Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the
end of the form.
To NZX Limited
and
To Mercer Group Limited
Relevant event being disclosed: settlement of agreement to purchase shares
Date of relevant event: 6 December 2017
Date this disclosure made: 7 December 2017
Date last disclosure made: 5 December 2017
Substantial product holder(s) giving disclosure
Full name(s): Alison Mercer Limited
Summary of substantial holding
Class of quoted voting products: ordinary shares
Summary for Alison Mercer Limited
For this disclosure,--
(a) total number held in class: 3,750,000
(b) total in class: 60,632,706
(c) total percentage held in class: 6.185%
For last disclosure,--
(a) total number held in class: 3,750,000
(b) total in class: 60,632,706
(c) total percentage held in class: 6.185%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Alison
Mercer Limited had an agreement to purchase 1,250,000 ordinary shares in
Mercer Group Limited for
$500,000. This transaction settled (and the shares were transferred) on 6
December 2017 resulting in Alison Mercer Limited becoming the legal and
beneficial owner of those
1,250,000 ordinary shares.
Details after relevant event
Details for Alison Mercer Limited
Nature of relevant interest(s): legal and beneficial owner of financial
products.
(a) number held in class: 2,500,000
(b) percentage held in class: 4.123%
(c) current registered holder(s): Alison Mercer Limited
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): legal and beneficial owner of financial
products. A relevant agreement document need not be attached under regulation
139 of the Financial Markets
Conduct Regulations.
For that relevant interest,--
(a) number held in class: 1,250,000
(b) percentage held in class: 2.062%
(c) current registered holder(s): Angela Margaret Nelson
(d) registered holder(s) once transfers are registered: Alison Mercer Limited
For a derivative relevant interest, also--
(a) type of derivative: not applicable
(b) details of derivative: not applicable
(c) parties to the derivative: not applicable
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant interest in the derivative: not applicable
Additional information
Address(es) of substantial product holder(s): c/o BM ACCOUNTING LIMITED, 5
Havelock
Road, Havelock North, Havelock North, 4130 , New Zealand
Contact details: Phil Alison
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: Philip
John Alison
Certification
I, Philip John Alison, certify that, to the best of my knowledge and belief,
the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
End CA:00311628 For:MGL Type:SHINTR Time:2017-12-08 08:49:49