Director For For Management
17 Elect Benoit Ostertag as None For Management
Representative of Employee
Shareholders to the Board
18 Elect Julien Thollot as Representative None Against Management
of Employee Shareholders to the Board
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROHM CO. LTD.
Ticker: 6963 Security ID: J65328122
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Sawamura, Satoshi For Against Management
2.2 Elect Director Azuma, Katsumi For For Management
2.3 Elect Director Fujiwara, Tadanobu For For Management
2.4 Elect Director Matsumoto, Isao For For Management
2.5 Elect Director Yamazaki, Masahiko For For Management
2.6 Elect Director Sakai, Masaki For For Management
2.7 Elect Director Sato, Kenichiro For For Management
2.8 Elect Director Kawamoto, Hachiro For For Management
2.9 Elect Director Nishioka, Koichi For For Management
2.10 Elect Director Suenaga, Yoshiaki For For Management
--------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC
Ticker: ROSN Security ID: 67812M207
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 5.98 per Share For For Management
5 Approve Remuneration of Directors For Against Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Elect Nine Directors by Cumulative None None Management
Voting
8.1 Elect Olga Andrianova as Member of For For Management
Audit Commission
8.2 Elect Aleksandr Bogashov as Member of For For Management
Audit Commission
8.3 Elect Sergey Poma as Member of Audit For For Management
Commission
8.4 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
8.5 Elect Pavel Shumov as Member of Audit For For Management
Commission
9 Ratify Ernst&Young as Auditor For For Management
10.1 Approve Related-Party Transactions For For Management
with AO VBRR Bank Re: Deposit
Agreements
10.2 Approve Related-Party Transactions For For Management
with Bank GPB Re: Deposit Agreements
10.3 Approve Related-Party Transactions None None Management
with AO VBRR Bank Re: Loan Agreements
10.4 Approve Related-Party Transactions None None Management
with Bank GPB Re: Loan Agreements
10.5 Approve Related-Party Transaction with None None Management
Sogaz Re: Liability Insurance for
Directors, Executives, and Employees
11 Amend Charter For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: OCT 27, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Elect Lee Jae-yong as Inside Director For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANLAM LTD
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2016
2 Reappoint Ernst & Young Incorporated For For Management
as Auditors of the Company with
Johanna de Villiers as the Individual
and Designated Auditor
3 Elect Paul Hanratty as Director For For Management
4.1 Re-elect Manana Bakane-Tuoane as For For Management
Director
4.2 Re-elect Valli Moosa as Director For For Management
4.3 Re-elect Sipho Nkosi as Director For For Management
4.4 Re-elect Lazarus Zim as Director For For Management
5.1 Re-elect Yegs Ramiah as Director For For Management
5.2 Elect Heinie Werth as Director For For Management
6.1 Elect Anton Botha as Member of the For For Management
Audit Committee
6.2 Elect Paul Hanratty as Member of the For For Management
Audit Committee
6.3 Re-elect Karabo Nondumo as Member of For For Management
the Audit Committee
6.4 Re-elect Flip Rademeyer as Chairman of For For Management
the Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2016
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
11 Authorise Ratification of Approved For For Management
Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 1 July 2017
until 30 June 2018
B Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
C Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
D Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.96 per Share
4 Approve Auditors' Special Report on For For Management
New Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.750
Million
6 Reelect Fabienne Lecorvaisier as For For Management
Director
7 Elect Bernard Charles as Director For For Management
8 Elect Melanie Lee as Director For For Management
9 Approve Remuneration Policy for For For Management
Chairman of the Board
10 Approve Remuneration Policy for CEO For For Management
11 Non-Binding Vote on Compensation of For For Management
Serge Weinberg, Chairman of the Board
12 Non-Binding Vote on Compensation of For For Management
Olivier Brandicourt, CEO
13 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.289 Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
18 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Amend Article 11 of Bylaws Re: Board For For Management
of Directors
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEINO HOLDINGS CO LTD
Ticker: 9076 Security ID: J70316138
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 16
2.1 Elect Director Taguchi, Yoshitaka For Against Management
2.2 Elect Director Taguchi, Takao For For Management
2.3 Elect Director Kamiya, Masahiro For For Management
2.4 Elect Director Maruta, Hidemi For For Management
2.5 Elect Director Furuhashi, Harumi For For Management
2.6 Elect Director Nozu, Nobuyuki For For Management
2.7 Elect Director Tanahashi, Yuji For For Management
2.8 Elect Director Ueno, Kenjiro For For Management
2.9 Elect Director Yamada, Meyumi For For Management
3 Approve Equity Compensation Plan For For Management
4 Approve Director Retirement Bonus For Against Management
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E101
Meeting Date: AUG 10, 2016 Meeting Type: Special
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E101
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation and For For Management
Related Transactions
2 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
3 Approve Grant of Restricted Share For Against Management
Units to Tzu-Yin Chiu Under the Equity
Incentive Plan
4 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the Equity
Incentive Plan
5 Approve Grant of Restricted Share For Against Management
Units to Lip-Bu Tan Under the Equity
Incentive Plan
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: OCT 20, 2016 Meeting Type: Special
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhou Jun as Director For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Final Accounts Report For For Management
5 Approve 2017 Financial Budget For For Management
6 Approve 2016 Profit Distribution Plan For For Management
7 Approve Proposal Regarding Payment of For For Management
Auditor's Fees for 2016
8 Approve Auditors For For Management
9 Approve Proposal Regarding External For For Management
Guarantees for 2017
10 Approve Amendments to the Commitment For For Management
Regarding the Shares Held by Employees
and the Employee Share Ownership
Committee
11 Approve Issuance of Debt Financing For For Management
Products
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252885
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: C6L Security ID: Y7992P128
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Gautam Banerjee as Director For For Management
3b Elect Goh Choon Phong as Director For For Management
3c Elect Hsieh Tsun-yan as Director For For Management
4 Elect Peter Seah Lim Huat as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the SIA Performance
Share Plan 2014 and/or the SIA
Restricted Share Plan 2014
9 Approve Mandate for Interested Person For For Management
Transactions
10 Authorize Share Repurchase Program For For Management
11 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Jane Diplock as Director For For Management
3b Elect Chew Gek Khim as Director For For Management
4 Elect Lim Sok Hui (Chng Sok Hui) as For For Management
Director
5 Approve Payment of Director's Fees to For For Management
the Chairman and Provision to Him of a
Car with a Driver for the Financial
Year Ending June 30, 2017
6 Approve Directors' Fees For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LIMITED
Ticker: T39 Security ID: Y7990F106
Meeting Date: DEC 01, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend and Special For For Management
Dividend
3.1 Elect Lee Boon Yang as Director For For Management
3.2 Elect Chong Siak Ching as Director For For Management
3.3 Elect Tan Chin Hwee as Director For For Management
3.4 Elect Janet Ang Guat Har as Director For For Management
4 Elect Ng Yat Chung as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
7.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7.2 Authorize Share Repurchase Program For For Management
7.3 Adopt SPH Performance Plan 2016 and For For Management
Approve Grant of Awards and Issuance
of Shares Under the Plan
7.4 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Christina Hon Kwee Fong For For Management
(Christina Ong) as Director
4 Elect Simon Claude Israel as Director For For Management
5 Elect Peter Edward Mason as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Pursuant to the Singtel
Performance Share Plan 2012
10 Authorize Share Repurchase Program For For Management
11 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LTD.
Ticker: 83 Security ID: Y80267126
Meeting Date: OCT 28, 2016 Meeting Type: Annual
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Daryl Ng Win Kong as Director For Against Management
3.2 Elect Ringo Chan Wing Kwong as Director For Against Management
3.3 Elect Gordon Lee Ching Keung as For Against Management
Director
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Authorize Repurchase of Issued Share For For Management
Capital
5.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 338 Security ID: Y80373106
Meeting Date: OCT 18, 2016 Meeting Type: Special
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017-2019 Mutual Product For For Management
Supply and Sale Services Framework
Agreement, Annual Caps and Related
Transactions
2 Approve 2017-2019 Comprehensive For Against Management
Services Framework Agreement, Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 338 Security ID: Y80373106
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Audited Financial For For Management
Statements
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve 2017 Financial Budget Report For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Waiver of Pre-emptive Rights For For Management
8 Approve Remuneration System for For For Management
Independent Supervisors
9.01 Elect Zhai Yalin as Supervisor For For Management
9.02 Elect Fan Qingyong as Supervisor For For Management
9.03 Elect Zheng Yunrui as Supervisor For For Management
9.04 Elect Choi Ting Ki as Supervisor For For Management
10 Approve Adjustment of Peer Benchmark For Against Management
Enterprises Under the A Shares Share
Option Incentive Scheme
11 Amend Articles of Association and Its For For Management
Appendix
12.01 Elect Wang Zhiqing as Director For For Management
12.02 Elect Wu Haijun as Director For For Management
12.03 Elect Gao Jinping as Director For For Management
12.04 Elect Jin Qiang as Director For For Management
12.05 Elect Guo Xiaojun as Director For For Management
12.06 Elect Zhou Meiyun as Director For For Management
12.07 Elect Lei Dianwu as Director For Against Management
12.08 Elect Mo Zhenglin as Director For Against Management
13.01 Elect Zhang Yimin as Director For For Management
13.02 Elect Liu Yunhong as Director For For Management
13.03 Elect Du Weifeng as Director For For Management
13.04 Elect Pan Fei as Director For For Management
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: OCT 18, 2016 Meeting Type: Special
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Restricted Share Incentive Scheme For Against Management
2 Elect Ma Ping as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: DEC 30, 2016 Meeting Type: Special
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Accounts For For Management
Receivable Asset-backed Securities in
the PRC and Related Transactions
--------------------------------------------------------------------------------
SJM HOLDINGS LTD.
Ticker: 880 Security ID: Y8076V106
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect So Shu Fai as Director For For Management
3.2 Elect Leong On Kei, Angela as Director For For Management
3.3 Elect Fok Tsun Ting, Timothy as For Against Management
Director
4 Elect Ho Chiu Fung, Daisy as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
8 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SK HYNIX INC.
Ticker: A000660 Security ID: Y8085F100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Seok-hui as Inside Director For For Management
4 Elect Park Jeong-ho as Non-independent For For Management
Non-executive Director
5.1 Elect Choi Jong-won as Outside Director For For Management
5.2 Elect Shin Chang-hwan as Outside For For Management
Director
6.1 Elect Choi Jong-won as Member of Audit For For Management
Committee
6.2 Elect Shin Chang-hwan as Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SK INNOVATION CO., LTD.
Ticker: A096770 Security ID: Y8063L103
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Joon as Inside Director For For Management
3.2 Elect Yoo Jeong-joon as For For Management
Non-independent Non-executive Director
3.3 Elect Kim Jong-hoon as Outside Director For For Management
4 Elect Kim Jong-hoon as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA B Security ID: W83567110
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Chairman's and President's None None Management
Report
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 8.25 Per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.04 Million for
Chairman and SEK 680,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14a Reelect Johan Karlstrom as Director For For Management
14b Reelect Par Boman as Director For Against Management
14c Reelect John Carrig as Director For For Management
14d Reelect Nina Linander as Director For Against Management
14e Reelect Fredrik Lundberg as Director For Against Management
14f Reelect Jayne McGivern as Director For For Management
14g Reelect Charlotte Stromberg as Director For For Management
14h Reelect Hans Biorck as Director For Against Management
14i Elect Catherine Marcus as Director For For Management
14j Reelect Hans Biorck as Chairman of the For Against Management
Board
15 Ratify EY as Auditors For For Management
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17a Authorize Repurchase of up to 3 For For Management
Million Series B Shares to Fund
Skanska Employee Ownership Program
(Seop 4)
17b Approve Transfer of up to 763,000 For For Management
Series B Shares to Cover Certain Costs
Related to Employee Ownership Program
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SKF AB
Ticker: SKF B Security ID: W84237143
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 5.50 Per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2 Million for
Chairman, and SEK 688,000 for Other
Directors; Approve Remuneration for
Committee Work
14.1 Reelect Leif Ostling as Director For For Management
14.2 Reelect Peter Grafoner as Director For For Management
14.3 Reelect Lars Wedenborn as Director For For Management
14.4 Reelect Baba Kalyani as Director For For Management
14.5 Reelect Hock Goh as Director For For Management
14.6 Reelect Marie Bredberg as Director For For Management
14.7 Reelect Nancy Gougarty as Director For For Management
14.8 Reelect Alrik Danielson as Director For For Management
14.9 Elect Ronnie Leten as Director For For Management
14.10 Elect Barb Samardzich as Director For For Management
15 Elect Leif Ostling as Board Chairman For For Management
16 Approve Remuneration of Auditors For For Management
17 Ratify PWC as Auditors Until AGM 2021 For For Management
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Approve 2017 Performance Share Program For Against Management
20 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
--------------------------------------------------------------------------------
SKYWORTH DIGITAL HOLDINGS LTD
Ticker: 751 Security ID: G8181C100
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Lin Wei Ping as Director For For Management
3B Elect Chan Wai Kay, Katherine as For For Management
Director
3C Elect Liu Tangzhi as Director For For Management
3D Elect Lai Weide as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.20 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
5 Approve Severance Agreement and For For Management
Non-Compete Agreement with Frederic
Oudea
6 Approve Severance Agreement and For For Management
Non-Compete Agreement with Severin
Cabannes
7 Approve Severance Agreement and For For Management
Non-Compete Agreement with Bernardo
Sanchez Incera
8 Approve Pension Scheme, Severance For Against Management
Agreement and Non-Compete Agreement
with Didier Valet
9 Approve Remuneration Policy of For For Management
Chairman of the Board, CEO, and Vice
CEOs
10 Non-Binding Vote on Compensation of For For Management
Lorenzo Bini Smaghi, Chairman of the
Board
11 Non-Binding Vote on Compensation of For For Management
Frederic Oudea, CEO
12 Non-Binding Vote on Compensation of For For Management
Severin Cabannes and Bernardo Sanchez
Incera, Vice CEOs
13 Non-Binding Vote on the Aggregate For For Management
Remuneration Granted in 2016 to
Certain Senior Management, Responsible
Officers, and Risk-Takers
14 Reelect Alexandra Schaapveld as For For Management
Director
15 Reelect Jean-Bernard Levy as Director For For Management
16 Elect William Connelly as Director For For Management
17 Elect Lubomira Rochet as Director For For Management
18 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED
Ticker: SHL Security ID: Q8563C107
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jane Wilson as Director For For Management
2 Elect Philip Dubois as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Long Term Incentives for For For Management
Colin Goldschmidt, Managing Director
and Chief Executive Officer of the
Company
5 Approve the Long Term Incentives for For For Management
Chris Wilks, Finance Director and
Chief Financial Officer of the Company
--------------------------------------------------------------------------------
ST BARBARA LTD.
Ticker: SBM Security ID: Q8744Q173
Meeting Date: NOV 30, 2016 Meeting Type: Annual
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect David Moroney as Director For For Management
3 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
4 Approve the Grant of Performance For For Management
Rights to Robert (Bob) Vassie,
Managing Director and Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
STADA ARZNEIMITTEL AG
Ticker: SAZ Security ID: D76226113
Meeting Date: AUG 26, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
5 Ratify PKF Deutschland GmbH as For For Management
Auditors for Fiscal 2016
6 Approve Remuneration System for For Against Management
Management Board Members
7 Amend Articles Re: Remove Restriction For For Management
on Transferability of Shares
8.1 Elect Birgit Kudlek to the Supervisory For Against Management
Board
8.2 Elect Tina Mueller to the Supervisory For For Management
Board
8.3 Elect Gunnar Riemann to the For Against Management
Supervisory Board
8.4 Elect Rolf Hoffmann to the Supervisory For For Management
Board
9.1 Remove Martin Abend from the Against For Shareholder
Supervisory Board
9.2 Remove Carl Oetker from the Against Against Shareholder
Supervisory Board
10.1 Elect Eric Cornut to the Supervisory Against For Shareholder
Board
10.2 Elect Ursula Schuetze-Kreilkamp to the Against Against Shareholder
Supervisory Board
11 Voting Instructions for Motions or None Against Management
Nominations by Shareholders that are
not made accessible before the AGM and
that are made or amended in the course
of the AGM
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of USD 0.22
Per Share
7 Authorize Board to Distribute For For Management
Quarterly Dividends
8a Approve Creation of Pool of Capital For For Management
with Preemptive Rights in Connection
with Payment of Dividend for Fourth
Quarter 2016
8b Approve Creation of Pool of Capital For For Management
with Preemptive Rights in Connection
With Payment of Dividend for First
Quarter to Third Quarter 2017
9 Abstain from Drilling Exploration Against Against Shareholder
Wells in the Barents Sea
10 Discontinuation of Exploration Against Against Shareholder
Activities and Test Drilling for
Fossil Energy Resources
11 Mandate the Board to Appoint new Chief Against Against Shareholder
Geologist and Mandate to Reinstate
Updated Versions of Pre-Merger
Actuarial Based Risk Management
Processes
12 Approve Company's Corporate Governance For For Management
Statement
13.1 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
13.2 Approve Remuneration Linked to For For Management
Development of Share Price (Binding)
14 Approve Remuneration of Auditors For For Management
15 Approve Remuneration of Corporate For For Management
Assembly in the Amount of NOK 122,400
for Chairman, NOK 64,500 for Deputy
Chair, NOK 45,300 for Other Members
and NOK 6,450 Per Meeting for Deputy
Members
16 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 12,150
Per Meeting for Chair and NOK 9,000
Per Meeting for Members
17 Approve Equity Plan Financing For Against Management
18 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
19 Miscellaneous Proposal: Marketing For For Management
Instructions
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4b Adopt Financial Statements and For For Management
Statutory Reports
4c Approve Dividends For For Management
4d Approve Discharge of Management Board For For Management
4e Approve Discharge of Supervisory Board For For Management
5 Amend Articles of Association For For Management
6 Reelect Carlo Bozotti to Management For For Management
Board
7 Approve Restricted Stock Grants to For Against Management
President and CEO
8 Reelect Heleen Kersten to Supervisory For For Management
Board
9 Reelect Jean-Georges Malcor to For For Management
Supervisory Board
10 Reelect Alessandro Rivera to For For Management
Supervisory Board
11 Elect Frederic Sanchez to Supervisory For For Management
Board
12 Reelect Maurizio Tamagnini to For For Management
Supervisory Board
13 Approve Employee Restricted Stock Plan For Against Management
14 Authorize Repurchase of Shares For For Management
15 Grant Board Authority to Issue For Against Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
16 Allow Questions None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
STORA ENSO OYJ
Ticker: STERV Security ID: X8T9CM113
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.37 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 170,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Anne Brunila, Jorma Eloranta, For For Management
Elisabeth Fleuriot, Hock Goh, Mikael
Makinen, Richard Nilsson and Hans
Straberg as Directors; Elect
Christiane Kuehne and Goran Sandberg
as New Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte & Touche as Auditors For For Management
15 Amend Articles Re: Election of For For Management
Chairman and Vice Chairman; General
Meeting Notice
16 Amend Articles Re: Charter of the For For Management
Shareholder's Nomination Board
17 Presentation of Minutes of the Meeting None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
STOREBRAND ASA
Ticker: STB Security ID: R85746106
Meeting Date: SEP 22, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Registration of Attending Shareholders None None Management
and Proxies
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Elect Jan Christian Opsahl as New For For Shareholder
Director
7 Close Meeting None None Management
--------------------------------------------------------------------------------
STOREBRAND ASA
Ticker: STB Security ID: R85746106
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting For For Management
3 Approve Notice of Meeting and Agenda For For Management
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Receive Report on Company's Activities None None Management
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 1.55
Per Share
7 Approve Company's Corporate Governance For For Management
Statement
8a Approve Binding Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management
8b Approve Indicative Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management
9 Authorize Repurchase of Shares with an For For Management
Aggregate Nominal Value of up to NOK
225 Million and Conveyance of
Repurchased Shares
10 Approve Creation of NOK 225 Million For For Management
Pool of Capital without Preemptive
Rights
11a Elect Didrik Munch as Director For For Management
11b Reelect Laila Dahlen as Director For For Management
11c Reelect Hakon Fure as Director For For Management
11d Reelect Gyrid Ingero as Director For For Management
11e Reelect Jan Opsahl as Director For For Management
11f Reelect Karin Bing as Director For For Management
11g Reelect Martin Skancke as Director For For Management
11h Appoint Didrik Munch as Board Chairman For For Management
12a Reelect Per Otto Dyb as Member of For For Management
Nominating Committee
12b Reelect Odd Biller as Member of For For Management
Nominating Committee
12c Reelect Olaug Svarva as Member of For For Management
Nominating Committee
12d Reelect Tor Troim as Member of For For Management
Nominating Committee
12e Reelect Per Dyb as Chairman of For For Management
Nominating Committee
13 Approve Remuneration of Directors in For For Management
the Amount of NOK 633,500 for Chaiman
and NOK 325,100 for Other Board
Members; Approve Remuneration for
Committee Work; Approve Remuneration
for Nominating Committee
14 Approve Remuneration of Auditors For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
SUBARU CORP
Ticker: 7270 Security ID: J14406136
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 72
2 Amend Articles to Amend Provisions on For For Management
Director Titles - Clarify Director
Authority on Board Meetings
3.1 Elect Director Yoshinaga, Yasuyuki For For Management
3.2 Elect Director Kondo, Jun For For Management
3.3 Elect Director Tachimori, Takeshi For For Management
3.4 Elect Director Kasai, Masahiro For For Management
3.5 Elect Director Okada, Toshiaki For For Management
3.6 Elect Director Kato, Yoichi For For Management
3.7 Elect Director Komamura, Yoshinori For For Management
3.8 Elect Director Aoyama, Shigehiro For For Management
4 Appoint Alternate Statutory Auditor For For Management
Tamazawa, Kenji
5 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
SUBSEA 7 S.A.
Ticker: SUBC Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: Annual/Special
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Convening Notice in Deviation For For Management
of Article 24 of the Bylaws
2 Receive Board's and Auditor's Reports None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Appoint Ernst & Young as Auditor For For Management
8 Reelect Kristian Siem as Director For For Management
9 Reelect Robert Long as Director For For Management
10 Reelect Dod Fraser as Director For For Management
11 Reelect Allen Stevens as Director For For Management
1 Amend Article 2 Re: Transfer of For For Management
Company's Registered Office
2 Amend Article 5.3 Re: Non-Exercise For For Management
Preemptive Rights
3 Amend Article 5.7-8 Re: Allocation of For For Management
Shares to Company Employees and
Officers
4 Amend Article 12.3 to Reflect For For Management
Luxembourg Legislation Regarding
Signature Requirements for Bond
Certificates
5 Amend Article 15.5 Re: Minimum Quorum For For Management
Requirements in Case of a Conflict of
Interest
6 Amend Article 24.1 Re: Removal of For For Management
Fixed Date and Time for AGM
7 Amend Article 26.7 Re: AGM Convening For For Management
Requirements
8 Update Wording Regarding Company's For For Management
Financial Year
--------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC.
Ticker: SLF Security ID: 866796105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Dean A. Connor For For Management
1.3 Elect Director Stephanie L. Coyles For For Management
1.4 Elect Director Martin J. G. Glynn For For Management
1.5 Elect Director M. Marianne Harris For For Management
1.6 Elect Director Sara Grootwassink Lewis For For Management
1.7 Elect Director Christopher J. McCormick For For Management
1.8 Elect Director Scott F. Powers For For Management
1.9 Elect Director Real Raymond For For Management
1.10 Elect Director Hugh D. Segal For For Management
1.11 Elect Director Barbara G. Stymiest For For Management
1.12 Elect Director A. Greig Woodring For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUZUKEN CO LTD
Ticker: 9987 Security ID: J78454105
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
- Indemnify Directors - Clarify
Provisions on Alternate Statutory
Auditors - Indemnify Statutory Auditors
2.1 Elect Director Bessho, Yoshiki For For Management
2.2 Elect Director Miyata, Hiromi For For Management
2.3 Elect Director Asano, Shigeru For For Management
2.4 Elect Director Saito, Masao For For Management
2.5 Elect Director Izawa, Yoshimichi For For Management
2.6 Elect Director Tamura, Hisashi For For Management
2.7 Elect Director Ueda, Keisuke For For Management
2.8 Elect Director Iwatani, Toshiaki For For Management
2.9 Elect Director Usui, Yasunori For For Management
3 Appoint Statutory Auditor Takeda, For For Management
Noriyuki
4 Appoint Alternate Statutory Auditor For For Management
Takahashi, Masahiko
5 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2 Amend Articles to Amend Provisions on For For Management
Number of Directors
3.1 Elect Director Suzuki, Osamu For For Management
3.2 Elect Director Harayama, Yasuhito For For Management
3.3 Elect Director Suzuki, Toshihiro For For Management
3.4 Elect Director Nagao, Masahiko For For Management
3.5 Elect Director Matsura, Hiroaki For For Management
3.6 Elect Director Honda, Osamu For For Management
3.7 Elect Director Iguchi, Masakazu For For Management
3.8 Elect Director Tanino, Sakutaro For Against Management
4 Approve Annual Bonus For For Management
5 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
6 Approve Equity Compensation Plan For Against Management
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SWISS LIFE HOLDING
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 11.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board of Directors For For Management
4.1 Approve Fixed Remuneration of Board of For For Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.4 Million
4.3 Approve Maximum Fixed Remuneration and For For Management
Long-Term Variable Remuneration of
Executive Committee in the Amount of
CHF 13.8 Million
5.1 Reelect Rolf Doerig as Director and For For Management
Board Chairman
5.2 Reelect Gerold Buehrer as Director For For Management
5.3 Reelect Adrienne Fumagalli as Director For For Management
5.4 Reelect Ueli Dietiker as Director For For Management
5.5 Reelect Damir Filipovic as Director For For Management
5.6 Reelect Frank Keuper as Director For For Management
5.7 Reelect Henry Peter as Director For For Management
5.8 Reelect Frank Schnewlin as Director For For Management
5.9 Reelect Franziska Sauber as Director For For Management
5.10 Reelect Klaus Tschuetscher as Director For For Management
5.11 Elect Stefan Loacker as Director For For Management
5.12 Appoint Henry Peter as Member of the For For Management
Compensation Committee
5.13 Appoint Frank Schnewlin as Member of For For Management
the Compensation Committee
5.14 Appoint Franziska Sauber as Member of For For Management
the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Transact Other Business (Voting) For Against Management
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SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.85 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Management
5.1a Reelect Walter Kielholz as Director For For Management
and Board Chairman
5.1b Reelect Raymond Ch'ien as Director For For Management
5.1c Reelect Renato Fassbind as Director For For Management
5.1d Reelect Mary Francis as Director For For Management
5.1e Reelect Rajna Brandon as Director For For Management
5.1f Reelect Robert Henrikson as Director For For Management
5.1g Reelect Trevor Manuel as Director For For Management
5.1h Reelect Philip Ryan as Director For For Management
5.1i Reelect Paul Tucker as Director For For Management
5.1j Reelect Susan Wagner as Director For For Management
5.1k Elect Jay Ralph as Director For For Management
5.1l Elect Joerg Reinhardt as Director For For Management
5.1m Elect Jacques de Vaucleroy as Director For For Management
5.2a Appoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2b Appoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2c Appoint Robert Henrikson as Member of For For Management
the Compensation Committee
5.2d Appoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 9.9
Million
6.2 Approve Maximum Fixed and Variable For For Management
Long-Term Remuneration of Executive
Committee in the Amount of CHF 34
Million
7 Approve CHF 1.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
8 Authorize Repurchase of up to CHF 1 For For Management
Billion of Issued Share Capital
9.1 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of For For Management
Preemptive Rights
10 Transact Other Business (Voting) For Against Management
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TATA MOTORS LTD.
Ticker: 500570 Security ID: 876568502
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Cyrus P. Mistry as Director None Against Shareholder
2 Remove Nusli N. Wadia as Director None Against Shareholder
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TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Radik Gaizatullin as Director None Against Management
4.2 Elect Laszlo Gerecs as Director None For Management
4.3 Elect Nail Ibragimov as Director None Against Management
4.4 Elect Yuri Levin as Director None Against Management
4.5 Elect Nail Maganov as Director None Against Management
4.6 Elect Renat Muslimov as Director None Against Management
4.7 Elect Rafail Nurmukhametov as Director None Against Management
4.8 Elect Renat Sabirov as Director None Against Management
4.9 Elect Valery Sorokin as Director None Against Management
4.10 Elect Shafagat Takhautdinov as Director None Against Management
4.11 Elect Rustam Khalimov as Director None Against Management
4.12 Elect Azat Khamaev as Director None Against Management
4.13 Elect Rais Khisamov as Director None Against Management
4.14 Elect Rene Steiner as Director None For Management
5.1 Elect Kseniya Borzunova as Member of For For Management
Audit Commission
5.2 Elect Ranilya Gizatova as Member of For For Management
Audit Commission
5.3 Elect Gusel Gilfanova as Member of For For Management
Audit Commission
5.4 Elect Venera Kuzmina as Member of For For Management
Audit Commission
5.5 Elect Taskirya Nurakhmetova as Member For For Management
of Audit Commission
5.6 Elect Liliya Rakhimzyanova as Member For For Management
of Audit Commission
5.7 Elect Nazilya Farkhutdinova as Member For For Management
of Audit Commission
5.8 Elect Ravil Sharifullin as Member of For For Management
Audit Commission
6 Ratify AO PricewaterhouseCoopers as For For Management
Auditor
7 Approve New Edition of Charter For Against Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
10 Approve New Edition of Regulations on For For Management
General Director
11 Approve New Edition of Regulations on For For Management
Management
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TAV HAVALIMANLARI HOLDING AS
Ticker: TAVHL Security ID: M8782T109
Meeting Date: MAR 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For Against Management
8 Ratify Director Appointment For For Management
9 Ratify External Auditors For For Management
10 Receive Information on Remuneration None None Management
Policy
11 Approve Upper Limit of Donations for For For Management
2017 and Receive Information on
Donations Made in 2016
12 Receive Information on Related Party None None Management
Transactions
13 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
16 Close Meeting None None Management
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TDC A/S
Ticker: TDC Security ID: K94545116
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends
5a Reelect Pierre Danon as Director For For Management
5b Reelect Stine Bosse as Director For For Management
5c Reelect Angus Porter as Director For For Management
5d Reelect Pieter Knook as Director For For Management
5e Reelect Benoit Scheen as Director For For Management
5f Reelect Marianne Rorslev Bock as For For Management
Director
5g Elect Lene Skole as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
7a Authorize Share Repurchase Program For For Management
7b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7c Approve Remuneration of Directors For For Management
7d Ensure Fixed-Line Network for Hjordis None Against Shareholder
Engell
8 Other Business None None Management
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TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC B Security ID: W26049119
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Accept Financial Statements and For For Management
Statutory Reports
8.2 Approve Discharge of Board and For For Management
President
8.3 Approve Allocation of Income and For For Management
Dividends of SEK 1 Per Share
9 Determine Number of Directors (11) and For For Management
Deputy Directors (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 4.1 Million for
Chairman and SEK 990,000 for Other
Directors, Approve Remuneration for
Committee Work
11.1 Elect Jon Baksaas as New Director For For Management
11.2 Elect Jan Carlson as New Director For For Management
11.3 Reelect Nora Denzel as Director For For Management
11.4 Reelect Borje Ekholm as Director For For Management
11.5 Elect Eric Elzvik as New Director For For Management
11.6 Reelect Leif Johansson as Director For For Management
11.7 Reelect Kristin Lund as Director For For Management
11.8 Reelect Kristin Rinne as Director For For Management
11.9 Reelect Sukhinder Cassidy as Director For For Management
11.10 Reelect Helena Stjernholm as Director For For Management
11.11 Reelect Jacob Wallenberg as Director For For Management
12 Reappoint Leif Johansson as Board For For Management
Chairman
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17.1 Approve Long-Term Variable For For Management
Compensation Program 2017 (LTV 2017)
17.2 Authorize Transfer of up to 2.2 For For Management
Million B Shares in Connection to LTV
2017; Approve Reissuance of 800,000 B
Shares to Cover Expenses; Approve
Directed Issuance of up to 3 Million C
Shares; Approve Directed Repurchase of
up to 3 Million C Shares
17.3 Approve Equity Swap Agreement with For Against Management
Third Party as Alternative Financing
18 Approve Transfer of up to 19.8 Million For For Management
Shares in Connection to LTV 2013, LTV
2014, LTV 2015 and LTV 2016
19 Require the Board to Present a None For Shareholder
Proposal on Equal Voting Rights for
All Shares at the AGM 2018
20 Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
21.1 Amend Articles Re: Voting Power None Against Shareholder
Differences
21.2 Amend Articles Re: Former Politicians None Against Shareholder
on the Board of Directors
22.1 Adopt Vision Regarding Work Place None Against Shareholder
Accidents in the Company
22.2 Require Board to Appoint Work Group None Against Shareholder
Regarding Work Place Accidents
22.3 Require Report on the Work Regarding None Against Shareholder
Work Place Accidents to be Published
at AGM and Include the Report in
Annual Report
22.4 Adopt a Vision for Absolute Gender None Against Shareholder
Equality on All Levels Within the
Company
22.5 Instruct the Board to Set Up a Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
22.6 Require the Results from the Working None Against Shareholder
Group Concerning Item 22.4 to be
Reported to the AGM
22.7 Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
22.8 Prohibit Directors from Being Able to None Against Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
22.9 Request Board to Propose to the None Against Shareholder
Appropriate Authority to Bring About a
Changed Regulation in the Area
Relating to Item 22.8
22.10 Require Nomination Committee to None Against Shareholder
Consider Matters Related to Ethics,
Gender and Ethnicity
22.11 Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"cool-off" Period For Politicians
22.12 Instruct the Board to Prepare a None Against Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
23 Assign Special Examiner to Examine if None Against Shareholder
Corruption has Occurred in the
Company's Business
24 Close Meeting None None Management
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TELEKOM MALAYSIA BERHAD
Ticker: TM Security ID: Y8578H118
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Afwida Tunku Dato' A. Malek as For For Management
Director
2 Elect Balasingham A. Namasiwayam as For For Management
Director
3 Elect Fateh Iskandar Tan Sri Dato' For For Management
Mohamed Mansor as Director
4 Elect Gee Siew Yoong as Director For For Management
5 Elect Sulaiman Mahbob as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Directors' Benefits from For For Management
January 31, 2017 Until the Next Annual
General Meeting
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
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TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Designate Inspector(s) of Minutes of None None Management
Meeting
3 Receive President's Report None None Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.80
Per Share
5 Receive Corporate Governance Report None None Management
6 Approve Remuneration of Auditors in For For Management
the Amount of NOK 5 million
7a Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7b Approve Guidelines for Share Related For Against Management
Incentive Arrangements
8 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
9 Bundled Election of Members and Deputy For For Management
Members For Corporate Assembly
(Shareholder May Also Vote On Each
Candidate Individually Under Items 9a
to 9m)
9a Elect Anders Skjaevestad as Member of For For Management
Corporate Assembly
9b Elect Olaug Svarva as Member of For For Management
Corporate Assembly
9c Elect John Bernander as Member of For For Management
Corporate Assembly
9d Elect Anne Kvam as Member of Corporate For For Management
Assembly
9e Elect Didrik Munch as Member of For For Management
Corporate Assembly
9f Elect Elin Myrmel-Johansen as Member For For Management
of Corporate Assembly
9g Elect Widar Salbuvik as Member of For For Management
Corporate Assembly
9h Elect Tore Sandvik as Member of For For Management
Corporate Assembly
9i Elect Silvija Seres as Member of For For Management
Corporate Assembly
9j Elect Siri Strandenes as Member of For For Management
Corporate Assembly
9k Elect Maalfrid Brath as Deputy Member For For Management
of Corporate Assembly
9l Elect Jostein Dalland as Deputy Member For For Management
of Corporate Assembly
9m Elect Ingvild Holth as Deputy Member For For Management
of Corporate Assembly
10 Bundled Election of Members of For For Management
Nominating Committee (Shareholder May
Also Vote On Each Candidate
Individually Under Items 10a and 10b)
10a Elect Mette Wikborg as Member of For For Management
Nominating Committee
10b Elect Christian Berg as Member of For For Management
Nominating Committee
11 Approve Remuneration of Members of For For Management
Corporate Assembly and Nomination
Committee
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TELKOM SA SOC LIMITED
Ticker: TKG Security ID: S84197102
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Jabu Mabuza as Director For For Management
2 Re-elect Navin Kapila as Director For For Management
3 Re-elect Itumeleng Kgaboesele as For For Management
Director
4 Re-elect Kholeka Mzondeki as Director For For Management
5 Re-elect Itumeleng Kgaboesele as For For Management
Member of the Audit Committee
6 Re-elect Kholeka Mzondeki as Member of For For Management
the Audit Committee
7 Re-elect Louis von Zeuner as Member of For For Management
the Audit Committee
8 Re-elect Thembisa Dingaan as Member of For For Management
the Audit Committee
9 Re-elect Rex Tomlinson as Member of For For Management
the Audit Committee
10 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
11 Appoint Nkonki Inc as Joint Auditors For For Management
of the Company
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Approve Remuneration Policy For For Management
1 Authorise Repurchase of Issued Share For For Management
Capital
2 Authorise Board to Issue Shares for For For Management
Cash
3 Approve Remuneration of Non-Executive For For Management
Directors
4 Approve Financial Assistance to For For Management
Subsidiaries and Other Related
Entities and Inter-related Entities
and to Directors and Prescribed
Officers and Other Persons Who May
Participate in the Employee FSP
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TENAGA NASIONAL BERHAD
Ticker: TENAGA Security ID: Y85859109
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: DEC 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Remuneration of Directors For For Management
3 Elect Hashmuddin bin Mohammad as For For Management
Director
4 Elect Gee Siew Yoong as Director For For Management
5 Elect Noraini binti Che Dan as Director For For Management
6 Elect Manaf bin Hashim as Director For For Management
7 Elect Sakthivel a/l Alagappan as For For Management
Director
8 Elect Leo Moggie as Director For For Management
9 Elect Siti Norma binti Yaakob as For For Management
Director
10 Elect Zainal Abidin bin Putih as For For Management
Director
11 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Approve Grant and Allotment of Shares For Against Management
to Nur Aishah binti Azman Under the
LTIP
13 Approve Grant and Allotment of Shares For Against Management
to Ahmad Firdaus bin Azman Under the
LTIP
14 Approve Grant and Allotment of Shares For Against Management
to Aswad bin Ameir Under the LTIP
15 Authorize Share Repurchase Program For For Management
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THE BIDVEST GROUP LTD
Ticker: BVT Security ID: S1201R162
Meeting Date: NOV 28, 2016 Meeting Type: Annual
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company with Mark
Holme as the Individual Registered
Auditor
2.1 Elect Peter Meijer as Director For For Management
2.2 Re-elect Brian Joffe as Director For For Management
2.3 Re-elect Anthony Dawe as Director For For Management
2.4 Re-elect Mpumi Madisa as Director For For Management
2.5 Re-elect Bongi Masinga as Director For For Management
3.1 Re-elect Eric Diack as Member of the For For Management
Audit Committee
3.2 Re-elect Bongi Masinga as Member of For For Management
the Audit Committee
3.3 Re-elect Nigel Payne as Chairman of For For Management
the Audit Committee
4.1 Approve Part 1 Section 1 - Policy on For For Management
Base Package and Benefits
4.2 Approve Part 1 Section 2 - Policy on For For Management
Short-term Incentives
4.3 Approve Part 1 Section 3 - Policy on For Against Management
Long-term Incentives
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Payment of Dividend by Way of For For Management
Pro Rata Reduction of Share Premium
8 Authorise Creation and Issue of For For Management
Convertible Debentures or Other
Convertible Instruments
9 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Repurchase of Issued Share For For Management
Capital
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
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THE WHARF (HOLDINGS) LTD.
Ticker: 4 Security ID: Y8800U127
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Stephen Tin Hoi Ng as Director For For Management
2b Elect Doreen Yuk Fong Lee as Director For For Management
2c Elect Vincent Kang Fang as Director For For Management
2d Elect David Muir Turnbull as Director For For Management
3a Approve Increase in Rate of Annual Fee For For Management
Payable to Chairman of the Company
3b Approve Increase in Rate of Annual Fee For For Management
Payable to Directors Other than the
Chairman
3c Approve Increase in Rate of Annual Fee For For Management
Payable to Audit Committee Members
3d Approve Annual Fee Payable to the For For Management
Remuneration Committee Members
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TOKAI RIKA CO. LTD.
Ticker: 6995 Security ID: J85968105
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Authorize Board to For Against Management
Determine Income Allocation
3.1 Elect Director Miura, Kenji For Against Management
3.2 Elect Director Obayashi, Yoshihiro For For Management
3.3 Elect Director Wakiya, Tadashi For For Management
3.4 Elect Director Buma, Koji For For Management
3.5 Elect Director Sato, Koki For For Management
3.6 Elect Director Tanaka, Yoshihiro For For Management
3.7 Elect Director Noguchi, Kazuhiko For For Management
3.8 Elect Director Hayashi, Shigeru For For Management
3.9 Elect Director Nogami, Toshiki For For Management
3.10 Elect Director Akita, Toshiki For For Management
3.11 Elect Director Nagaya, Masami For For Management
3.12 Elect Director Hayashi, Kiyomune For For Management
3.13 Elect Director Ono, Hideki For For Management
3.14 Elect Director Yamanaka, Yasushi For For Management
3.15 Elect Director Fujioka, Kei For For Management
4.1 Appoint Statutory Auditor Sugiura, For For Management
Isaki
4.2 Appoint Statutory Auditor Ise, Kiyotaka For Against Management
5 Approve Annual Bonus For For Management
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
TOYODA GOSEI CO. LTD.
Ticker: 7282 Security ID: J91128108
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Arashima, Tadashi For For Management
2.2 Elect Director Miyazaki, Naoki For For Management
2.3 Elect Director Sumida, Atsushi For For Management
2.4 Elect Director Hashimoto, Masakazu For For Management
2.5 Elect Director Yamada, Tomonobu For For Management
2.6 Elect Director Koyama, Toru For For Management
2.7 Elect Director Yasuda, Hiroshi For For Management
2.8 Elect Director Yokoi, Toshihiro For For Management
2.9 Elect Director Tsuchiya, Sojiro For For Management
2.10 Elect Director Yamaka, Kimio For For Management
3 Appoint Statutory Auditor Tanabe, For For Management
Katsumi
4 Approve Annual Bonus For For Management
5 Amend Articles to Add Provisions on Against Against Shareholder
No-Confidence Motions
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Appropriation of Available Earnings For For Management
for Fiscal Year 2016
4A Elect Director Glyn A. Barker For For Management
4B Elect Director Vanessa C.L. Chang For For Management
4C Elect Director Frederico F. Curado For For Management
4D Elect Director Chadwick C. Deaton For For Management
4E Elect Director Vincent J. Intrieri For For Management
4F Elect Director Martin B. McNamara For For Management
4G Elect Director Samuel J. Merksamer For For Management
4H Elect Director Merrill A. "Pete" For For Management
Miller, Jr.
4I Elect Director Edward R. Muller For For Management
4J Elect Director Tan Ek Kia For For Management
4K Elect Director Jeremy D. Thigpen For For Management
5 Elect Merrill A. "Pete" Miller, Jr. as For For Management
Board Chairman
6A Appoint Frederico F. Curado as Member For For Management
of the Compensation Committee
6B Appoint Vincent J. Intrieri as Member For For Management
of the Compensation Committee
6C Appoint Martin B. McNamara as Member For For Management
of the Compensation Committee
6D Appoint Tan Ek Kia as Member of the For For Management
Compensation Committee
7 Designate Schweiger Advokatur/Notariat For For Management
as Independent Proxy
8 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2017
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10A Approve Maximum Remuneration of Board For For Management
of Directors for the Period Between
the 2017 and 2018 Annual General
Meetings in the Amount of USD 4.12
Million
10B Approve Maximum Remuneration of the For For Management
Executive Management Team for Fiscal
Year 2018 in the Amount of USD 24
Million
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
TUPRAS TURKIYE PETROL RAFINERILERI A.S.
Ticker: TUPRS Security ID: M8966X108
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Article 6 in Company Bylaws For For Management
8 Elect Directors For For Management
9 Approve Remuneration Policy For For Management
10 Approve Director Remuneration For For Management
11 Ratify External Auditors For For Management
12 Receive Information on Donation Policy For Against Management
and Charitable Donations for 2016 and
Approve Upper Limit of Donations for
2017
13 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMET AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Upper Limit of the Donations For For Management
for 2017 and Receive Information on
Charitable Donations for 2016
8 Amend Company Articles For For Management
9 Elect Directors For Against Management
10 Approve Director Remuneration For For Management
11 Ratify External Auditors For For Management
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Approve Dividends For For Management
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S.
Ticker: GARAN Security ID: M4752S106
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize the Presiding
Council to Sign Meeting Minutes
2 Ratify External Auditors For For Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S.
Ticker: GARAN Security ID: M4752S106
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For For Management
8 Receive Information on Remuneration None None Management
Policy
9 Approve Upper Limit of Donations for For For Management
2017 and Receive Information on
Donations Made in 2016
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
TURKIYE IS BANKASI AS
Ticker: ISCTR Security ID: M8933F115
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For For Management
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income For For Management
6 Elect Directors For Against Management
7 Approve Director Remuneration For For Management
8 Ratify External Auditors For For Management
9 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
10 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
11 Receive Information on Donations Made None None Management
in Previous Fiscal Year
--------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI TAO
Ticker: VAKBN Security ID: M9037B109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Statutory Reports For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Appoint Internal Statutory Auditors For Against Management
9 Approve Remuneration of Directors and For For Management
Internal Auditors
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Ratify External Auditors For For Management
12 Receive Information on Donations Made None None Management
in Previous Fiscal Year
13 Wishes None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
UNIPER SE
Ticker: UN01 Security ID: D8530Z100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.55 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
6 Approve Remuneration of Supervisory For Against Management
Board and Amend Articles
7 Approve Remuneration of Supervisory For Against Management
Board in Accordance with the Articles
Amendments Proposed in Item 6
8.1 Elect Bernhard Reutersberg to the For For Management
Supervisory Board
8.2 Elect Jean-Francois Cirelli to the For For Management
Supervisory Board
8.3 Elect David Charles Davies to the For For Management
Supervisory Board
8.4 Elect Marion Helmes to the Supervisory For For Management
Board
8.5 Elect Rebecca Ranich to the For For Management
Supervisory Board
8.6 Elect Marc Spieker to the Supervisory For For Management
Board
9 Approve Remuneration System for For Against Management
Management Board Members
--------------------------------------------------------------------------------
UNIPOL GRUPPO FINANZIARIO SPA
Ticker: UNI Security ID: T9532W106
Meeting Date: APR 28, 2017 Meeting Type: Annual/Special
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Policy For Against Management
3 Amend Restricted Stock Plan For Against Management
4 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Amend Article 1 Re: Company Name For For Management
2 Deliberations Pursuant to Law 413/1991 For For Management
--------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP
Ticker: 2303 Security ID: Y92370108
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Amend Trading Procedures Governing For For Management
Derivatives Products
6 Amend Procedures for Lending Funds to For Against Management
Other Parties
7 Amend Procedures for Endorsement and For Against Management
Guarantees
8 Approve Issuance of Ordinary Shares For For Management
via Private Placement and Participate
in the Issuance of Global Depository
Receipt or Issuance of Overseas or
Domestic Convertible Bonds
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: Y9T10P105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Approve Fee to the Chairman Emeritus For For Management
and Adviser of the Bank for the Period
from January 2016 to December 2016
5 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Elect Wee Ee Cheong as Director For For Management
7 Elect Willie Cheng Jue Hiang as For For Management
Director
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares Pursuant to For For Management
the UOB Scrip Dividend Scheme
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM Security ID: X9518S108
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.95 Per Share
9 Approve Discharge of Board and For For Management
President
10 Remuneration of Directors in the For For Management
Amount of EUR 190,000 for Chairman,
EUR 135,000 for Deputy Chairman and
EUR 100,000 for Other Directors;
Approve Compensation for Committee Work
11 Fix Number of Directors at Ten For For Management
12 Reelect Berndt Brunow, Henrik For For Management
Ehrnrooth, Piia-Noora Kauppi, Wendy
Lane, Jussi Pesonen, Ari Puheloinen,
Veli-Matti Reinikkala, Suzanne Thoma,
Kim Wahl and Bjorn Wahlroos as
Directors.
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve that the Rights Attached to For For Management
183,116 Shares Entered in the
Company's Joint Book-Entry Account be
Forfeited
17 Authorize Charitable Donations For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
VESTAS WIND SYSTEM A/S
Ticker: VWS Security ID: K9773J128
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 9.71 Per Share
4a Reelect Bert Nordberg as Director For For Management
4b Reelect Carsten Bjerg as Director For For Management
4c Reelect Eija Pitkanenas Director For For Management
4d Reelect Henrik Andersen as Director For For Management
4e Reelect Henry Stenson as Director For For Management
4f Reelect Lars Josefsson as Director For For Management
4g Reelect Lykke Friis as Director For For Management
4h Reelect Torben Sorensen as Director For For Management
5a Approve Remuneration of Directors for For For Management
2016
5b Approve Remuneration of Directors for For For Management
2017
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7a Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
7b Authorize Share Repurchase Program For For Management
7c Amend Articles Re: Admission Cards for For For Management
General Meetings
8 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV B Security ID: 928856301
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Board's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive President's
Report
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 3.25 Per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (11) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Against Management
the Amount of SEK 3.4 Million for
Chairman and SEK 1.0 Million for Other
Directors; Approve Remuneration for
Committee Work
14a Reelect Matti Alahuhta as Director For For Management
14b Reelect Eckhard Cordes as Director For For Management
14c Reelect James Griffith as Director For For Management
14d Reelect Martin Lundstedt as Director For For Management
14e Reelect Kathryn Marinello as Director For For Management
14f Reelect Martina Merz as Director For For Management
14g Reelect Hanna de Mora as Director For For Management
14h Reelect Hakan Samuelsson as Director For For Management
14i Reelect Helena Stjernholm as Director For For Management
14j Reelect Carl-Henric Svenberg as For For Management
Director
14k Reelect Lars Westerberg as Director For For Management
15 Reelect Carl-Henric Svanberg as Board For For Management
Chairman
16 Authorize Chairman of Board, Bengt For For Management
Kjell, Lars Forberg, Yngve Slungstad
and Par Boman to Serve on Election
Committee
17 Amend Instructions for Election For For Management
Committee
18 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
19a Instruct Board to Formulate a Company None Against Shareholder
Policy for Paying Corporate Tax to
Present to the AGM 2018
19b1 Instruct Board to Initiate an None Against Shareholder
Independent Review of the Company's
Use of Private Jets
19b2 Instruct Board to Formulate a Company None Against Shareholder
Policy to Ban the Use of Private Jets
Throughout the Company, to Present to
the AGM 2018
19c Instruct Board to Initiate an None Against Shareholder
Independent Review of Representation
Hunts
19d Require Board to as From 2017 Include None Against Shareholder
Results from Employee Survey in Annual
and Sustainability Report
19e1 Instruct Board to Develop a Whistle None Against Shareholder
Blower Function
19e2 Require Board to as From 2017 Include None Against Shareholder
Potential Whistle Blowing Incidents in
Annual and Sustainability Report
19f Discontinue Variable Compensation None Against Shareholder
Plans to Senior Executives of Company
19g1 Instruct Board to Formulate a Company None Against Shareholder
Policy to Support Political Engagement
by Employees, to Present to the AGM
2018
19g2 Require Board to, as from 2017, None Against Shareholder
Include Number of Politically Engaged
Employees in Annual and Sustainability
Report
19h Amend Articles Re: Company Purpose None Against Shareholder
--------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A.B. DE C.V.
Ticker: WALMEX * Security ID: P98180188
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve Board of Directors' Report For For Management
1.b Approve CEO's Reports For For Management
1.c Approve Report of Audit and Corporate For For Management
Practices Committees
1.d Approve Report on Adherence to Fiscal For For Management
Obligations
1.e Approve Report Re: Employee Stock For For Management
Purchase Plan
1.f Approve Report on Share Repurchase For For Management
Reserves
1.g Approve Report on Wal-Mart de Mexico For For Management
Foundation
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income, Ordinary For For Management
Dividend of MXN 0.64 per Share and
Extraordinary Dividend of MXN 1.86 per
Share, Respect to this Second Amount,
Payment of MXN 0.96 per Share will be
Subject to the Sale of Suburbia
4 Approve Reduction in Share Capital via For For Management
Cancellation of Treasury Shares
5 Elect or Ratify Directors, Chairmen of For Against Management
Audit and Corporate Practices
Committees; Approve Their Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: OCT 31, 2016 Meeting Type: Special
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Approve Provision of General Services For For Management
and Labour Services by Weichai
Holdings to the Company Including the
Relevant Supplemental Agreement and
New Caps
3 Approve Supply and or Connection of For For Management
Utilities by Weichai Holdings to the
Company Including the Relevant
Supplemental Agreement and New Caps
4 Approve Purchase of Diesel Engine For For Management
Parts and Components and Related
Products and Processing Services by
the Company from Weichai Holdings
Including the Relevant Supplemental
Agreement and New Caps
5 Approve Sale of Diesel Engines, Diesel For For Management
Engine Parts and Components,
Semi-finished Products and Related
Products and Provision of Processing
Services by the Company to Weichai
Holdings Including the Relevant
Supplemental Agreement and New Caps
6 Approve Purchase of Diesel Engine For For Management
Parts and Components, Diesel Engines
and Related Products and Processing
and Labour Services by the Company
from Weichai Heavy Machinery Including
the Relevant Supplemental Agreement
and New Caps
7 Approve Application of the Loan and For For Management
Grant of the Guarantee by the Company
to Weichai Power Hong Kong
International Development Co., Limited
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: FEB 08, 2017 Meeting Type: Special
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Absorption of For For Management
Weichai Power Hydraulic Technology Co.
, Ltd.
2 Approve Merger and Absorption of For For Management
Weichai (Weifang) Medium-duty Diesel
Engine Co., Ltd.
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Annual Report For For Management
2 Approve 2016 Report of the Board of For For Management
Directors
3 Approve 2016 Report of the Supervisory For For Management
Committee
4 Approve 2016 Audited Financial For For Management
Statements and Auditors' Report
5 Approve 2016 Final Financial Report For For Management
6 Approve 2017 Financial Budget Report For For Management
7 Approve Ernst & Young Hua Ming LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Shangdong Hexin Accountants For For Management
LLP as Internal Control Auditors
9 Approve Interim Dividend For For Management
10 Amend Rules of Procedure for General For For Management
Meetings
11 Approve Payment of Cash Dividends and For For Management
Bonus Shares Issue
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles of Association For For Management
14 Elect Li Hongwu as Director For For Management
15 Elect Yuan Hongming as Director For For Management
16 Elect Yan Jianbo as Director For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Cash Dividends and For For Management
Bonus Shares Issue
--------------------------------------------------------------------------------
WESFARMERS LTD.
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Anthony (Tony) John Howarth as For For Management
Director
2b Elect Wayne G. Osborn Director For For Management
2c Elect Vanessa M. Wallace as Director For For Management
2d Elect Jennifer A. Westacott as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Richard Goyder, Group
Managing Director of the Company
5 Approve the Grant of Performance For For Management
Rights to Terry Bowen, Finance
Director of the Company
--------------------------------------------------------------------------------
WH GROUP LTD.
Ticker: 288 Security ID: G96007102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect You Mu as Director For For Management
2b Elect Huang Ming as Director For For Management
2c Elect Lau, Jin Tin Don as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Final Dividend For For Management
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WHEELOCK & CO. LTD.
Ticker: 20 Security ID: Y9553V106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Douglas C. K. Woo as Director For For Management
2b Elect Ricky K. Y. Wong as Director For For Management
2c Elect Tak Hay Chau as Director For For Management
2d Elect Kenneth W. S. Ting as Director For For Management
2e Elect Glenn S. Yee as Director For For Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4a Approve Increase in Rate of Fee For For Management
Payable to the Chairman
4b Approve Increase in Rate of Fee For For Management
Payable to Each of the Directors
4c Approve Increase in Rate of Fee For For Management
Payable to the Directors who are
Members of the Audit Committee
4d Approve Remuneration of Directors who For For Management
are Members of the Remuneration
Committee
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LIMITED
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Kuok Khoon Hong as Director For For Management
5 Elect Kwah Thiam Hock as Director For For Management
6 Elect Tay Kah Chye as Director For For Management
7 Elect Kuok Khoon Hua as Director For For Management
8 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Wilmar Executives
Share Option Scheme 2009
11 Approve Mandate for Interested Person For For Management
Transactions
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Issuance of Ordinary Shares to For For Management
Participate in Issuance of GDR or
Issuance of Ordinary Shares or
Issuance of Ordinary Shares via
Private Placement or Issuance of
Ordinary Shares to Participate in
Issuance of GDR via Private Placement
5 Approve Amendments to Articles of For For Management
Association
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: MRW Security ID: G62748119
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: JUN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Approve Long Term Incentive Plan For For Management
5 Approve Final Dividend For For Management
6 Re-elect Andrew Higginson as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect Trevor Strain as Director For For Management
9 Re-elect Rooney Anand as Director For For Management
10 Re-elect Neil Davidson as Director For For Management
11 Re-elect Belinda Richards as Director For For Management
12 Re-elect Paula Vennells as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WORLEYPARSONS LIMITED
Ticker: WOR Security ID: Q9857K102
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: OCT 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect John Grill as Director For For Management
2b Elect Catherine Livingstone as Director For For Management
3 Approve the Remuneration Report For Against Management
4 Approve the Grant of Up to 89,676 For Against Management
Performance Rights to Andrew Wood
5 Approve the Grant of Up to 152,450 For For Management
Performance Rights to Andrew Wood
6 Approve the Termination Benefits For For Management
7 Approve the Re-Insertion of For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
X5 RETAIL GROUP NV
Ticker: FIVE Security ID: 98387E205
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3a Discuss Remuneration Report None None Management
3b Approve Allocation of Income For For Management
3c Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Reelect M.Fridman to Supervisory Board For For Management
7 Reelect P. Musial to Supervisory Board For For Management
8 Approve Remuneration of Supervisory For Against Management
Board
9 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
10 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Ratify Ernst & Young as Auditors For For Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
YAPI VE KREDI BANKASI AS
Ticker: YKBNK Security ID: M9869G101
Meeting Date: MAR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Director Appointments For For Management
4 Approve Discharge of Board For For Management
5 Approve Actions of the Board and For For Management
Discharge Directors
6 Elect Directors For For Management
7 Approve Remuneration Policy For For Management
8 Approve Director Remuneration For For Management
9 Approve Allocation of Income For For Management
10 Ratify External Auditors For For Management
11 Approve Upper Limit of Donations for For For Management
2017 and Receive Information on
Donations Made in 2016
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Wishes None None Management
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 10.00
Per Share
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 575,000 for the
Chairman, NOK 356,500 for the Vice
Chairman, and NOK 312,000 for the
Other Directors; Approve Committee Fees
8 Approve Remuneration of Nominating For For Management
Committee
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 11.30 per Share from
Available Earnings
2.2 Approve Dividends of CHF 5.70 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Tom de Swaan as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Susan Bies as Director For For Management
4.1d Reelect Alison Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Jeffrey Hayman as Director For For Management
4.1g Reelect Fred Kindle as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect David Nish as Director For For Management
4.1k Elect Catherine Bessant as Director For For Management
4.2.1 Appoint Tom de Swaan as Member of the For For Management
Compensation Committee
4.2.2 Appoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.3 Appoint Fred Kindle as Member of the For For Management
Compensation Committee
4.2.4 Appoint Kishore Mahbubani as Member of For For Management
the Compensation Committee
4.3 Designate Andreas Keller as For For Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Maximum Remuneration of Board For For Management
of Directors Until 2018 AGM in the
Amount of CHF 5 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee for Fiscal 2018 in
the Amount of CHF 74.3 Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Contingent
Share Capital without Preemptive Rights
7 Amend Articles Re: Resolutions and For For Management
Elections, Duties and Competencies of
the Board, Transfer of Competencies,
Board Resolutions and Minutes, and
Loans to Board Members or Executives
8 Transact Other Business (Voting) For Against Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
AlphaClone Alternative Alpha ETF, Loncar Cancer Immunotherapy ETF,
Deep Value ETF, Vident Core U.S. Bond Strategy ETF, Vident Core U.S.
Equity Fund, Vident International Equity Fund, and Master Income ETF
By (Signature and Title)* /s/ Paul Fearday
Paul Fearday
President (principal executive officer)
Date 8/7/17
* Print the name and title of each signing officer under his or her signature.
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